This table is prepared based on information provided in the National List of Basic Penalty Measures for Untrustworthiness (2021 Edition)
National List of Basic Penalty Measures for Untrustworthiness (2021 Edition)
National List of Basic Penalty Measures for Untrustworthiness (2021 Edition)
Click on the “+” next to any punishment measure to view its targets, legal basis, and specific content.
| Punishment Content | Targets | Basis in Law or Policy | Implementing Agency | |
|---|---|---|---|---|
| Market or Sector Entry Prohibitions | Prohibition on obtaining administrative licenses for a certain market or industry access for a set period of time | Applicants for administrative licenses who conceal relevant information or provide false materials when applying for administrative licenses that are directly related to public safety, personal health, life, and property; or administrative permittees who obtained administrative licences that are directly related to public safety, personal health, life and property by fraud, bribery and other improper means | Articles 78 and 79 of the Administrative Licensing Law | Units accepting or deciding on the relevant administrative licenses |
| Market or Sector Entry Prohibitions | Cancellation of bidding credentials for participation in projects for which the law requires that bidding and tendering be conducted, for a set period of time | Bidders who colluded in bidding or used bribes to win the bid, and the circumstances were serious; who bid in the name of others or distorted the truth in other ways, winning the bid through fraud, and the circumstances were serious; successful bidders who did not perform obligations in accordance with the contract concluded with the tenderer, and the circumstances where serious; successful bidder; entities included in the list of targets for joint punishment for untrustworthiness in not paying migrant worker salaries | Articles 53, 54 and 60 of the "Law on Tendering and Bidding"; Articles 67 and 68 of the "Regulations on the Implementation of the Law on Tendering and Bidding", and Article 48 of the "Regulations on Guaranteeing the Payment of Wages for Migrant Workers" Article 48 | Relevant administrative oversight departments |
| Market or Sector Entry Prohibitions | Prohibition on acting as an agent in projects for which the law requires bidding and tendering, for a set period of time | Tendering establishments that leaked information and materials related to tendering and bidding activities that should be kept confidential, or colluded with tenderers or bidders to damage national interests, the societal public interest, or the lawful rights and interests of others, where the circumstances are serious. | Article 50 of the Bidding and Tendering Law | Relevant administrative oversight departments |
| Market or Sector Entry Prohibitions | Prohibition on participating in government procurement activities for a set period of time | Those who received criminal penalties or and order to suspend production and business operations, had permits or licenses revoked, or received a larger fine in business activities; those included in the list of negative behavior records by the financial departments; entities included in the list of targets for joint penalties for untrustworthiness in the failure to pay migrant workers' salaries | Articles 22 and 77 of the "Government Procurement Law", Articles 21 and 73 of the "Regulations on the Implementation of the Government Procurement Law", Article 48 of the "Regulations on Guaranteeing the Payment of Migrant Workers' Salaries," and the "Opinions of the General Office of the State Council on the Comprehensive Control of the Problem of Migrant Workers' Owed Wages" (Guobanfa [2016] No. 1) | Finance departments |
| Market or Sector Entry Prohibitions | Prohibition on engaging in activities related to foreign trade for a set period of time | Those that exhibit the illegal conduct provided for in article 34 of the Foreign Trade Law; those that exceed the scope of their approval or permits in importing or exporting goods that with import/export restrictions without authorization; those that fabricate, alter, buy, or sell export quotas, approval documents, permits, or proofs for automated import permits, or who obtain them by fraud or other improper methods; those who engage in the import and export trade of goods subject to state-owned trade management or designated operation management without authorization, disrupting market order, and where the circumstances are serious | Articles 34 and 63 of the "Foreign Trade Law", Articles 48, 52, 65, 66, 67, 68, and 69 of the "Regulations on the Administration of Import and Export of Goods" | Departments for foreign trade |
| Market or Sector Entry Prohibitions | Prohibit registration as a customs declaration enterprise | Import and expert consignors, consignees, and enterprises making customs declarations that bribe custom officials so as to constitute a crime | Article 90 of the Customs Law | Customs General Administration |
| Market or Sector Entry Prohibitions | Prohibition on the establishment of credit reporting bodies that operate personal credit reporting services, for a set period of time | Entities with records of major violations of laws or regulations in the last 3 years | Article 6 of the "Regulations on the Administration of Credit Reporting Industry" | People's Bank of China |
| Market or Sector Entry Prohibitions | Prohibition on applying to become a direct sales enterprise for a set period of time | Entities with records of major business violations in the last 5 years | Article 7 of the Regulations on the Administration of Direct Sales | Commerce departments |
| Market or Sector Entry Prohibitions | Prohibition on the establishment of a fund management company that manages publicly offered funds, for a set period of time | Entities that do not have a positive social reputation and have a record of violations in the last 3 years | Article 13 of the Securities Investment Fund Law | Securities Regulatory Commission |
| Market or Sector Entry Prohibitions | Prohibition on trading securities on stock exchanges and other national securities trading venues approved by the State Council for a set period of time or for life | Relevant responsible persons who violated laws, administrative regulations, or relevant provisions of the securities regulatory agency of the State Council where the circumstances were serious | Article 221 of the Securities Law | Securities Regulatory Commission |
| Market or Sector Entry Prohibitions | Prohibition on the establishment of a securities company for a set period of time | Entities that do not have a positive creditworthiness record and have a record of major violations of laws or regulations in the last three years | Article 118 of the Securities Law | Securities Regulatory Commission |
| Market or Sector Entry Prohibitions | Prohibition on initial public offerings of new shares within a set period of time | Entities that had crimes such as corruption, bribery, taking of assets, misappropriation of assets, or undermining the economic order of the socialist marketplace in the last three years | Article 12 of the Securities Law | Securities Regulatory Commission |
| Market or Sector Entry Prohibitions | Prohibition on listing and trading on the stock exchange for a set period of time | Issuers with negative credit records; real estate development companies with conduct violating laws or regulations such as leaving vacant land, land speculation, property hoarding, or driving up housing prices | "Securities Law" Article 47, "Notice of the General Office of the State Council on Continuing to Do a Good Job in Real Estate Regulation and Control" (Guobanfa [2013] No. 17) | Securities Regulatory Commission |
| Market or Sector Entry Prohibitions | Prohibition on refinancing or major asset restructuring within a set period of time | Real estate development companies that have conduct in violation of laws or regulations such as leaving land vacant, land speculation, property hoarding, or driving up housing prices | "Notice of the General Office of the State Council on Continuing to Do a Good Job in Real Estate Regulation and Control" (Guobanfa [2013] No. 17) | Securities Regulatory Commission |
| Market or Sector Entry Prohibitions | Prohibition on financing through trust plans for a set period of time | Real estate development companies that have conduct in violation of laws or regulations such as leaving land vacant, land speculation, property hoarding, or driving up housing prices | "Notice of the General Office of the State Council on Continuing to Do a Good Job in Real Estate Regulation and Control" (Guobanfa [2013] No. 17) | China Banking and Insurance Regulatory Commission |
| Market or Sector Entry Prohibitions | Suspension or prohibition on engaging in securities businesses or securities services business. | Securities service bodies that violation article 163 of the Securities Law by not diligently completing their duties or having false records, misleading statements, or major ommissions in the documents they issues where the circumstances are serious; issuers, security registration and calculation bodies, securities companies, and securities service bodies that leak, conceal, fabricate, alter, or destroy relevant documents and materials, and the circumstances are serious; responsible persons who violate laws, administrative regulations, or State Council provisions on securities regulation bodies, where the circumstances are serious. | Articles 163, 213, 214, and 221 of the Securities Law | Securities Regulatory Commission |
| Market or Sector Entry Prohibitions | Prohibition on establishing a futures company for a set period of time | Entities that do not have positive reputations and have a record of major violations of laws and regulations in the past three years | Article 16 of the "Regulations on the Administration of Futures Trading" | Futures regulatory bodies |
| Market or Sector Entry Prohibitions | Prohibition on participating in drug procurement bidding for a set period of time | Entities who bid at a price lower than cost, fraudulently bid, collude in bidding, or abuse of market dominance, etc., and the circumstances are serious | Article 103 of the Basic Medical Hygiene and Health Promotion Law | Medical Security Department |
| Market or Sector Entry Prohibitions | Prohibition on applying for medical device permits, large-scale medical equipment allotment permits, or carrying out clinical trials of professional medical devices, or importing medical devices, for a set period of time | Entities with the circumstances provided for in Articles 81, 82, 83, 93, 94, 95, and 98 of the Regulations on the Oversight and Management of Medical Devices | Articles 81, 82, 83, 93, 94, and 95 of the Regulations on the Oversight and Management of Medical Devices | Drug regulation departments |
| Market or Sector Entry Prohibitions | Prohibition on applying to operate a courier service for a set period of time | Entities whose courier business licenses have been revoked for violations of the "Postal Law" | Article 81 of the Postal Law | Postal administration departments |
| Market or Sector Entry Prohibitions | Prohibition on conducting trademark agency business for a set period of time | Entities with the conduct provided for in article 68 of the Trademark Law where the circumstances are serious | Article 68 of the Trademark Law | Intellectual Property Departments |
| Market or Sector Entry Prohibitions | Revocation of the right to operate military products export businesses | Those that failed to truthfully submit the documents and materials related to their military products export business activities and fail to make corrections within the time limit; and entities that violate the provisions of Articles 21 and 22 of the Regulations on the Administration of Military Products Exports | Articles 21, 22, 24, and 25 of the Regulations on the Administration of Military Products Exports | National Military Products Trade Management Committee |
| Market or Sector Entry Prohibitions | Prohibition on engaging in for-profit performances or inactivities as an intermediary, agent, or trustee for for-profit performances | Entities whose commercial performance licenses have been revoked by the competent departments for culture, or had their business licenses revoked by the administrative departments for industry and commerce, or were ordered to change their registration due to circumstances prohibited by Article 25 of the Regulations on the Administration of Commercial Performances | Articles 25 and 53 of the "Regulations on the Administration of Commercial Performances" | Culture and tourism departments |
| Market or Sector Entry Prohibitions | Prohibition on engaging in the preparation of environmental impact reports and environmental impact report forms, for a set period of time | Technical units entrusted to prepare environmental impact reports and environmental impact report forms that violate provisions such as national environmental impact assessment standards and technical specifications, causing the basic information of the construction project environmental impact report and environmental impact reports form to be clearly untrue, the content to have major defects, omissions or falsehoods, and incorrect or unreasonable environmental impact assessment conclusions, or other serious circumstances. | Article 32 of the Environmental Impact Assessment Law | Ecology and environment departments |
| Market or Sector Entry Prohibitions | Prohibition on applying for pollution discharge permits for a set period of time | Entities that volate the "Regulations on the Administration of Pollution Discharge Permits", by forging, altering, or transferring pollutant discharge permits | Article 41 of the "Regulations on the Administration of Pollution Discharge Permits" | Ecology and environment departments |
| Market or Sector Entry Prohibitions | Prohibition on engaging in technical services for pollutant discharge permits | Pollution discharge technical bodies entrusted by the review and approval departments that violate the Regulations on the Administration of Pollution Discharge Permits by distorting the truth or making false statements and the circumstances are serious | Article 42 of the "Regulations on the Administration of Pollution Discharge Permits" | Ecology and environment departments |
| Market or Sector Entry Prohibitions | Prohibition on applying for new mining exploration or extraction rights and from taking on government-funded geological programs, for a set period of time | Those that fail to submit geological data within the time limit specified in the "Regulations on the Management of Geological Data"; entities who fabricate geological data or who distort the truth or make false statements in geological data and do not make corrections within the time limit | Article 20 and 21 of the "Regulations on Management of Geological Data" | Natural resource departments |
| Market or Sector Entry Prohibitions | Prohibition on participating in land bidding | Real estate development companies that have conduct in violation of laws or regulations such as leaving land vacant, land speculation, property hoarding, or driving up housing prices | "Notice of the General Office of the State Council on Continuing to Do a Good Job in Real Estate Regulation and Control" (Guobanfa [2013] No. 17) | Natural resource departments |
| Market or Sector Entry Prohibitions | Restrictions on participating in land transfer activities | Units and individuals that are in arrears with the price of land and have violated contracts | "Notice of the General Office of the State Council on Promoting the Stable and Healthy Development of the Real Estate Market" (Guobanfa [2010] No. 4) | Natural resource departments |
| Market or Sector Entry Prohibitions | Non-acceptance of applications for new special equipment licenses for a set period of time | Those whose permits were revoked for violations of the "Special Equipment Safety Law" | Article 96 of the Special Equipment Safety Law | Market regulatory departments |
| Market or Sector Entry Prohibitions | Prohibition on engaging in business activities related to film for a set period of time | Legal persons, other organizations, or sole proprietors whose permits were revoked for violations of the Film Industry Promotion Law | Article 53 of the Film Industry Promotion Law | Film regulatory departments |
| Market or Sector Entry Prohibitions | Prohibition on engaging in a/v product retailing business for a set period of time | Sole Proprietors engaged in retail sales of a/v products who were given an administrative permit of having their permit revoked | Article 46 of the Regulations on Administration of Audiovisual Products | Market regulatory departments |
| Market or Sector Entry Prohibitions | Non-acceptance of applications for advertisement reviews or suspend the advertising publication business for a set period of time | Advertisers, advertising businesses, and advertisement publishers who violate the provisions of Articles 55, 57, 58 or 65 of the "Advertising Law" | Articles 55, 57, 58 and 65 of the Advertising Law | Market regulatory departments |
| Market or Sector Entry Prohibitions | Prohibition on re-applying for an industrial product production license for the same listed product for a set period of time | Enterprises whose production licenses for industrial products have been revoked | Article 55 of the Regulations on the Administration of Industrial Product Production Licenses | Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in related professions for a set period of time | Persons who were prohibited by a people's court from engaging in related professions due to using their position to facilitate the commission of crimes or for committing crimes that violated the specified obligations required by their position | Article 37 of the Criminal Law | People's courts |
| Professional bans or practice restrictions | Prohibition on obtaining administrative practice licenses for specified professions for a set period of time | Applicants for administrative licenses who conceal relevant information or provide false materials when applying for administrative licenses that are directly related to public safety, personal health, life, and property; or administrative permittees who obtained administrative licences that are directly related to public safety, personal health, life and property by fraud, bribery and other improper means | Articles 78 and 79 of the Administrative Licensing Law | Units accepting or deciding on the relevant administrative licenses |
| Professional bans or practice restrictions | Prohibition on serving as a people's assessor | Persons in any of the circumstances provided for in Article 7 of the People's Assessor Law | Article 7 of the People's Assessor Law | Judicial administrative organs, People's courts, Public security departments |
| Professional bans or practice restrictions | Prohibition on being recruited (hired) as a public servant | Persons with the circumstances provided for in article 26 of the Civil Servants Law; active service members who refuse to perform their duties or leave their squad for the purpose of avoiding military service, and have been unenrolled from their squad, stripped of military status, or pursued for criminal responsibility in accordance with law; persons who have the obligation to perform military service and refuse or evade recruitment and refuse to make corrections; and judgment defaulters | Article 26 of the Civil Servants Law, Articles 66 and 67 of the Military Service Law, and the "Opinions on Accelerating the Advancement of the Construction of Credit Oversight, Warnings and Punishment Mechanisms for Judgment Defaulters" issued by the General Office of the Central Committee of the Communist Party of China and the General Office of the State Council | Departments in charge of civil servants, Human resources and social security departments |
| Professional bans or practice restrictions | Prohibition on obtaining teaching credentials for a set period of time or for life | Persons who have received a punishment of deprivation of political rights or received a criminal punishment of a prison time or higher for an intentional crime; persons who obtain teaching credentials through false or misleading statements or fraud, or who have negative character, insult students, with a vile impact, and have had teaching credentials revoked | Article 14 of the Teachers Law and article 19 of the Teaching Credentials Regulations | Education departments |
| Professional bans or practice restrictions | Must not run a school, teach or work as a teacher for life | Teachers who have serious issues in terms of professional ethics and demeanor; teachers who violate professional codes of conduct with a vile impact; and responsible persons who harm children, accept fees in violation of rules, or have other conduct causing a negative impact | The "Overall Plan for Deepening Reform in Educational Evaluations for the New Era" issued by the Central Committee of the Communist Party of China and the State Council, and the "Several Opinions of the Central Committee of the Communist Party of China and the State Council on the Deepening Reform and Standardized Development of Preschool Education" | Education departments |
| Professional bans or practice restrictions | Prohibition on being hired as staff in a unit with close contact with minors | Persons with records of violations or crimes such as harm, abuse, trafficking, or violently injuring | Law on the Protection of Minors, article 62 | Units with close contact with minors |
| Professional bans or practice restrictions | Prohibition on engaging in the management of food production businesses or food testing work for a set period of time or for life | Food producers whose permits have been revoked and their responsible personnel; Persons sentenced to a criminal punishment of a prison term or higher for a food safety crime; Personnel of food inspection bodies who violate the provisions of the Food Safety Law and receive a criminal punishment or sanction of expulsion. | Articles 135 and 138 of the Food Safety Law, "Opinions of the Central Committee of the Communist Party of China and the State Council on Deepening Reform and Strengthening Food Safety Work" | Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in drug production business activities for a set period of time or for life | Responsible persons at market entities who violate articles 118,122,123,124,125,126,141, or 142 of the Drug Management Law; or articles 80,81, or 82 of the Vaccine Management Law. | Articles 118,122,123,124,125,126,141, and 142 of the Drug Management Law; and articles 80,81, and 82 of the Vaccine Management Law. | Drug regulation departments |
| Professional bans or practice restrictions | Prohibition on engaging in cosmetic production business or testing activities for a set period of time | 有《化妆品监督管理条例》第五十九条、第六十条、第六十一条、第六十四条、第六十五条、第七十条规定情形的市场主体有关责任人员；出具虚假检验报告并因此受到开除处分的化妆品检验机构有关责任人员 | Regulations on Oversight and Management of Cosmetics, Articles 59, 60, 61, 64, 65, 70, and article 71 | Drug regulation departments |
| Professional bans or practice restrictions | Prohibition on engaging in operations related to investigations and assessments in the field of pollution prevention and control | 出具土壤污染防治相关虚假报告且情节严重的受委托从事土壤污染防治领域调查评估活动的单位有关责任人员 | Article 90 of the Law on the Prevention and Control of Soil Pollution | Ecology and environment departments |
| Professional bans or practice restrictions | Prohibition on engaging in the preparation of environmental impact reports or environmental impact report forms for a set period of time or for life | Editing units, persons presiding over editing, and primary editors violating the provisions of article 32 of the Environmental Impact Assessment Law | Article 32 of the Environmental Impact Assessment Law | Ecology and environment departments |
| Professional bans or practice restrictions | Prohibition on serving as cultural artifact management personnel or engaging in cultural artifact business activities for a set period of time | Persons with any of the situations provided for in article 76 of the Cultural Artifacts Preservation Law where the circumstances are serious and they have been removed from their post or had practice credentials revoked | Article 76 of the Cultural Relics Protection Law | Cultural Relics Administration |
| Professional bans or practice restrictions | Prohibition on recruitment as an employee of a stock exchanges or securities company for a set period of time | Employees of Securities trading venues, securities companies, securities liquidation bodies, or securities service bodies, or staff of state organs, that have been fired due to illegal conduct or violations of discipline | Articles 104 and 125 of the Securities Law | Securities Regulatory Commission |
| Professional bans or practice restrictions | Prohibition on serving as a fund manager of publicly offered funds for a certain period of time | Persons who have any of the prohibited situations provided for in Article 15 of the Securities Investment Fund Law | Article 15 of the Securities Investment Fund Law | Securities Regulatory Commission |
| Professional bans or practice restrictions | Prohibition on engaging in medical services involving the use of medical security funds or engaging in management activities for designated medical institutions, for a set period of time | 违反《医疗保障基金使用监督管理条例》规定，造成医疗保障基金重大损失或者其他严重不良社会影响的定点医药机构法定代表人或者主要负责人 | Article 43 of the Regulations on the Oversight and Management of the Use of the Medical Security Fund | Medical Security Department |
| Professional bans or practice restrictions | Cancellation of credentials for serving as a member of a bid assessment committee and a prohibition on participating bid assessment on projects for which the law requires bidding and tendering | Assessment committee members who accept assets or other benefits from the bid taker or who leak circumstances to others such a bid document evaluations and comparisons, or recommendations for successful candidates. | Article 56 of the Bidding and Tendering Law | Relevant administrative oversight departments |
| Professional bans or practice restrictions | Prohibition on engaging in accounting work for a set period of time, not granting registration as a registered accountant, or suspending practice of relevant business | Accountants who have any of the conduct listed in Article 42 of the "Accounting Law" with serious circumstances; Accountants who forge or alter accounting vouchers and accounting books, prepare false financial accounting reports, conceal or deliberately destroy accounting vouchers and accounting documents that should be kept in accordance with the law; Persons with any of the circumstances in Article 10 of the CPA Law; CPAs who violate the provisions of Articles 20 and 21 of the CPA Law with serious circumstances | Articles 42, 43, and 44 of the Accounting Law, and Articles 10 and 39 of the CPA Law | Finance departments, Chinese Institute of Certified Public Accountants |
| Professional bans or practice restrictions | Prohibition on engaging in asset appraisal work for a set period of time | Appraisal professionals who have any of the circumstances provided for in Article 44 of the Assets Appraisal Law; appraisal professionals who have signed false appraisal reports | Article 44 and Article 45 of the "Asset Appraisal Law" | Evaluation Administration Departments |
| Professional bans or practice restrictions | Prohibition on engaging in stadium management and athlete assistance work for a set period of time or for life | The responsible persons for sports social groups, or athlete management units who provide stimulants to athletes or organize, compel, or trick athletes into using stimulants in sports; or who fail to perform the obligations provided in the Anti-doping Regulations, causing serious consequences | Article 39 of the Anti-Doping Regulations | Sports departments |
| Professional bans or practice restrictions | Prohibition on opening entertainment venues or working in an entertainment venue | Persons who have any of the circumstances provided for in Article 5 of the Regulations on the Administration of Entertainment Venues | Article 5 of the Regulations on the Administration of Entertainment Venues | Culture and tourism departments |
| Professional bans or practice restrictions | Prohibition on engaging in tour guide or travel agency business for a set period of time | Tour guides or group leaders who violate the Tourism Law; managers of travel agencies who have travel agency business licenses or permits revoked; persons who receive criminal penalties for obstructing border management | Article 103 of the Tourism Law, Article 64 of the Travel Agency Regulations | Culture and tourism departments, Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in electronic verification services for a set period of time | 不遵守认证业务规则、未妥善保存与认证相关的信息，或者有其他违法行为，逾期未改正的电子认证服务提供者的直接负责的主管人员和其他直接责任人员 | Article 31 of the Electronic Signature Law | Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in the production or trading of feed and feed additives for a set period of time | 违反《饲料和饲料添加剂管理条例》第三十八条、第三十九条规定，情节严重的饲料、饲料添加剂生产企业的主要负责人和直接负责的主管人员 | Articles 38 and 39 of the "Regulations on the Administration of Feed and Feed Additives" | Market regulatory departments |
| Professional bans or practice restrictions | Lifetime prohibition on engaging in activities of producing, trading in, or importing veterinary medicine | 无兽药生产许可证、兽药经营许可证生产、经营兽药的，或者虽有兽药生产许可证、兽药经营许可证，生产、经营假、劣兽药的，或者兽药经营企业经营人用药品的，提供虚假的资料、样品或者采取其他欺骗手段取得兽药生产许可证、兽药经营许可证或者兽药批准证明文件的企业主要负责人和直接负责的主管人员 | Articles 56 and 57 of the Regulations on Administration of Veterinary Medicine | Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in printing business activities for a set period of time | Individuals who have been received an administrative penalty of revoking the printing business licenses | Article 45 of the Administrative Regulations on Printing Industry | Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in operations related to film for a set period of time | Individuals who have engaged in film production, importation, or distribution without approvals or authorization, or who hold foreign-Chinese film exhibitions, international film festivals without authorization, or who provide films for participation in foreign film exhibitions or film festivals without authorization. | Article 64 of the Film Management Regulations | Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in medical device testing or medical device production businesses for a set period of time | Units that break the law by the circumstances provided for in articles 81, 82, 83, 84, 85, 86, 88, 96, and 98 of the Regulations on the Oversight and Management of Medical Devices, their legal representatives, principal responsible person, directly responsible managers, and other responsible persons | Articles 81, 82, 83, 84, 85, 86, 88, 96, and 98 of the Regulations on the Oversight and Management of Medical Devices | Drug regulation departments |
| Professional bans or practice restrictions | Prohibition on engaging in accreditation activities or applying for the professional qualifications as registered certification personnel for a set period of time | The principal responsible person for accreditation bodies and the persons bearing responsibility for any of the situations provided for in article 68 of the Certification and Accreditation Regulations where the circumstances are serious, and accreditation personnel who practice credentials have been revoked | Articlse 68 and 73 of the Regulations on Certification and Accreditation | Market regulatory departments |
| Professional bans or practice restrictions | Prohibition on engaging in the senior care services industry | Personal in senior care service establishments that bully or abuse seniors or otherwise harm seniors' lawful rights and interests | "Opinions of the General Office of the State Council on Establishing and Improving the Comprehensive Oversight System for Elderly Services to Promote the High-quality Development of Elderly Services" (Guobanfa [2020] No. 48) | Civil affairs departments |
| Restrictions on holding positions | Restriction on registering as the legal representative of a public institution | Judgment Defaulters | Opinions on Accelerating and Advancing the Construction of Credit Supervision, Warning and Punishment Mechanisms for Judgement Defaulters issued by the General Office of the Central Committee of the Communist Party of China and the General Office of the State Council | Comprehensive management departments in charge of personnel at public institutions |
| Restrictions on holding positions | Prohibition on serving as the legal representative, board member, supervisor, or senior management of a company or enterprise for a set period of time | 有《公司法》一百四十六条禁止情形之一的自然人；被列入严重违法企业名单的企业的法定代表人、负责人；因发布虚假广告等《广告法》规定的违法行为，被吊销营业执照的公司、企业对违法行为负有个人责任的法定代表人 | Article 146 of the Company Law, Article 70 of the Advertising Law, Article 17 of the Provisional Regulations on the Display of Enterprise Information | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the primary responsible person for a production or business unit for a set period of time, or a prohibition on serving as the primary responsible person in a production or business unit in the related industry for life | The primary persons in charge of production and business units that were given criminal punishments or a sanction of dismissal for failing to perform the production safety management duties provided for in the "Production Safety Law", causing production safety accidents | Article 91 of the Production Safety Law | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the legal representative or senior management of a seed enterprise for a set period of time | 因生产经营假种子、劣种子犯罪被判处有期徒刑以上刑罚的种子企业或其他单位的法定代表人、直接负责的主管人员；因有《种子法》第三十二条、三十三条禁止情形，被吊销种子生产经营许可证的单位的法定代表人、直接负责的主管人员 | Articles 32, 33, 75, 76, and 77 of the Seed Law | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the board member, supervisor, or senior management of a securities company, for a set period of time | The responsible persons for securities trading venues, securities registration and clearance bodies, or the chairs, supervisors, and senior management of securities companies that have been removed from their position for violations of laws or discipline; lawyers, registered accountants, or other professionals in securities service bodies that have had their practice documents cancelled or credentials revoked for violations of laws or discipline | Article 124 of the Securities Law | Securities Regulatory Commission |
| Restrictions on holding positions | Prohibition on serving as the board member, supervisor, or senior management of a bond issuer for a set period of time or for life | Relevant responsible persons who violated laws, administrative regulations, or relevant provisions of the securities regulatory agency of the State Council where the circumstances were serious | Article 221 of the Securities Law | Securities Regulatory Commission |
| Restrictions on holding positions | Prohibition on serving as the board member, supervisor, or senior management of a fund manager for a publicly offered fund, for a set period of time | Persons who have any of the prohibited situations provided for in Article 15 of the Securities Investment Fund Law | Article 15 of the Securities Investment Fund Law | Securities Regulatory Commission |
| Restrictions on holding positions | Prohibition on serving as the individual operator, board member, supervisor, or senior management of a credit reporting establishment for a set period of time | Persons with records of major violations of laws or regulations in the last 3 years | Article 8 of the Regulations on the Administration of the Credit Reporting Industry | People's Bank of China |
| Restrictions on holding positions | Prohibition on serving as the legal representative or responsible person for an entertainment venue for a set period of time | Investors and responsible persons for entertainment venues that have been shut down in accordance with law for engaging in entertainment venue business without authorization; or the legal representatives or responsible persons for entertainment venues that have had entertainment business permits cancelled or revoked due to violations of the Regulations on the Administration of Entertainment Venues | Article 53 of the Regulations on the Administration of Entertainment Venues | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the legal representative or primary responsible person of a publishing, printing, reproduction, import, or dissemination unit for a set period of time | The legal persons or primary responsible persons of units that have had permits revoked for violations of the Regulations on the Administration of Publication | Article 70 of the Regulations on the Administration of Publication | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the legal representative or primary responsible person for a legal person or other organization in film activities for a set period of time | The legal representatives or primary responsible persons for units that have had permits cancelled for violations of the Film Industry Promotion Law or the Regulations on Film Administration | Article 53 of the Film Industry Promotion Law and Article 64 of the Film Management Regulations | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the legal representative or primary responsible person of an a/v publishing, production, reproduction, import, wholesale, or retail unit for a set period of time | The legal representative or primary responsible person for units that have been given an administrative punishment of having permits cancelled for violations of the Regulations on the Management of Audiovisual products. | Article 46 of the Regulations on Administration of Audiovisual Products | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the board member, supervisor, or senior management of a state-owned enterprise for a set period of time or for life | Those removed from their position for violations of the Law on State-Owned Assets of Enterprises that caused major losses to state-owned assets; Board members, supervisors, or senior management of state-owned enterprises that caused major losses of state-owned assets or were given punishments for corruption, bribery, taking possession of assets, misappropriating assets, or undermining the order of the socialist market economy. | Article 73 of the Enterprise State-owned Assets Law | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the legal representative or responsible person for an internet access service business for a set period of time | Legal representatives or primary responsible persons for internet service business venue operators who have had their Online Culture Operations License canceled; The primary responsible persons for internet service business venues that have been shut down in accordance with law for being set up without authorization | Article 35 of the"Regulations on the Administration of Internet Service Business Places | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the legal representative or responsible person for a printing enterprise for a set period of time | The legal representatives or responsible persons for printing enterprises that have received a punishment of cancellation of permits | Article 45 of the Administrative Regulations on Printing Industry | Market regulatory departments, Housing and urban-rural construction departments |
| Restrictions on holding positions | Prohibition on serving as the primary responsible person or person responsible for a project for construction enterprise for a set period of time | The principal responsible persons or project managers of construction units that violate article 66 of the Regulations on the Management of Production Safety in Construction Projects and are given criminal punishments or sanctions of removal from their position | Article 66 of the Regulations on the Administration of Production Safety in Construction Projects | Market regulatory departments |
| Restrictions on holding positions | Prohibition on serving as the responsible person for a stock exchange for a set period of time | The responsible persons for securities trading venues, securities registration and clearance bodies, or the chairs, supervisors, and senior management of securities companies that have been removed from their position for violations of laws or discipline; lawyers, registered accountants, or other professionals in securities service bodies that have had their practice documents cancelled or credentials revoked for violations of laws or discipline | Article 103 of the Securities Law | Market regulatory departments, Relevant government departments |
| Restrictions on holding positions | Prohibition on serving as the primary responsible person for a travel agency for a set period of time | The primary person in charge of a travel agency whose business license has been revoked | Article 64 of the Travel Agency Regulations | Market regulatory departments |
| Restrictions on related consumer behavior | Restrict passage on airplanes | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Civil Aviation Administration |
| Restrictions on related consumer behavior | Restrictions on passage on soft sleeper trains, all seats in EMU trains with the prefix G, and first-class or better seats in other EMU trains | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | National railway group |
| Restrictions on related consumer behavior | Restrict passage on ships in second-class or higher cabins | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Transport departments |
| Restrictions on related consumer behavior | Restrictions on high spending in star-rated inns, hotels, nightclubs, golf courses and other places | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Culture and tourism departments, Public security departments |
| Restrictions on related consumer behavior | Restrictions on purchasing real estate or on home building, expansions, or high-end remodeling | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Natural resources departments, Housing and urban-rural development departments |
| Restrictions on related consumer behavior | Restrictions on renting high-end office space, hotels, apartments, and other such spaces for work | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Public security departments, Housing and urban-rural construction departments, Commerce departments |
| Restrictions on related consumer behavior | Restrictions on purchasing vehicles other than those necessary for business | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Commerce departments, Public security departments |
| Restrictions on related consumer behavior | Restrictions on travel and vacations | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Culture and tourism departments |
| Restrictions on related consumer behavior | Restrictions on children studying in expensive private schools | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | Education departments |
| Restrictions on related consumer behavior | Restrictions on the payment of high premiums to purchase insurance wealth management products | Judgment Defaulters | Article 255 of the Civil Procedure Law, Article 3 of the Supreme People’s Court's Provisions on Restricting High Spending and Related Consumption by Judgment Defaulters (Fa Shi [2015] No. 17) | China Banking and Insurance Regulatory Commission |
| Restrictions or blocking exit from the country | Restrictions or blocking exit from the country | Judgment defaulters; Taxpayers who did not settle their taxes or late fees, and have not provided a guarantee and their legal representatives; Parties that were given punishments by Customs, did not pay the relevant funds, and have not provided a guarantee, or their legal representatives and primary responsible persons; Directly responsible board members, supervisors, senior management, and other directly responsible persons of securities companies that were ordered to suspend operations for rectification, or have placed under a custodianship, receivership, or liquidation period in accordance with law, or that have had major risks; Active service military personnel who refuse to perform their duties or go absent without leave and are removed from a unit, removed from military status, or are pursued for criminal responsibility; citizens with obligations to perform military service who refuse or evade calls to service and refuse to correct the situation; Persons with any of the the circumstances provided for in articles 12 or 28 of the Law on Entry/Exit Management. | Article 255 of the Civil Procedure Law, Articles 66 and 67 of the Military Service Law, Article 44 of the Law on the Administration of Tax Collection; article 144 of the Securities Law, Article 12 of the Law on Entry/Exit Administration; Article 74 of the Implementation Regulations for the Law on the Administration of Tax Collections; and Article 59 of the Regulations on the Implementation of Customs Administrative Punishments | Entry and Exit Administration |
| Restrictions on academic advancement to higher levels of school | Restrictions on academic advancement to higher levels of school for a set period of time | 因以逃避服兵役为目的，拒绝履行职责或者逃离部队被军队除名、开除军籍或者被依法追究刑事责任的现役军人；有服兵役义务的应征公民拒绝、逃避征集，拒不改正的人员 | Articles 66 and 67 of the Military Service Law | Education departments |
| Restrictions on applications for government fund programs | Restrictions on applying for government fund programs | Market entities that have been entered onto the list of seriously untrustworthy entities | Article 48 of the Regulations on Ensuring the Payment of Migrant Worker Salaries; The State Council Guiding Opinions on Establishing and Improving Systems of Joint Incentives for Trustworthiness and Joint Disciplinary Action for Untrustworthiness and Accelerating the Establishment of the Social Credit System (Guofa (2016)No.33); The General Office of the State Council's Guiding Opinion on Accelerating the Advancement of the Establishment of the Social Credit System with New Forms of Credit-based Regulatory Mechanisms (Guobanfa (2019) No. 35) | Government fund approval departments |
| Restrictions on applications for government fund programs | Prohibition on applying for National Science and Technology Fund projects and National Science and Technology Program projects | Scientific and technical personnel who copy or plagiarize the scientific and technological achievements of others, or distort the facts in scientific and technological activities, where the circumstances are serious | Article 70 of the Law on Scientific and Technological Progress | Science and technology departments |
| Restrictions on the enjoyment of preferential policies and facilitation measures | Restrictions on the use of government financial benefits and support measures | Market entities that have been entered onto the list of seriously untrustworthy entities | "Guiding Opinions of the State Council on Establishing and Improving the System of Joint Incentives for Trustworthiness and Joint Punishment for Untrustworthiness to Accelerate the Construction of Social Credit" (Guo Fa [2016] No. 33) | Relevant departments |
| Restrictions on the enjoyment of preferential policies and facilitation measures | Restriction on applying tax benefits | Market entities that have been entered onto the list of seriously untrustworthy entities | Article 48 of the "Regulations on Ensuring the Payment of Migrant Workers", "Guiding Opinion on Accelerating the Advancement of the Establishment of the Social Credit System with New Forms of Credit-based Regulatory Mechanisms" (Guobanfa [2019] No. 35, "State Council Several Opinions of the General Office on Using Big Data to Strengthen Services and Supervision of Market Entities" (Guobanfa [2015] No. 51) | Tax departments |
| Restrictions on the enjoyment of preferential policies and facilitation measures | Cancellation of credentials for buying or renting low-income housing for a set period of time | Natural persons who fraudulently purchase or rent low-come housing using false information | "Guiding Opinions of the General Office of the State Council on the Construction and Management of Low-income Housing Projects" (Guobanfa [2011] No. 45) | Housing and urban-rural construction departments |
| Restrictions on the enjoyment of preferential policies and facilitation measures | Not applying information and pledge system | Applicants who have more serious negative credit records, have made false pledges, or have other such circumstances | "Guiding Opinions of the General Office of the State Council on the Full Implementation of the Notification and Pledge System for Certification Matters and Enterprise Business Licensing Matters" (Guobanfa [2020] No. 42) | Relevant administrative oversight departments |
| Restrictions on participation in award selections | Revocation of awards and cancellation of eligibility to participate in award selections for a set period of time | Market entities that have been entered onto the list of seriously untrustworthy entities | 《保障农民工工资支付条例》第四十八条，《中共中央关于建立健全党和国家功勋荣誉表彰制度的意见》，《国务院关于建立完善守信联合激励和失信联合惩戒制度加快推进社会诚信建设的指导意见》（国发〔2016〕33 号） | Departments carrying out award selections |
| Restrictions on participation in award selections | Suspending or revoking eligibility to be nominated for national science and technology awards for a set period of time, and revoking awards already received and reclaiming prize money | 剽窃、侵夺他人的发现、发明或者其他科学技术成果的，或者以其他不正当手段骗取国家科学技术奖的，提供虚假数据、材料，协助他人骗取国家科学技术奖情节严重的单位和个人 | Articles 30 and 31 of the "Regulations on National Science and Technology Awards" | Administrative departments for science and technology |
| Inclusion in lists of seriously untrustworthy entities | Being included as a judgment defaulter | Persons subject to enforcement who have the ability to fulfill obligations confirmed in effective legal documents but who refuse to do so; who obstruct or resist enforcement through the fabrication of evidence, violence, threats, or other illegal means; who evade enforcement through means such as fake litigation or arbitration or by concealing and transferring assets; who violate the asset reporting system; who violate orders restricting spending; or who refuse to fulfill the obligations in settlement agreements without legitimate cause | Article 1 of the "Several Provisions of the Supreme People's Court on Publishing the List of Untrustworthy Persons Subject to Execution" (Fa Shi [2017] No. 7) | People's courts |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the list of negative conduct records in government procurement | 有《政府采购法》第七十七条情形之一的；评审阶段资格发生变化，未依照《政府采购法实施条例》第二十一条的规定通知采购人和采购代理机构的；捏造事实、提供虚假材料或者以非法手段取得证明材料进行投诉的供应商 | 《政府采购法》七十七条，《政府采购法实施条例》第二十一条、第七十二条、第七十三条，《国务院关于印发社会信用体系建设规划纲要（2014—2020年）的通知》（国发〔2014〕21号） | Finance departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the list of targets for joint punishment for untrustworthiness in owing back agricultural wages | Employers and their responsible personnel who are in arrears with migrant workers' salaries and the circumstances are serious or it has caused a serious adverse social impact | Article 48 of the "Regulations on Guaranteeing the Payment of Migrant Workers' Wages", "Opinions of the General Office of the State Council on Comprehensively Solving the Problem of Unpaid Migrant Workers' Wages" (Guobanfa [2016] No. 1) | Human resources and social security departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the list of enterprises with seriously untrustworthy violations | Enterprises on the list of abnormal businesses that have not fulfilled their display obligations in accordance with the "Interim Regulations on Enterprise Information Disclosure" within 3 years | Article 17 of the "Interim Regulations on Enterprise Information Disclosures" | Market regulatory departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist of seriously untrustworthy producers and businesses in the food safety sector | Market entities with specified serious untrustworthy conduct in the food safety sector (industry) | Article 66 of the "Regulations on the Implementation of the Food Safety Law", "Opinions of the Central Committee of the Communist Party of China and the State Council on Deepening Reform and Strengthening Food Safety Work" | Market regulatory departments |
| Inclusion in lists of seriously untrustworthy entities | Included in the blacklist for dairy companies | Dairy enterprises with specified serious untrustworthy conduct | "Opinions of the General Office of the State Council on Promoting the Revitalization of the Dairy Industry and Guaranteeing the Quality and Safety of Dairy Products" (Guobanfa [2018] No. 43) | Market regulatory departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for the seriously untrustworthy in the transport and logistics industry | Market entities with specified serious untrustworthy conduct in the transportation and logistics sector (industry) | 《国务院办公厅关于转发国家发展改革委物流业降本增效专项行动方案（2016—2018 年）的通知》（国办发〔2016〕69 号），《国务院办公厅关于进一步推进物流降本增效促进实体经济发展的意见》（国办发〔2017〕73 号） | Development and reform departments, Transport departments |
| Inclusion in lists of seriously untrustworthy entities | Included in the blacklist for the field of rehabilitation of disabled children | Personnel working at rehabilitation establishments that have the specified serious untrustworthy conduct in the field (sector) of rehabilitation for disabled children | State Council Opinions on Establishing a System for Child Rehabilitation Assistance (GuoFa(2018) No.20) | Education departments, Civil affairs departments, Health departments, Market regulatory departments, Human resources and social security departments, Disabled people’s federations, others. |
| Inclusion in lists of seriously untrustworthy entities | Included in the blacklist for tax violations | Market entities with specified serious untrustworthy conduct in the tax sector (industry) | Planning Outline for the Establishment of a Social Credit System (2014-2020) [Guofa(2014)No.21] | Tax departments |
| Inclusion in lists of seriously untrustworthy entities | Included in the blacklist for untrustworthiness related to quality | Market entities with specified serious untrustworthy behaviors in the quality field (industry) | Planning Outline for the Establishment of a Social Credit System (2014-2020) [Guofa(2014)No.21] | Market regulatory departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the credit blacklist for the social security sector | Individuals with specified serious untrustworthy conduct in the social security field (industry) | Planning Outline for the Establishment of a Social Credit System (2014-2020) [Guofa(2014)No.21] | Human resources and social security departments, Housing and urban-rural development departments, Emergency management departments, Civil affairs departments, Finance departments, Sports departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for online credit | Enterprises and individuals with serious untrustworthy conduct online such as network fraud, creation or transmission of pornography, or harming the lawful rights and interests of others | Planning Outline for the Establishment of a Social Credit System (2014-2020) [Guofa(2014)No.21] | Central Cyberspace Administration, Industry and information technology departments, Public security departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for the cultural marketplace or travel marketplace | Market entities with specified serious untrustworthy conduct in the culture and tourism field (industry) | "Opinions of the General Office of the State Council on Further Stimulating the Potential of Cultural and Tourism Spending" (Guobanfa [2019] No. 41) | Culture and tourism departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for construction market entities | Market entities with specified serious untrustworthy conduct in the construction field (industry) | "Opinions of the General Office of the State Council on Promoting the Sustainable and Healthy Development of the Construction Industry" (Guobanfa [2017] No. 19) | Housing and urban-rural construction departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for the construction project sector | Market entities with specified serious untrustworthy conduct in the construction field (industry) | "Implementation Opinions of the General Office of the State Council on Comprehensively Carrying out Reform of the Examination and Approval System for Construction Projects" (Guobanfa [2019] No. 11), "Notice of the General Office of the State Council on Forwarding the Guiding Opinions of the Ministry of Housing and Urban-Rural Development on Improving the Quality Assurance System and Improving the Quality of Construction Projects" (State Council Letter (2019) No. 92) | Housing and urban-rural construction departments, Water conservancy departments, Transport departments |
| Inclusion in lists of seriously untrustworthy entities | Included in the blacklist for property management enterprises | Market entities with the specified serious untrustworthy behaviors in the property service sector (industry) | "Decision of the State Council on Canceling a Batch of Administrative Licensing Items" (Guo Fa [2017] No. 46) | Housing and urban-rural construction departments |
| Inclusion in lists of seriously untrustworthy entities | Included in the blacklist of enterprises in the information consumption field | Market entities that have specified serious untrustworthy conduct in the information consumption field (industry) | "Guiding Opinions of the State Council on Further Expanding and Upgrading Information Consumption to Continuously Release the Potential of Domestic Demand" (Guo Fa [2017] No. 40) | Industry and information technology departments, Market regulatory departments, Commerce departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for the urban light rail transport sector | Market entities with the specified serious untrustworthy behaviors in the urban rail transit field (industry) | "Opinions of the General Office of the State Council on Further Strengthening the Management of Urban Rail Transit Planning and Construction" (Guo Ban Fa [2018] No. 52) | Development and reform departments, Housing and urban-rural development departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for parties with serious violations in overloading transport | Market entities with the specified serious untrustworthy behaviors in the transport field (industry) related to overloading | 《国务院办公厅关于印发推进运输结构调整三年行动计划（2018-2020 年）的通知》（国办发〔2018〕91 号） | Transport departments, Industry and information technology departments, Public security departments, Market regulatory departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for untrustworthiness in pricing | Market entities with the specified serious untrustworthy behaviors in the pricing field (industry) | 《中共中央 国务院关于推进价格机制改革的若干意见》 | Development and reform departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for enterprises with environmental violations | Market entities with specified serious untrustworthy conduct in illegal pollution discharge in the environmental governance field | 《中共中央办公厅国务院办公厅印发关于构建现代环境治理体系的指导意见》《国务院办公厅关于加强环境监管执法的通知》（国办发〔2015〕56 号） | Ecology and environment departments |
| Inclusion in lists of seriously untrustworthy entities | Included in the list of targets for joint punishments for the untrustworthy in the medical security field | Specified medical establishments and individuals that defraud insurance where the circumstances are serious | "Guiding Opinions of the General Office of the State Council on Promoting Reform of the Medical Security Fund Regulatory System" (Guobanfa [2020] No. 20) | Medical Security Department |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for the medical and health industry | Market entities with specified serious untrustworthy behaviors in the medical and health field (industry) | "Guiding Opinions of the General Office of the State Council on Reforming and Improving the Comprehensive Regulatory System of the Medical and Health Industry" (Guobanfa [2018] No. 63) | Health departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for untrustworthiness in medical practice | Market entities with specified serious untrustworthy conduct in the pharmaceutical field (industry) | "Guiding Opinions of the General Office of the State Council on Promoting the Healthy Development of the Pharmaceutical Industry" (Guobanfa [2016] No. 11) | Health departments, Drug regulation departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the list of serious untrustworthy social organizations with violations | Social organizations with specified serious dishonesty behaviors | "Opinions on the Reform of the Social Organization Management System and Promotion of the Healthy and Orderly Development of Social Organizations" issued by the General Office of the Central Committee of the Communist Party of China and the General Office of the State Council | Civil affairs departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the list of targets for punishments for serious untrustworthiness in the intellectual property (patent) sector | Market entities with specified serious untrustworthy behaviors in the intellectual property field (industry) | 《国务院办公厅关于印发全国深化“放管服”改革 优化营商环境电视电话会议重点任务分工方案的通知》（国办发〔2019〕39 号） | Intellectual Property Departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for untrustworthiness in the science and technology sector | Academic journals that disregard academic quality, have chaotic management, or put commercial interests above all else, causing adverse effects | 《中共中央办公厅国务院办公厅关于进一步加强科研诚信建设的若干意见》 | Science and technology departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the black list for untrustworthiness in job title declarations and reviews | Market entities specified serious untrustworthy conduct in job title declarations and reviews | "Opinions on Deepening the Reform of the Professional Title System" issued by the General Office of the Central Committee of the Communist Party of China and the General Office of the State Council | Human resources and social security departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the punishment list for the seriously untrustworthy in the production safety field | Market entities with specific serious untrustworthy behaviors in the field of production safety (industry) | 《中共中央 国务院关于推进安全生产领域改革发展的意见》，《国务院关于印发社会信用体系建设规划纲要（2014—2020 年）的通知》（国发〔2014〕21 号），《国务院办公厅关于印发危险化学品安全综合治理方案的通知》（国办发〔2016〕88 号） | Emergency management departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for extracurricular training establishments | 已经审批登记，但有负面清单所列行为的校外培训机构；未经批准登记、违法违规举办的校外培训机构 | 《国务院办公厅关于规范校外培训机构发展的意见》（国办发〔2018〕80 号） | Education departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for public resource allocations | Entities with negative conduct such as obtaining public resources by fraud | "Opinions of the General Office of the State Council on Promoting the Disclosure of Government Information in the Field of Public Resource Allocation" (Guobanfa [2017] No. 97) | State organs managing or implementing public resource allocations |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the list of seriously untrustworthy statistics enterprises | Market entities with specified serious untrustworthy conduct in the field (industry) of statistics | Planning Outline for the Establishment of a Social Credit System (2014-2020) [Guofa(2014)No.21] | Statistics departments |
| Inclusion in lists of seriously untrustworthy entities | Included in the blacklist of mining rights holders | Market entities with specified serious untrustworthy conduct in the mining field (industry) | "Overall Plan for Reform of the Ecological Civilization System" issued by the Central Committee of the Communist Party of China and the State Council | Natural resource departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the blacklist for geological survey units | Geological survey units with specified serious untrustworthy behaviors | "Decision of the State Council on Canceling a Batch of Administrative Licensing Items" (Guo Fa [2017] No. 46) | Natural resource departments |
| Inclusion in lists of seriously untrustworthy entities | Inclusion in the foreign investment blacklist | Market entities with specified serious untrustworthy conduct in the field (industry) of foreign investment | "Notice of the General Office of the State Council on Forwarding the Guiding Opinions of the National Development and Reform Commission, the Ministry of Commerce, the People's Bank of China, and the Ministry of Foreign Affairs on Further Guiding and Regulating the Direction of Foreign Investment" (Guobanfa [2017] No. 74) | Commerce departments |
| Sharing and publicly displaying information on untrustworthiness | Sharing and publicly displaying information on untrustworthiness | Market entities with negative credit records | Article 255 of the Civil Procedure Law, Article 20 of the Regulations on Open Government Information, Article 26 of the Unfair Competition Law, Articles 6, 7, 14, 15, and 17 of the Interim Regulations on the Display of Enterprise Information; Article 14 of the "Regulations on Sole Proprietorships", and the "The State Council Guiding Opinions on Establishing and Improving Systems of Joint Incentives for Trustworthiness and Joint Disciplinary Action for Untrustworthiness and Accelerating the Establishment of the Social Credit System" (Guo Fa [2016] No. 33), "Guiding Opinion on Accelerating the Advancement of the Establishment of the Social Credit System with New Forms of Credit-based Regulatory Mechanisms" (Guo Ban Fa [2019] No. 35) | Relevant government departments |
| Key oversight and management | Listing as a target for key regulation | Market entities with negative credit records | The "Opinions on the Reform of the Social Organization Management System and Promotion of the Healthy and Orderly Development of Social Organizations" issued by the General Office of the Central Committee of the Communist Party of China and the General Office of the State Council, and "The State Council Guiding Opinions on Establishing and Improving Systems of Joint Incentives for Trustworthiness and Joint Disciplinary Action for Untrustworthiness and Accelerating the Establishment of the Social Credit System" (Guo Fa [2016] No. 33), "Guiding Opinion on Accelerating the Advancement of the Establishment of the Social Credit System with New Forms of Credit-based Regulatory Mechanisms" (Guo Ban Fa [2019] No. 35) | Regulatory departments |
| Key oversight and management | Appropriately increasing the ratio and frequency of spot checks | Market entities with negative credit records | "Guiding Opinions of the State Council on Strengthening and Standardizing Regulation During and After the Matter" (Guo Fa [2019] No. 18), " General Office of the State Council's Guiding Opinion on Accelerating the Advancement of the Establishment of the Social Credit System with New Forms of Credit-based Regulatory Mechanisms " (GuoBanfa [2019] No. 35) | Regulatory departments |
| Discretionary reference by government departments | Relevant government departments consider and use credit information in administrative management and public services | Market entities with negative credit records | "The State Council Guiding Opinions on Establishing and Improving Systems of Joint Incentives for Trustworthiness and Joint Disciplinary Action for Untrustworthiness and Accelerating the Establishment of the Social Credit System" (GuoFa(2016) No.33); "State Council General Office's Guiding Opinion on Accelerating the Advancement of the Establishment of the Social Credit System with New Forms of Credit-based Regulatory Mechanisms" | Relevant government departments |
| Discretionary reference by market entities | Credit reporting bodies collect relevant information on untrustworthiness and include it in credit records and credit reports; rating bodies consider and use relevant credit information in credit rating | Market entities with negative credit records | "Guiding Opinions of the State Council on Establishing and Improving the System of Joint Incentives for Trustworthiness and Joint Punishment for Untrustworthiness to Accelerate the Construction of Social Credit" (Guo Fa [2016] No. 33) | Credit reporting bodies, Rating bodies |
| Discretionary reference by market entities | Financial institutions make inquiries into relevant information on untrustworthiness and consider and use it during Investment and financing, extending credit, lending, sponsorship, underwriting, insuring, and other such services | Market entities with negative credit records | "Guiding Opinions of the State Council on Establishing and Improving the System of Joint Incentives for Trustworthiness and Joint Punishment for Untrustworthiness to Accelerate the Construction of Social Credit" (Guo Fa [2016] No. 33) | Financial institutions |
| Discretionary reference by market entities | All market entities make inquiries into information on the related untrustworthiness and consider it in market activities | Market entities with negative credit records | "The State Council Guiding Opinions on Establishing and Improving Systems of Joint Incentives for Trustworthiness and Joint Disciplinary Action for Untrustworthiness and Accelerating the Establishment of the Social Credit System" (GuoFa(2016) No.33); "State Council General Office's Guiding Opinion on Accelerating the Advancement of the Establishment of the Social Credit System with New Forms of Credit-based Regulatory Mechanisms" | Market entities |
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