Notes on SPC research topics

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The Supreme People’s Court recently released a list of major research topics for 2020, providing interesting insight into the courts’ priorities moving forward. Susan Finder, an unparalleled expert on China’s courts and operator of the Supreme People’s Court Monitor website was kind enough to join me in making a few notes on the research plan to put it in context for those less familiar.

If this is the sort of thing you’d like to see more of, let us know!

 

1. Research on strengthening the people's courts' political and cultural construction in the new era
  • Clearing up 'typical erroneous views and political traps of western ideology' in the justice sector such as 'constitutionalism', 'separation of powers' and 'judicial independence
  • Absolute leadership of the Party
  • Cultivation of socialist rule of law.
Jeremy's Notes

Of all the language in the list of research topics, this item is the most likely to get noticed in the English-speaking world. It doesn’t help that it is the very first item, placed even above Coronavirus related topics.

The language is needlessly confrontational in its mention and express opposition to ‘Western’ ideas.

None of this is new.

While rejecting ‘judicial independence’, the Chinese courts are generally described as ‘independently exercising the adjudication (trial) power’ that is “not to be interfered with by any administrative organs, social groups or individuals.” You can hurt yourself trying to wrap your head around that paradox, but there are a few ways to understand it.

One is that the adjudication power that the courts exercise is limited to hearing cases, including determining the facts and rendering verdicts; and that other acts of courts, such as interpretation of the law, judicial discipline, etc. are closely constrained by government and Party. Another way to understand the difference, is that in China the independence is in the courts, not the individual judges- so that adjudication (judicial) committees, court presidents, and higher courts are able to give guidance on cases as part of the independent court system.

In practice, China has recently published a series of documents meant to limit outside interference on case-handling, from both within and without the court system. You can read more about them here.

The situation is similar for the language rejecting ‘separation of powers’ where the alternative is often described as a relationship of ‘mutual cooperation and restraint between government organs. The vision is of a system of inter-branch checks to stop abuse, but under a unified leadership of the Party and NPC rather than co-equal branches.

The real question is why there is such a strong insistence that this is a ‘non-western’ model and emphasis on the ‘socialist’ aspects of the system. Rather than reflecting increasing confidence in local governance, it comes across as insecure in the ability of the system’s results to speak for themselves.

Susan's Notes

Likely linked to last November's Fourth Plenum and last month's SPC Opinion on modernizing the judicial system and judicial capacity, and related documents, including a 2019 Party document that likely frames the Fifth Five-Year Judicial Reform Plan Outline, "Implementing Opinions on Comprehensively Deepening Reform in the Political-Legal Field” mentioned https://supremepeoplescourtmonitor.com/2020/05/04/supreme-peoples-courts-new-vision-for-the-chinese-courts/.

2. Research on providing judicial service safeguards for the overall advancement of epidemic prevention and control and for economic and social development
  • Analyzing experiences and new problems in epidemic-related cases.
  • Ensuring that epidemic and reopening efforts are conducted lawfully.
'
Susan's Notes
It is clear from this topic that the courts will be dealing with covid-19 related issues for some time, particularly in the civil/commercial/enforcement area, but also on criminal law issues. I surmise that this work will lead to more detailed guidance. In recent days, the SPC issued a policy document relating to the enforcement of civil judgments (http://www.court.gov.cn/fabu-xiangqing-229541.html);
3. Research on judicial protections for the rights and interests of women, children and the elderly
  • Helping ensure recovery of support and alimony payments
  • Protection of left-behind children
  • Research into the impact and problems with family law trial procedures.
'
Jeremy's Notes

Largely self-explanatory. The work on ‘family law matters’ and left-behind children been a major cross-departmental governmental projects, see e.g.:

Opinions on the Establishment of a Joint Conference System on the Reform of Methods and Working Mechanisms for Trial of Family Matters Opinions on the Establishment of a Joint Conference System on the Reform of Methods and Working Mechanisms for Trial of Family Matters

State Council Opinions on Efforts to Strengthen Care and Protection of Rural Left-Behind Children State Council Opinions on Efforts to Strengthen Care and Protection of Rural Left-Behind Children

Susan's Notes

Justice Du Wanhua, who recently retired, has been involved with family trial reforms, and this may be intended to restart those reforms. Several years ago, 100 local courts piloted family court reforms. The divorce rate continues to rise, the number of elderly continues to increase, and related legal issues are increasingly difficult.

4. Research on the modernization of capacity for Internet judicial governance
'
5. Research on Issues in people's courts' mechanisms for the Uniform Application of Law
  • improving procedures and rules for adjudication (judicial) committees
  • exploring the establishment of multiple levels and types of professional judges conferences
  • Improving guiding cases system for case-handling by local courts.
'
Jeremy's Notes

Adjudication or judicial committees exist within each court to discuss complex cases and legal issues and are comprised of higher-ranking judges of the court. Because the committees can be directly involved in reaching the verdict in some cases, they have often been criticized for allowing people who did not hear the case to decide it. This is especially problematic in that their deliberations are not public and defense attorneys are not included. Recent reform trends have tried to preserve the value of having experienced leadership weigh in on cases while ensuring that the judges who actually preside over the case make the key decisions.

The 'Guiding Cases System' mentioned in the final bullet is a system of quasi-precedent used by the Chinese courts in which a small number of cases have been selected by the Supreme People's Court for use as legal authority. Some see great value in this system's use of cases to illustrate the application of law, but the cases are rarely relied upon in practice.

Susan's Notes

This is related to some of the tasks mentioned in the 5th Five-Year Judicial Reform Plan, as discussed in this blogpost and judicial committee reforms. The intent appears to be for the SPC to issue more detailed procedural rules that implement last fall's policy document. The specialized or professional judges meetings are mentioned in various SPC documents and some related analysis can be found here. The decisions of the committee are not binding on the judges who are hearing the case, unlike a judicial committee's decision. On local court guidance, this is related to the long-standing practice of local high courts issuing guiding rules applicable within their jurisdictions. Article 104 of the Legislation Law forbids adjudication and procuratorate organs other than the

Supreme People’s Court and the Supreme People’s Procuratorate from making specific interpretations on the application of law. 2010 SPC guidance had normalized the long-term practice of higher people’s courts (and their equivalent in the specialized courts) in issuing documents, characterized as "trial work documents” (审判业务文件) and issuing reference-type cases (参考性案例).
Evidence of the importance of the practice can be seen by the fact that leading law firms publish client alerts about important local court guidance. This provision calls for a filing for the record system (with the SPC) of higher court guidance and reference cases to be established. It is not clear whether this system (apparently intended to enable the SPC to monitor local guidance and reference cases better) will result in a system that provides greater transparency to these rules. I had noted varying transparency requirements for local court guidance in a 2018 academic article.
6. Research on standards of evidence and litigation procedures for cases of endangering national security
  • Elements and standard of proof for establishing national security violations
  • Technical issues such as the scope jurisdiction, determinations of information secrecy levels, intelligence
  • procedural issues such as the use of plea leniency and trial by absentia systems
'
Jeremy's Notes

‘Crimes endangering national security’ refers to a chapter of the Chinese Criminal Law, (formerly known as counter-revolutionary crimes) and includes such crimes as treason, espionage, subversion of state power, separatism, etc. , many of which are eligible for the death penalty when serious. As happens with terrorism investigations in some jurisdictions, the invocation of crimes endangering national security can limit the procedural rights of the accused, making it especially important.

Trial by absentia here refers to new procedures added in 2018 which allow for trials to be conducted despite the accused being outside of China, usually so that assets can be seized. The procedures are limited to serious cases of corruption, terrorism, and crimes endangering national security.

The plea leniency system, known also as 'the system of leniency for those who admit guilt and accept punishment' is a reform measure standardizing the long-standing policy of leniency for those who confess and express remorse. The system is co-evolving with procedures for simplifying trial procedures to create something similar to the U.S. plea bargaining system, with a waiver of trial rights for defendants who concede all facts. The idea of the system in part is to leave the courts sufficient resources to hear contentious cases more fully, but so far the development of more robust trial procedures has lagged behind the plea leniency system's simplification.

7. Research questions about mental health evaluations and the implementation of death sentences
  • Understanding the current situation of capital punishment and mental health evaluations, including delusions due to drug use
  • Considering the use of the death penalty for those with reduced capacity
'
Jeremy 's Notes

Although the exact number of death sentences carried out in China is a state secret, the number is believed to have decreased substantially since 2007 when the SPC took up its authority to review all death sentences. China has also been gradually reducing the number of offenses that are eligible for the death penalty.

Chinese criminal law has long had a defense of insanity, allowing that those who could not control or appreciate the nature of their criminal conduct should not be punished. In 2013, 'compulsory treatment', generally interpreted as mandatory in-patient psychiatric care, was authorized for those who remain dangerous despite their lack of criminal responsibility.

In China's system, defendants cannot officially argue that they lack criminal responsibility but must be found to lack it by an official forensic psychiatric evaluation initiated by the police, prosecutors, or judges. Those found to have reduced capacity by the evaluation are generally given a lighter sentence, raising questions as to the application of the death penalty.

'Capacity to be Executed' is also an issue in some jurisdictions, and concerns to the defendant's mental state not at the time of the offense, but at the time of the execution. The idea is that it is fundamentally unjust to execute someone who cannot understand what is happening to them. China currently has no relevant law, but might consider exploring it as a visible rights protection that is unlikely to be a drain on resources as it is infrequently used.

8. Research on difficult issues of judicial application for information network crimes
  • Current trends in cybercrimes
  • Charges used in black and grey industry chain; charges for theft from e-wallets
  • Liability for 'captcha platforms'.
  • Procedural issues such as use of digital evidence, jurisdiction for online crime, etc.
'
Jeremy 's Notes

Not much to add except that as with all aspects of our lives, crime is also increasingly moving online. This includes online fraud, bullying of kids, porn, and content restrictions, to highlight just a few.

9. Research on Issues in the application of the Civil Code
  • systematic clean up of authority and practice experience to link old and new civil law
  • revising or abolishing judicial interpretations to reflect new or heavily modified civil law provisions
'
Susan's Notes

This relates to the forthcoming promulgation of the Civil Code (民法典)—for which the SPC has provided support—with 6 chapters which will replace major laws—Marriage, Inheritance, Contract (Guarantee) Law, Property Law (Pledge, Mortgage), Tort Law, and have new chapter on Personality Rights (SPC will support legislation by issuing transitional arrangements & judicial interpretations. Over the years, the SPC has been issuing judicial interpretations and other documents relating to the areas of law that will form the Civil Code, particularly in the area of personality rights (Portraiture, Personal Information, Privacy, Genetic Information rights etc.) , an area where legislation has been lacking. So work will be needed to review the previous documents in a big "housecleaning exercise". The articles on personal information, privacy, etc. are not very detailed, although they are important to individual people. Then the question is here, what protections will be provided by forthcoming judicial interpretation(s). This will fill in some of the abstract statements in the Civil Code.

10. Research on legal issues in trial of business trust disputes
  • Clarifying the elements for establishment and validity of trust contracts
  • Scope of assets that can comprise a trust
  • Shareholder liability where shares are a trust asset, vs. normal liability
  • Standards for determining whether trustees have fulfilled their fiduciary duties, and standards for their compensation.
'
Susan's Notes
This relates to section 7 of the 9th Civil/Commercial Trial Work Conference Meeting Summary, issued in mid-November of last year, and has been the focus of commercial lawyers, because it fill in gaps in the la.w China doesn't have detailed rules on fiduciary duties and there has been a fair amount of litigation on this. #89 of that document relates to shares being a trust asset. As you can see from this Caixin report there are concerns about business trust arrangements, also as highlighted in last year's anti-money laundering assessment of China by the Financial Action Task Force.
11. Research on Issues of Chinese judicial jurisdiction over intellectual property disputes involving foreign interests
  • Explore the use of anti-suit injunctions, suits for confirmation of rights, etc.
  • Preserving the courts' sovereignty and jurisdiction
'
Susan's Notes
This appears to be related to this type of litigation--multi-jurisdictional litigation on IP rights.
12. Research on the operating mechanisms for China's International Commercial Court
  • Understand challenges and progress in the CICC
  • Understanding trends in foreign international commercial courts.
'
Susan's Notes
On the CICC, I have discussed various related issues before and the new Belt & Road opinion has related content. This topic gives the #4 Civil Division/CICC some new thinking on how they can attract new cases and improve their operating rules.
13. Research on mechanisms for governing administrative sources of litigation
  • Improving cooperation between judicial and administrative bodies
  • work to more efficiently respond to administrative disputes involved in litigation
  • strengthen dispute resolution led by the administrative organs outside of litigation
Susan's Notes
This is another "hot" issue, related to the increase in administrative disputes--trying to resolve disputes at the source, i.e., before they arise. See e.g. https://www.chinacourt.org/article/detail/2019/11/id/4619075.shtml.
14. Research on rules for electronic proceedings in the Internet era
  • Basic principles for online litigation
  • Rules for online filing, trial, and electronic service
  • Standards for validity of service and online judgments
'
Jeremy's Notes
In 2018, China introduced internet courts, so called because they both use online technology like remote testimony and also hear disputes arising online, such as in e-commerce. To facilitate social distancing during the darkest pandemic periods, the courts built on this model to move as many procedures online as possible, something likely to remain, at least in part, as things return to 'normal'.
Even for lawsuits that aren't going fully digital, submission of electronic documents is something that can increase efficiency.
Susan's Notes
This relates to an ongoing trend in the Chinese legal system of digitalizing paper records and pushing procedures on line.
About Jeremy Daum 104 Articles
Jeremy Daum is Alex Daum's dad, Elizabeth Jenkins' Partner, China Law Translate's contributing founder, and a Senior. Fellow at Yale Law School's Paul Tsai China Center. He translates, writes, edits, does web-design, graphic design, billing, tech support, and social media outreach for China Law Translate.

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