This tools that follow the brief introduction are a comprehensive, interactive, and understandable guide to the main mechanism of China’s Social Credit System. It provides a sort-able guide to all joint enforcement punishments in the system.

The primary mechanism of the ‘Social Credit System’ is one of administrative regulation: government agencies sign targeted ‘joint enforcement’ MOUs agreeing to take limited ‘joint enforcement’ action against organizations and individuals ‘blacklisted’ (or ‘redlisted’) by certain other agencies.

For example, if someone is blacklisted by the Food and Drug Administration for a major health violation at their snack food factory, the agency for securities regulation might use this as a basis to reject their application to operate a securities company.

Being blacklisted by an agency, and thus within the scope of joint enforcement, is not based on an algorithm or meta-analysis of data, but is a consequence of specific violations of laws and legal obligations.

Despite its name, Social Credit is more similar to a criminal record system than to a credit report of any kind: It adds secondary penalties and enforcement mechanisms against those who have violated laws or failed to perform legal obligations, rather than directly imposing new obligations.

The data gathered here is government created information; primarily administrative permits, administrative punishments, and court rulings.

Each joint enforcement MOU focuses on a limited group of serious offenders within a regulatory sector. The first mini-table below allows you to view the basis for inclusion in each MOU, listed by professional sector.

NOTE:

  • Some MOUs define their targets only by referencing blacklist designations created elsewhere by a certain regulatory body in accordance with separately published rules, while others provide detailed criteria in the MOU itself.
  • The targets are primarily businesses, not individuals, but, certain stakeholders and employees of the business may be included for punishments and rewards as well.

Mini-table: Targets of Joint Enforcement

MOUTargets
Pick an MOU Subject

To learn who it targets

No-Fly List

Given an administrative or criminal penalty for the following acts in airports or aboard planes: (1 Year Ban)

  1. Intentionally spreading or creating fake terrorist threats;
  2. Using fake or altered ID documents or flight documents, or impersonating another person to board;
  3. Obstructing or attacking check-in counters, security check channels, or boarding gates.
  4. Carrying on or checking contraband, or intentionally concealing items that are legal, but prohibited by airline rules;
  5. Forcibly boarding aircraft, or charging or attacking the cockpit, runway etc.;
  6. Obstructing aviation personnel (flight crew, security, check-in, etc.) in the performance of their duties, threatening to harm them, or inciting others to do so;
  7. Forcefully occupying a seat or luggage rack, fighting or brawling, activating aircraft equipment, otherwise disturbing order;
  8. Use open flame, smoking aboard an aircraft, or using electronics in violation of rules, and refusing to stop when told; or
  9. Stealing on board a plane.

As penalty for violations in other areas (removed if obligation met, or at end of one-year)

  1. Parties in major tax cases that have the ability to perform but refuse to do so;
  2. Persons responsible for seriously untrustworthy conduct in the field of government finance capital management and use, that have situations of falsification, making false representations and claims, defrauding assets, withholding or misappropriation, or being in arrears on matured debts to international finance organizations or foreign governments;
  3. Seriously untrustworthy conduct that have the following circumstances in the field of social insurance:
    1. Employers not participating in social insurance system after being warned,
    2. Employers not truthfully reporting social insurance payments basis,
    3. Employers with the ability to make contributions refusing to do so,
    4. Those who conceal, take, or use social insurance funds illegally;
    5. Those who fraudulently claim benefits
    6. Social insurance service institutions violating service agreements
    7. Those refusing to assist social insurance administrative bodies in the investigation of accidents.
  4. Where fines imposed in the securities sector have not been timely paid, or where publicly listed companies have not performed public commitments in the time allowed.
  5. Those against whom the courts have imposed spending restrictions, or entered on the Judgment Defaulter List.
  6. Others lawfully restricted from flying.

No-Train List

Given an administrative or criminal penalty for the following acts in train stations or aboard trains: (Banned from any trains )

  1. Disrupting order and endangering public safety, causing a negative impact;
  2. Smoking on trains where prohibited;
  3. Scalping tickets, or making or selling fake tickets;
  4. Using fake documents to receive discounted tickets;
  5. Using invalid tickets;
  6. Riding without a ticket, or travelling further/ upgrading seats, without supplementing the fair;
  7. Other situations receiving punishment..

As penalty for violations in other areas:

( restrictions from riding high-speed trains, and first class seats on any train; removed if obligation met, or at end of one-year)

  1. Parties in major tax cases that have the ability to perform but refuse to do so;
  2. Persons responsible for seriously untrustworthy conduct in the field of government finance capital management and use, that have situations of falsification, making false representations and claims, defrauding assets, withholding or misappropriation, or being in arrears on matured debts to international finance organizations or foreign governments;
  3. Seriously untrustworthy conduct that have the following circumstances in the field of social insurance:
    1. Employers not participating in social insurance system after being warned,
    2. Employers not truthfully reporting social insurance payments basis,
    3. Employers with the ability to make contributions refusing to do so,
    4. Those who conceal, take, or use social insurance funds illegally;
    5. Those who fraudulently claim benefits
    6. Social insurance service institutions violating service agreements
    7. Those refusing to assist social insurance administrative bodies in the investigation of accidents.
  4. Where fines imposed in the securities sector have not been timely paid, or where publicly listed companies have not performed public commitments in the time allowed.
  5. Those against whom the courts have imposed spending restrictions, or entered on the Judgment Defaulter List.
  6. Others lawfully restricted from flying.
A-level credit tax payersAnnounced A-level credit taxpayers
AccountingAccounting personnel with serious violations of laws as identified by Ministry Of Finance or other relevant department (e.g. Accounting Law","Company Law", or "Securities Law", )
Agricultural sector

Enterprises with serious untrustworthy conduct in agricultural production and operations,

  • Their legal representatives, principle responsible persons, and management with direct responsibility for the conduct.

Serious untrustworthy conduct is defined in a blacklist document as:

  1. Violation of regulations by producing and selling agricultural products such as pesticides, veterinary drugs, feed and feed additives for which production, sale and use are prohibited.
  2. Producing fake and shoddy agricultural products and causing losses of more than 20,000 yuan to agricultural production.
  3. Having relevant qualification documents revoked by the agriculture departments because they were obtained by fraud, bribery, concealing information, providing false materials and other improper means; or forging or altering relevant qualification documents.
  4. Having agricultural production licenses, business licenses, product registration certificates and other qualification documents revoked.
  5. Illegal producing agricultural products without obtaining a license for agricultural production and operation.
  6. Other serious acts of untrustworthiness
Bidding and tenderingBidders, tender agents, bid appraisal experts, and others engaged in bidding and tendering when identified as judgment defaulters by the people's courts
Charity Punishments
  1. Organizations listed by the Ministry of Civil Affairs as having serious violations

  2. Legal representatives and directly responsible persons in charge of above.

  3. Donors found by courts to be responsible for violations.

  4. Beneficiaries found by courts to be responsible for violations.

  5. Natural persons, legal persons, or other groups, that have been found by police to be posing as a charity.

Charity Rewards
  1. 4A rated charities, or

  2. Donors with good records or special help in poverty alleviation;

    With no negative record

Court Judgment Defaulters

Judgment defaulters announced by the Supreme People's Court (including natural persons and entities):

  • Have an active enforcement judgment against them
  • Have capacity to perform, but refuse to do so
Cultural Market

Market entities engaged in commercial performances, entertainment venues, art works, Internet Access services, internet culture etc. that are

  • Blacklisted for serious violations; and
  • Given administrative punishments for relevant violations or for engaging in cultural market activity without permits that :
    1. Cause accidents or vile impact
    2. Have permits revoked
    3. Have permits revoked because improperly obtained or altered
    4. Other situations provided by law
Customs
  • Enterprises designated untrustworthy by customs on the basis of the "P.R.C. Temporary Measures on Management of Enterprises' Customs Credit

  • their legal representatives (responsible parties), directors, supervisors, and senior management.

Domestic Services

Untrustworthy Domestic service businesses identified by competent departments for violating relevant laws.

  • Their legal reps, principle responsible persons, and directly responsible personnel.

The cited industry documents prohibit the following conduct:

  1. Engaging in unfair competition by offering below cost prices or raising prices.
  2. Not providing services according to the service contract.
  3. Instructing domestic workers to drive up prices or intentionally breaking contracts to fraudulently obtain service fees.
  4. Publishing false advertisements or concealing true information to mislead consumers.
  5. Using domestic services to forcibly promote goods to consumers
  6. Seizing or withholding wages from workers, charging high management fees, or engaging in other acts that violate the rights and interests of workers.
  7. Seizing workers’ original ID cards, diplomas, qualification certificates, and other such documents.
  8. Committing other acts prohibited by laws and regulations.
Domestic trade
  • Market entities in domestic trade flow fields such as wholesale and retail, trade and logistics, or accommodations, food services and residential services;

  • that violate the relevant laws, regulations, rules and regulatory documents; go against the principle of good faith and credit,

  • As designated by the relevant competent departments as having serious unlawful untrustworthy conduct.

    And:

    • Where the entity is an enterprise the targets of joint punishment are enterprises, their legal representatives, principle responsible parties, and personnel with direct responsibility;
    • where the entity is another economic or industry organization, the targets of joint punishment are the responsible party for the organization and the personnel with direct responsibility;
    • where the entity is a natural person, the targets of a joint punishment are the natural persons themselves.
Electricity
  1. power generating companies, electric grid enterprises, trade bodies, dispatching bodies, enterprises selling power, and electricity users that participate in electricity market transactions

    1. includes legal representatives, shareholders, and other persons.
  2. Announced by NDRC as having violated laws and being placed on blacklist;

Electronic Authenification Services Rewards

Verification service establishments identified and published by MIIT as obeying laws and regulations (electronic signature law), following e-verification operation rules, having positive service record, higher credit appraisal level, and no negative record.

Electronic Authenification Services Punishments

Verification service establishments designated by MIIT as:

  • not complying with laws, regulations or operational rules and harming consumer rights, or
  • businesses, public institutions, etc. operating as e-verification bodies without permits.
Entry Exit Rewards

AA-level inspection quarantine credit, designated by Quality Inspection Administration:
which is based on legal compliance, usefulness as role-models, social responsibility, etc.
no negative history

Entry Exit Punishments

Designated by the Quality Inspection Administration as having serious illegal untrustworthy conduct

Environmental Protection
  1. Businesses with serious untrustworthy conduct in the field as designated by Ministry of Environmental Protection

  2. their legal representatives, principle responsible parties, and personnel with direct responsibility

Finance

Those on list of seriously untrustworthy involving finances:

    • If entity then also legal representative, actual controller, and directors or supervisors and senior management with responsibility.
    • If social organization then also legal representative and responsible staff
    • If natural person, the person themselves

Entry on that list is defined in an industry document as

  1. Maliciously avoiding payment of debts, such as not paying despite having the ability to pay.
  2. Fraud in which one party intentionally provides false information, conceals the real situation, or uses other fraudulent means to obtain the other party's property.
  3. Engaging in illegal fund-raising or illegal securities and futures activities.
  4. Other acts involving financial crimes that are pursued for criminal responsibility and acts that are subject to severe administrative penalties for violating financial supervision regulations.
Food Safety

Food producers and traders identified by FDA as having serious untrustworthy conduct.

  • If company, then legal representative, and directly responsible people,
  • If economic organization, then responsible party;
  • If natural person, the person themself
Foreign econcomic cooperation

Entities listed by competent departments as having serious untrustworthy conduct, such as violating domestic or relevant foreign law, losing face,

  • Includes the entity and responsible individuals.
Government Procurement
  • Suppliers and representative bodies, and their responsible staff

  • OR assessment experts.

  • Designated by departments as violating procurement law and others laws

High-grade Customs Certification

Those issues a high-grade customs enterprise certificate

Insurance

1. All types of insurance establishment, insurance practitioners, and other establishments and persons involved in insurance market activities,

2. who have been lawfully found by the departments for oversight and management of insurance as having serious illegal untrustworthy conduct

IP (Patent)
  • Those with serious untrustworthy conduct in IP (Patent Field),

    • where entity is an company, the legal representative, responsible party, and directly responsible personnel,
    • where organization, the responsible party and org,
    • where natural person, the natural person
  • Including:

    1. Repeated patent violations: repeat infringement of same rights after initial finding of infringement.
    2. Refusing to act on administrative decisions about patent infringement, or obstructing investigations
    3. Serious illegal conduct in patent representation: failure to comply with relevant provisions 3 years after being entered onto list of abnormal operations.
    4. Letting others use patent agent credentials.
Major Tax

Listed as parties in major tax case information published by tax authorities.

  • If natural persons, only those persons
  • If companies the enterprise and legal representatives, and responsible finance personal;
  • If other economic organization, the responsible party and financial personnel
  • If intermediary the responsible party and relevant practitioners.
Marriage Fraud

Untrustworthy parties to marriage registration as identified by civil affairs departments:

  1. Using fake, modified, or borrowed proofs showing one is not married
  2. Making false statements about marital status, or about blood relatives (rlvnt to marriage law).
  3. Concealing incapacity of the other party to the marriage, harming their interests
  4. Other serious violations of the Marriage Law or registration regulations
Medical disruptions

Natural persons who have been given administrative or criminal penalties for disrupting medical activity; such as:

  1. Scalping hospital visit numbers
  2. Intentionally harming medical personnel or destroying public or private assets in a medical establishment;
  3. disturbing the order of medical treatment;
  4. Illegally restricting medical personnel's physical liberty;
  5. Berating or intimidating medical personnel;
  6. Entering a medical establishment while illegally in possession of a firearm, munitions, controlled weapons, or hazardous materials;
  7. Inciting others or being retained by others to act on their behalf, to carry out illegal or criminal conduct involving medical care.
Migrant Worker Salary Arrears

Companies listed by Human Resources and Social Security Departments as having salary arrears,

their legal representatives, primary responsible party, and directly responsible persons.

Natural Gas
  1. Involved in exploration and development, storage and transport, processing and refining, wholesale and retail, import or export of oil or natural gas; AND

  2. Have broken laws and been entered on industry list of untrustworthy.

  • If company, then legal representative, and directly responsible people,
  • If economic organization, then responsible party;
  • If natural person, the person themselves
Overloaded Transport
  • Freight sources and road transport units reported by the MOT as having serious violations of laws regulations or rules on overloading, And their legal representatives, and directly responsible persons, freight vehicle drivers, and vehicles.

  • Serious violations of laws and regulations are defined elsewhere as:

    1. Transport vehicles illegally overload 3 or more times in 1 year.
    2. Drivers of transport vehicles who illegally overload 3 or more times in 1 year.
    3. Transportation companies suspended by transportation authorities with more than 10% of their vehicles having overloaded in the past year.
    4. Vehicle maintenance operations that modify vehicles without authorization and have their businesses licenses revoked under serious circumstances.
    5. Ordering or forcing drivers to overload, and having been fined 20,000 yuan or more by the transportation authorities, or having more than 3 administrative punishments in 1 year.
    6. Concealing information or providing false materials when applying for an administrative license for overloaded transport, or obtaining an administrative license by cheating, bribery or other improper means.
    7. Drivers, source units, and large transport enterprises involved with overloading vehicles that refuse supervision and inspection of the relevant departments or provide false information.
    8. Having received administrative punishments by the police for blocking traffic, running checkpoints, violently resisting the law, or damaging relevant facilities and equipment.
    9. Having major accidents due to illegal overloading.
    10. Committing violent disobedience of the law resulting in death or injury.
Product Quality
  • Enterprises that violate relevant laws and regulations, as provided by the State Quality Inspection Admin

    • the legal representatives of the above

Public resources

Enterprises that have been punished for the violations listed below: their legal reps, natural person shareholders, evaluation experts, and other responsible persons.

(Includes: Tenderees, purchasers, bidders, suppliers, bidding agents, purchasing agents, and appraisal experts)

  1. not holding bidding where required, or otherwise avoiding bidding
  2. Bidding agents that disclose confidential information or colluding with bidders or tenderees
  3. Tenderees blocking bidders, discriminating, forcing joint bids, restricting competition
  4. Tenderees disclosing the names, or info on potential bidders, or bid estimates where bidding is mandatory
  5. Bidders colluding with other bidders or tenderees, or giving bribes;
  6. Bidders using others names or other misinformation
  7. Tenderee illegally negotiating with bidders on bid content where bidding is mandatory
  8. Bid Appraisal committee members accepting bribes, leaking deliberation material, etc.
  9. Tenderees accepting bids against the appraisal committee's recommendation
  10. Bid winners transferring project or parts of it, illegally subcontracting, or subcontracts subcontracts
  11. Tenderees and bid winners not contracting in accordance with accepted bid, or signing non-compliant contracts
  12. Bid winners not following the contract in doing work
  13. Purchasers or agents not conducting bidding, increasing standards, discriminating against suppliers, negotiating with bidders, not signing a contract reflecting bidding, or resisting supervision
  14. Purchasers or agents colluding with suppliers, accepting bribes (etc.), providing fake information to oversight, disclosing bid estimates, etc.
  15. Purchasers not centralizing purchasing as required by law
  16. Purchasers or agents hiding, destroying, faking, altering, or purchasing documents
  17. Suppliers providing false materials, unfairly competing, colluding with purchasers, suppliers, or agents, bribing or negotiating with purchasers, or resisting oversight
  18. Vaccine producers selling type-2 vaccines to non-CDC units
  19. Other acts in violations of relevant law,
Publicly traded companies

Entities such as public companies and related establishments or individuals that have been given administrative punishments or market entry prohibitions by the China Securities Regulatory Commission and its remote bodies, including:

  1. Public companies;
  2. Personnel such as directors, supervisors, and senior management of public companies;
  3. Controlling shareholders, actual controllers, and shareholders with more than 5% control, as well as their directors, supervisors, senior management, and other responsible personnel;
  4. The buyers of public companies, and all parties to major asset reorganizations of public companies or purchases of assets through the issuance of shares (including those acting in concert) and their directors, supervisors, senior management and other such responsible personnel.
Realty
  • Developers, intermediaries, or property management companies with untrustworthy conduct,

    • their legal representatives, responsible parties, and directly responsible practitioners.

Salt Industy
  • Producers or sellers of any salts identified as untrustworthy by State Council relevant bodies.

    • where company, the legal rep and directly responsible personnel;

    • where other economic org, the responsible person;

    • Where a natural person, the person themselves

Scientific research

Those on Science Blacklist (serious untrustworthiness list) including:

  • Program or project officers, project evaluators, expert reviewers; research service staff, award candidates, recipients, nominators, and other people;
  • Entities such as those doing projects, managing projects, intermediary service bodies, academic societies, nominators for awards.
Social Insurance

Companies or public institutions and their personnel designated by MHRSS, SAT, or Medical Insurance bureau as having violated relevant laws or regulations primarily including:

  1. Employers not participating in social security, and not correcting when warned
  2. Employers not truthfully reporting social security payments, and not correcting when warned
  3. Refusals to make payments
  4. Hiding or disposing of SS fees or funds
  5. Obtaining Benefits by Fraud
  6. illegally obtaining, selling, or exchanging personal data on SS rights
  7. Service establishments breach of agreements or rules
  8. refusing to assist in government enforcement or investigations
Statistics - Revised

Legal entities or individuals identified by statistics departments who

  1. faked data in government statistics;
  2. provided fake data on critical amounts;
  3. were dishonest in reports and materials given to oversight bodies;
  4. obstructed statistical investigations (w/ serious circumstances); or
  5. disposed of original records, statistical parameters, survey forms etc.
Tourism Field
  • Travel Agents, Scenic Destinations, providers of accommodations etc.

  • Blacklisted by Ministry of Culture and Tourism, where:

    1. received administrative violation for violation of tourists' rights
    2. Responsible for a major safety incident
    3. Found by court to be responsible for tort or contract harm to tourist interests (or are a judgment defaulter)
    4. The primary responsible party for tourism business that has been given a criminal penalty related to violating tourist rights
    5. Persons working in tourism who disrupt public transit, damage public facilities, damage cultural relics, or violate norms at destinations, and are given an administrative punishment or found guilty by a court.
    6. business and persons that violate tourists interests causing serious negative societal impact.
    7. Other violations of laws and regulations
Transport and logistics

1. Companies and sole proprietorships involved in ransport, warehousing, distribution, agency, packaging, circulation processing, delivery, and information services etc.

2. That have broken laws and put on blacklist by gov. departments.

  • Includes legal representativess, responsible parties, owners of trucks, and others.
Transport ConstructionIdentified by MOT, no negative records; entities only
Youth Volunteers
  • 5a-rated youth volunteers (top 5%) with no negative history for three years.

    • 5A determinations are based on duration and frequency of volunteer work.

Rewards and Punishments

The MOUs allow punishments only for violations of law. These secondary punishments, beyond the normal administrative or criminal punishments that led to blacklisting, generally include tighter administrative oversight, restrictions on professional certifications, reduced access to government lending or grants, and restricted participation in bidding on government project work or purchasing. They are usually imposed for a limited period of time, but some extreme violations can have lifetime consequences.

The tables below have broken down all existing national level MOUs, to show specific punishment or reward measures for inclusion on each MOU. Using the tables, you are able to filter the joint enforcement measures by multiple fields, to fully understand the impact of the MOUs and each department’s role in the system.

Example:

Each row of a table addresses a specific penalty (or reward) found in a joint enforcement MOU:

  1. The initial SOURCE MOU column indicates which MOU contains the specific punishment listed in that row, and thus what sector the misconduct occurred in.
    1. Here, ‘Tourism Sector’ indicates the “Memorandum of Cooperation on Joint Punishment of Entities with Responsibility for Serious Untrustworthiness in the Tourism Field"
    2. You can learn who is impacted by an MOU and specific penalty by looking to the Mini-table: Targets of Joint-Enforcement above.
    3. You can also limit searches to specific MOUs using the filters above the table.
  2. The SUBCATEGORY column refers to an internal division in the MOU, provided as a reference.
  3. The PENALTY PROVISION column contains the actual text of the enforcement measure taken from the indicated MOU.
  4. The IMPLEMENTING BODY column lists all government bodies involved with enforcing the penalty. Because each body has a limited scope of authority, this column also helps clarify the scope of the punishment.
  5. While not displayed, a final PUNISHMENT CATEGORY column can also be used as a filter, organizing the punishments by general punishment type.

You Can Use the Filters at the Top of the Table to Single Out Specific Situations

So, for example,if you wanted to understand what punishments the Securities Regulatory Commission has agreed to take against violators of food safety provisions, you would select “Securities and Regulatory Commission” as the IMPLEMENTING Body and “Food and Drug Safety” as the SOURCE MOU.

 

WARNING: SEARCHING IN ENGLISH WILL ONLY WORK IF YOU HAVE THE LANGUAGE SET TO ENGLISH

Interactive Table 1: Social Credit Punishments

Click the button to pull up the tool in Full Screen.

Click Here to Explore Punishments in Full Screen

Interactive Table 2: Social Credit Rewards

Redlists are concerned with rewards rather than punishments. Entities and individuals on these lists have no negative record, and have been nominated by a social organization or government body as a model of compliance. The benefits of being red listed tend to be special consideration in selection for awards, lower levels of scrutiny in applications for permits and credentials, and other facilitation services.

Some Social Credit MOUs allow for joint rewards of redlisted individuals. You can explore these by clicking here:

Click Here to Explore Rewards in Fullscreen

 

Social Credit Punishments
备忘录2ProvisionsImplementing UnitsPenalty Category
Untrustworthy Enterprises(1) Restriction on engaging in internet information services.Ministry of Industry and Information, State Internet Information OfficeRestrictions or higher review of market entry, credentials, or essential permits
Untrustworthy Enterprises(2) Restriction on serving as the director, supervisor, or senior management of a securities company, fund management company, or futures company. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Untrustworthy Enterprises(3) Restrictions on Financing Credit. People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Untrustworthy Enterprises(4) Restrictions on some high-spending. Supreme People's Court, the Civil Aviation Administration, Railway BureauLimits on personal spendingRestrict unnecessary high-spending on housing and cars
Untrustworthy Enterprises(5) Restrictions on obtaining government supplied land. Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Untrustworthy Enterprises(6) Restricting participation in government purchasing activities. Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Untrustworthy Enterprises(7) Restriction on participation in bidding on projects. 国家发展改革委、商务部、住房城乡建设部、水利部Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Untrustworthy Enterprises(8) Restriction on becoming a Customs certified enterprise. Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Untrustworthy Enterprises(9) Restrictions on some operations in the securities or futures markets. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Untrustworthy Enterprises(10) Prohibition on assignment of rights in toll roads. Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Untrustworthy Enterprises(11) Restriction on obtaining safe production permits. Safety Supervision Administration, Ministry of Housing and Urban-Rural DevelopmentRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Untrustworthy Enterprises(12) Restriction on obtaining government financial support. National Development and Reform Commission, Ministry of FinanceReduced access to government benefits and supportsLimiting government funding supports
Untrustworthy Enterprises(13) Restriction on issuing enterprise bonds. National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Untrustworthy Enterprises(14) Restriction on obtaining production permits. General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Untrustworthy Enterprises(15) Listing as an untrustworthy enterprise for inspections and quarantine.General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits
Untrustworthy Enterprises(16) Restrictions on obtaining related honors. Each relevant departmentReputation punishments or public identificationRestrictions on selection for honors
Untrustworthy Enterprises(17) Publication through main news sites. State Internet Information OfficeReputation punishments or public identificationPublic announcement online
Untrustworthy Enterprises(18) Other joint disciplinary measures. Each relevant departmentUnspecified
Listed Companies(一)限制发行企业债券 对违法失信当事人,特别是上市公司控股股东、实际控制人,在一定期限内限制其发行债券。National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Listed Companies(二)限制在银行间市场发行债券 对违法失信当事人,特别是上市公司控股股东、实际控制人,在一定期限内限制其在银行间市场发行债券。People's Bank of ChinaLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Listed Companies(三)禁止参加政府采购活动 对违法失信当事人,特别是上市公司控股股东、实际控制人及各机构相关责任人员,在一定期限内禁止作为供应商参加政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Listed Companies(四)设立商业银行或者分行、代表处以及参股、收购商业银行审批参考 对违法失信当事人,特别是上市公司控股股东、实际控制人及各机构相关责任人员,将其违法失信记录作为设立商业银行或者分行、代表处以及参股、收购商业银行的审批参考。Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition
Listed Companies(五)设立证券公司、基金管理公司、期货公司审批参考 对违法失信当事人,特别是上市公司控股股东、实际控制人及各机构相关责任人员,将其违法失信记录作为设立证券公司、基金管理公司、期货公司审批的依据或者参考。Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Listed Companies(六)设立保险公司审批参考 对违法失信当事人,特别是上市公司控股股东、实际控制人及各机构相关责任人员,将其违法失信记录作为设立保险公司审批的依据或者参考。Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies
Listed Companies(七)限制境内上市公司实行股权激励计划或者限制成为股权激励对象 对违法失信的境内上市公司,限制其实行股权激励计划;对违法失信的境内上市公司董事、监事、高级管理人员等责任人员,限制其成为股权激励对象。财政部、国资委、证监会Limits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Listed Companies(八)外汇管理行政审批参考 在合格境外机构投资者(QFII、RQFII)、合格境内机构投资者(QDII)等额度审批和管理中,将失信状况作为参考依据。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permits
Listed Companies(九)限制补贴性资金支持 对违法失信当事人,特别是上市公司控股股东、实际控制人及各机构相关责任人员,限制补贴性资金支持。National Development and Reform Commission, Ministry of Finance, State-owned Assets Supervision and Administration CommissionReduced access to government benefits and supportsRestricting Subsidized Financial Support
Listed Companies(十)限制成为海关认证企业 当事人申请适用海关认证企业管理的,海关不予通过认证。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Listed Companies(十一)加强日常监管检查 对违法失信当事人,特别是上市公司控股股东、实际控制人及各机构董事、监事、高级管理人员等相关责任人员,相关单位可在市场监管、公共服务、现场检查等工作中予以参考。Each relevant departmentHigher level of scrutiny in routine regulated business activities
Listed Companies(十二)在国有独资公司董事、监事的任免及国有资本控股或者参股公司董事、监事的建议任免工作中予以参考 对违法失信机构相关责任人员,在国有独资公司董事、监事的任免及国有资本控股或者参股公司董事、监事的建议任免工作中予以参考。State-owned Assets Supervision and Administration CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Listed Companies(十三)通过“信用中国”网站和企业信用信息公示系统向社会公布 将违法失信信息通过“信用中国”网站、企业信用信息公示系统向社会公布。National Development and Reform Commission, State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Listed Companies(十四)通过主要新闻网站向社会公布 中国证监会在门户网站公布违法失信信息的同时,通知国家互联网信息办公室协调相关互联网新闻信息服务单位向社会公布。State Internet Information OfficeReputation punishments or public identificationPublic announcement online
Listed Companies(十五)金融机构融资授信参考 各金融机构将当事人诚信状况作为融资授信的参考。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Listed Companies(十六)其他措施 对违法失信当事人,特别是控股股东、实际控制人及其相关责任人员,相关市场监管部门和社会组织在强制性产品认证等方面予以参考,进行必要的限制或者禁止,一律不授予先进荣誉。Each relevant departmentRestrictions or higher review of market entry, credentials, or essential permits
Judgment Defaulters(一)设立证券公司、基金管理公司、期货公司审批,私募投资基金管理人登记参考;限制发行企业债券及公司债券;限制收购上市公司 将失信被执行人相关信息作为设立证券公司、基金管理公司、期货公司审批,私募投资基金管理人登记的依据或参考;限制失信被执行人发行公司债券;对失信情形严重的被执行人,限制其收购上市公司,由证监会实施;限制失信被执行人发行企业债券,由国家发展改革委实施。National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Judgment Defaulters(二)从严审核在银行间市场发行债券 对失信被执行人在银行间市场发行债券从严审核,由人民银行实施。People's Bank of ChinaLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Judgment Defaulters(三)限制设立融资性担保公司;限制任职融资性担保公司或金融机构的董事、监事、高级管理人员 限制失信被执行人设立融资性担保公司;限制失信被执行人任职融资性担保公司或金融机构的董事、监事、高级管理人员。 由银监会、证监会、国家发展改革委、保监会、工信部、财政部、商务部、人民银行、工商总局等具有金融机构任职资格核准职能的部门实施。银监会、证监会、国家发展改革委、保监会、工业和信息化部、财政部、商务部、人民银行、工商总局等具有金融机构任职资格核准职能的部门Restrictions or higher review of market entry, credentials, or essential permits限制设立融资性担保公司; 限制担任金融机构董事、监事、高级管理人员;供金融机构融资授信时审慎性参考
Judgment Defaulters(四)协助查询政府采购项目信息;依法限制参加政府采购活动 协助查询政府采购项目信息;依法限制失信被执行人作为供应商参加政府采购活动。 由财政部实施。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Judgment Defaulters(五)限制设立保险公司;限制支付高额保费购买具有现金价值的保险产品 限制失信被执行人设立保险公司;限制失信被执行人(自然人)及失信被执行人(企事业单位)的法定代表人、主要负责人、影响债务履行的直接责任人员、实际控制人支付高额保费购买具有现金价值的保险产品,由保监会实施。Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies
Judgment Defaulters(六)供设立商业银行或分行、代表处以及参股、收购商业银行审批时审慎性参考 将失信被执行人相关信息作为设立商业银行或分行、代表处以及参股、收购商业银行的审批时审慎性参考,由银监会实施。Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on setting up, or being a shareholder, in financial companies
Judgment Defaulters(七)中止境内国有控股上市公司股权激励计划或终止股权激励对象行权资格 对失信被执行人为境内国有控股上市公司的,协助中止其股权激励计划或终止其股权激励对象行权资格,由国资委、财政部实施。State-owned Assets Supervision and Administration Commission, Ministry of FinanceLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Judgment Defaulters(八)供外汇额度核准与管理时审慎性参考 在合格境外机构投资者、合格境内机构投资者额度审批和管理中,将失信状况作为审慎性参考依据,由外汇管理局实施。State Administration of Foreign ExchangeRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Judgment Defaulters(九)供金融机构融资授信时审慎性参考 引导各金融机构在融资授信时查询拟授信对象及其法定代表人、实际控制人、董事、监事、高级管理人员是否为失信被执行人,对拟授信对象为失信被执行人的从严审核,由人民银行、银监会实施。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Judgment Defaulters(十)限制补贴性资金和社会保障资金支持 协助限制失信被执行人申请补贴性资金和社会保障资金支持,由国家发展改革委、财政部、人力资源社会保障部、国资委等相关部门实施。国家发展改革委、财政部、人力资源社会保障部、国资委等相关部门Reduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Judgment Defaulters(十一)享受优惠性政策认定参考 在实施投资、税收、进出口等优惠性政策时,查询相关机构及其法定代表人、实际控制人、董事、监事、高级管理人员是否为失信被执行人,对其享受该政策时审慎性参考,由国家发展改革委、商务部、海关总署、税务总局、质检总局实施。National Development and Reform Commission, Ministry of Commerce, General Customs Administration of , State Administration of Taxation, State Quality Inspection AdministrationReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Judgment Defaulters(十二)加强日常监管检查 将失信被执行人和以失信被执行人为法定代表人、实际控制人、董事、监事、高级管理人员的单位,作为重点监管对象,加大日常监管力度,提高随机抽查的比例和频次,并可依据相关法律法规对其采取行政监管措施,由各市场监管、行业主管部门实施。Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Judgment Defaulters(十三)限制担任国有企业法定代表人、董事、监事 失信被执行人为个人的,限制其担任国有独资公司董事、监事及国有资本控股或参股公司董事、监事及国有企业的高级管理人员;已担任相关职务的,提出其不再担任相关职务的意见。 由国资委、财政部等相关部门实施。State-owned Assets Supervision and Administration Commission, Ministry of Finance, and relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Judgment Defaulters(十四)限制登记为事业单位法定代表人 失信被执行人为个人的,限制登记为事业单位法定代表人,由中央编办实施。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Judgment Defaulters(十五)通过“信用中国”网站和企业信用信息公示系统向社会公布 将失信被执行人信息通过“信用中国”网站、企业信用信息公示系统向社会公布,由国家发展改革委、工商总局实施。National Development and Reform Commission, State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Judgment Defaulters(十六)通过主要新闻网站向社会公布 协调相关互联网新闻信息服务单位向社会公布失信被执行人信息,由中央网信办实施。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Judgment Defaulters(十七)限制招录(聘)为公务员或事业单位工作人员 协助限制招录(聘)失信被执行人为公务员或事业单位工作人员,由中组部、人力资源社会保障部、公务员局等有关部门实施。Organization Department of the CPCC,Ministry of Human Resources and Social Security, State Administration of Civil Service and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Judgment Defaulters(十八)禁止参评文明单位、道德模范 对于机关、企事业单位、社会团体或其领导成员为失信被执行人的,不得参加文明单位评选,已经取得文明单位荣誉称号的予以撤销。 各类失信被执行人均不得参加道德模范评选,已获得道德模范荣誉称号的予以撤销。 由中央宣传部、中央文明办实施。Publicity Department of the CCCPC, Civilization Office of the CPCCReputation punishments or public identificationRestrictions on selection for honors
Judgment Defaulters(十九)限制乘坐飞机、列车软卧等其他非生活和工作必需的消费行为 限制失信被执行人及失信被执行人的法定代表人、主要负责人、影响债务履行的直接责任人员、实际控制人乘坐飞机、列车软卧、乘坐G字头动车组列车全部座位、其他动车组列车一等以上座位等其他非生活和工作必需的消费行为,由交通运输部、铁路总公司等实施。Ministry of Transport, China Railway Company, etc.Limits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Judgment Defaulters(二十)限制住宿较高星级宾馆、酒店;限制在夜总会、高尔夫球场消费 限制失信被执行人及失信被执行人的法定代表人、主要负责人、影响债务履行的直接责任人员、实际控制人住宿四星级以上宾馆、酒店及其他高等级、高消费宾馆、酒店;限制在夜总会、高尔夫球场消费,由国家旅游局、商务部、公安部、文化部实施。State Bureau of Tourism, Ministry of Commerce, Ministry of Public Security, Ministry of CultureLimits on personal spending
Judgment Defaulters(二十一)限制购买不动产及国有产权交易 限制失信被执行人及失信被执行人的法定代表人、主要负责人、影响债务履行的直接责任人员、实际控制人购买房产、土地等不动产;协助限制失信被执行人参与国有企业资产、国家资产等国有产权交易。 由国土资源部、住房城乡建设部、国资委等相关部门实施。Ministry of Land and Natural Resources, Ministry of Housing and Urban and Rural Development, State-owned Assets Supervision and Administration Commission, and relevant departmentsRestricted participation in government projects, procurement, or resource trading限制购买不动产及国有产权交易
Judgment Defaulters(二十二)限制在一定范围的旅游、度假 协助提供四星级及以上星级评定宾馆及其他高等级、高消费宾馆、酒店信息;限制失信被执行人及失信被执行人的法定代表人、主要负责人、影响债务履行的直接责任人员、实际控制人参加旅行社组织的团队旅游,限制其享受旅行社提供的旅游相关的其他服务;限制失信被执行人在获得旅游等级评定的度假区等旅游企业消费。 由商务部、旅游局实施。Ministry of Commerce, Tourism BureauLimits on personal spending
Judgment Defaulters(二十三)限制子女就读高收费私立学校 限制失信被执行人及失信被执行人的法定代表人、主要负责人、影响债务履行的直接责任人员、实际控制人的子女就读高收费私立学校,由最高人民法院、教育部实施。Supreme People's Court, the Ministry of EducationLimits on personal spending
Judgment Defaulters(二十四)查询身份、护照、车辆财产信息;协助查找失信被执行人;限制出境;协助查封、扣押车辆 协助查询反馈失信被执行人身份、护照信息及车辆财产信息;协助查找下落不明的失信被执行人;限制失信被执行人出境;协助查封、扣押失信被执行人名下的车辆。 由公安部实施。Ministry of Public SecurityLimits on personal spending
Judgment Defaulters(二十五)限制使用国有林地;限制申报重点林业建设项目;限制国有草原占地审批;限制申报重点草原保护建设项目 限制失信被执行人使用国有林地项目;限制其申报重点林业建设项目;限制失信被执行人申报国有草原占地项目;限制其申报重点草原保护建设项目。 由国家发展改革委、国家林业局、农业部实施。National Development and Reform Commission, the State Forestry Administration, Ministry of AgricultureRestricted participation in government projects, procurement, or resource tradingRestrict use of state-owned forests
Judgment Defaulters(二十六)查询失信被执行人海关认证资格情况;限制成为海关认证企业;对进出口货物实施严密监管 协助查询失信被执行人海关认证资格情况;限制失信被执行人成为海关认证企业;在失信被执行人办理通关业务时,实施严密监管,加强单证审核和布控查验。 由海关总署实施。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise, Closely monitor imports and exports
Judgment Defaulters(二十七)查询安全生产许可审批等信息;限制从事药品、食品等行业;限制担任生产经营单位主要负责人及董事、监事、高级管理人员 协助查询失信被执行人安全生产许可审批登记信息、药品医疗器械登记信息、出入境检验检疫信用等级信息;将失信被执行人信息作为从事药品、食品安全行业从严审批的参考;协助限制失信被执行人从事危险化学品生产经营储存、烟花爆竹生产经营、矿山生产、安全评价等行业;协助限制失信被执行人担任生产经营单位主要负责人及董事、监事、高级管理人员,已担任相关职务的,按规定程序要求变更。 由食品药品监管总局、安全监管总局、质检总局、工商总局实施。The Food and Drug Administration, Bureau of Safety Supervision, State Quality Inspection Administration, State Administration of Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Judgment Defaulters(二十八)查询渔业船舶登记信息 协助查询失信被执行人渔业船舶登记信息,由农业部实施。Ministry of AgricultureRestrictions or higher review of market entry, credentials, or essential permits
Judgment Defaulters(二十九)查询客运、货运车辆登记信息 协助查询失信被执行人客运、货运车辆等登记信息,由交通运输部实施。Ministry of TransportRestrictions or higher review of market entry, credentials, or essential permits
Judgment Defaulters(三十)查询律师登记信息;限制参与评先、评优 协助查询失信被执行人的律师身份信息、律师事务所登记信息;对失信被执行人为律师、律师事务所的,在一定期限内限制其参与评先、评优。 由司法部实施。Ministry of JusticeReputation punishments or public identificationRestrictions on selection for honors
Judgment Defaulters(三十一)查询婚姻登记信息 协助查询失信被执行人的婚姻登记信息,由民政部、外交部、卫生计生委实施。Ministry of Civil Affairs, Foreign Affairs, Health and Family Planning CommissionRestrictions or higher review of market entry, credentials, or essential permits
Judgment Defaulters(三十二)以拒不执行判决、裁定罪处罚 协助对失信被执行人以拒不执行判决、裁定罪立案侦查、起诉等,由最高人民检察院、公安部实施。Supreme People's Procuratorate, Ministry of Public SecurityReputation punishments or public identification
Production Safety(一)加强安全监管监察。 各级负有安全监管监察职责的部门针对存在失信行为的生产经营单位及其有关人员制定并落实以下措施: 1.加大执法检查频次; 2.作为重点监管监察对象,建立常态化暗查暗访机制,不定期开展抽查; 3.约谈其主要负责人,对其主要负责人及相关责任人进行安全培训; 4.暂停对其安全生产标准化评审,对已取得安全生产标准化证书的,撤销其证书; 5.依法依规对存在失信行为的生产经营单位及其主要责任人实施市场禁入; 6.发现有新的安全生产违法违规行为的,依法依规从重处罚。Ministry of Finance and relevant departmentsHigher level of scrutiny in routine regulated business activities
Production Safety(二)依法暂停审批其新的重大项目申报,核减、停止拨付或收回政府补贴资金。National Development and Reform CommissionReduced access to government benefits and supportsRestricting Subsidized Financial Support
Production Safety(三)依法限制参与建设工程招投标。National Development and Reform Commission and relevant departmentsRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Production Safety(四)依法限制取得政府性资金支持。National Development and Reform CommissionReduced access to government benefits and supportsLimiting government funding supports
Production Safety(五)依法限制生产经营单位取得或者终止其基础设施和公用事业特许经营。National Development and Reform CommissionRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Production Safety(六)依法限制、暂停企业债券、公司债券和股票发行。National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Production Safety(七)暂停审批存在失信行为的生产经营单位科技项目。Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Production Safety(八)在全国企业信用信息公示系统上公示存在失信行为的生产经营单位行政处罚信息。State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Production Safety(九)对吊销或者撤销安全生产许可证的存在失信行为生产经营单位,依法撤销注册登记或者吊销营业执照,或者责令当事人依法办理变更登记。State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Production Safety(十)存在失信行为的生产经营单位的相关责任人,在法定期限内不得担任相关生产经营单位的法定代表人、负责人,已经担任的依法责令办理变更登记。State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Production Safety(十一)存在失信行为的生产经营单位变更名称的,将变更前后的名称在全国企业信用信息公示系统上公示。State Administration for Industry and CommerceReputation punishments or public identification
Production Safety(十二)限制存在失信行为的生产经营单位发布广告。State Administration for Industry and CommerceLimits or heightened scrutiny of business activitiesRestrictions on advertising
Production Safety(十三)将存在失信行为的生产经营单位信息通报金融机构,作为其评级授信、信贷融资、管理和退出的重要参考依据。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activities
Production Safety(十四)在审批证券、证券投资基金及期货公司设立、变更时,依法将生产经营单位失信行为作为重要参考,从严掌握或者不予批准。Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Production Safety(十五)证券交易所在审核证券上市交易、全国中小企业股份转让系统在审核企业挂牌时,将生产经营单位的失信行为作为重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Production Safety(十六)要求上市企业将本企业纳入黑名单情况作为必须披露事项。Securities Regulatory CommissionReputation punishments or public identification
Production Safety(十七)根据安全生产风险水平,上调存在失信行为的生产经营单位安全生产责任保险的保险费率。Ministry of Human Resources and Social Security, Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Production Safety(十八)依法限制存在失信行为的生产经营单位参与政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Production Safety(十九)在土地使用、采矿权取得等环节对存在失信行为的生产经营单位依法采取严格限制或禁止等措施。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource trading
Production Safety(二十)将生产经营单位失信行为作为相关责任人考核、干部选任的重要参考,作为评先评优的限制条件。State-owned Assets Supervision and Administration CommissionReputation punishments or public identificationRestrictions on selection for honors
Production Safety(二十一)对存在失信行为的生产经营单位进出口货物实施严密监管,在办理通关业务时,加强单证审核或布控查验。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permits
Production Safety(二十二)限制成为海关认证企业。存在失信行为的生产经营单位申请适用海关认证企业管理的,海关不予通过认证; 已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Production Safety(二十三)将企业违法失信行为纳入检验检疫进出口企业信用管理系统,依据《出入境检验检疫企业信用管理办法》对其进行信用评级和监督。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits
Production Safety(二十四)依法限制取得生产许可。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Production Safety(二十五)要求认证机构暂停或者撤销存在失信行为的生产经营单位的相关认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits
Production Safety(二十六)严格、审慎审查存在失信行为的生产经营单位新改扩建项目的环评申报事项。Ministry of Environmental ProtectionRestrictions or higher review of market entry, credentials, or essential permits
Production Safety(二十七)在实施税收优惠政策时,将生产经营单位的失信状况作为审慎性参考依据。State Administration of TaxationReduced access to government benefits and supports
Production Safety(二十八)在向生产经营单位和个人颁发荣誉证书、嘉奖和表彰等荣誉性称号时,应当参考其安全生产信用状况,对存在失信行为的生产经营单位,不予颁发政府荣誉。Civilization Office of the CPCC and relevant departmentsReputation punishments or public identificationRestrictions on selection for honors
Production Safety(二十九)在各部门主管领域内取消对存在失信行为的生产经营单位的政策性资金支持。Each relevant departmentReduced access to government benefits and supports
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing1. Restrictions on acquisition of Government Land Provisions.Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing2. Restrictions on obtaining industrial production permits.Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing3. Restrict participation as a supplier in government procurement activities.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing4. Restrict participation in bidding activities for government financed construction projects. National Development and Reform Commission, Ministry of Industry of Information, Ministry of Housing and Urban and Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, Civil Aviation Administration, China Railways CompanyRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing5. Restrict participation in infrastructure and public utilities concessions.National Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, Ministry of Water Resources, and the People's Bank of ChinaRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing6. Restrictions on obtaining safety production permitsState Administration of safety supervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing7. Revoke qualifications as a testing body for those motor vehicle emissions testing bodies that make misrepresentations.General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing8. Where untrustworthy production and business units apply for management as customs certified enterprise, customs will not clear their certification.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing9. Restrict issuance of enterprise and coperate bonds. National Development and Reform Commission, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing10. Restrict registration of non-financial debt financince tools.People's Bank of ChinaLimits or heightened scrutiny of business activities
Environmental Protection(1) Restrictions or prohibitions on production and trading units market entry, administrative permits, or financing11. Lawfully make information on the untrustworthy conduct of production and business units a consideration in reviewing the issuance of stocks and listing in the national small and medium-sized enterprize shares exchange system.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Environmental Protection(2) Stop production and business units' enjoyment of benefit policies, or don't approve their applications for beneficial policies.12. Where coal plants enjoy environmentally friendly electricity pricing, confiscate the discount for periods where sulfur dioxide, nitrous oxide, and smoke emissions exceeded standards, and give a heavier fine.National Development and Reform CommissionReduced access to government benefits and supports
Environmental Protection(2) Stop production and business units' enjoyment of benefit policies, or don't approve their applications for beneficial policies.13. Where a punishment is received for violations of the laws and regulations on environmental protection, they must not enjoy comprehensive resource utilization and labor value added tax refund policies for 36 months from the date on which the punishment decision is handed down, in accordance with the relevant provisions of the Ministry of Finance, and State Administration of Taxation.Ministry of Finance, State Administration of Taxation, relevant departments of local governmentsRestricted participation in government projects, procurement, or resource trading
Environmental Protection(2) Stop production and business units' enjoyment of benefit policies, or don't approve their applications for beneficial policies.14. Where there is unlawful conduct such as exceeding standards for pollutant emissions or exceeding comprehensive volume control indexes for emission of key pollutants, follow the relevant provisions of the Ministry of Finance and State Administration of Taxation to stop implementation of environmental protection project enterprise income tax benefits that are already enjoyed.Ministry of Finance, State Administration of Taxation, relevant departments of local governmentsRestricted participation in government projects, procurement, or resource trading
Environmental Protection(2) Stop production and business units' enjoyment of benefit policies, or don't approve their applications for beneficial policies.15. Stop implementation of relevant government financial supports, or restrict applications for government funding programs.Ministry of Finance, relevant local departmentsReduced access to government benefits and supports
Environmental Protection(2) Stop production and business units' enjoyment of benefit policies, or don't approve their applications for beneficial policies.16. Stop implementation of beneficial policies in areas such as investment, or do not approve applications related to enjoyment of related benefit policies.National Development and Reform CommissionReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Environmental Protection(3) Restrict production and business units, as well as relevant responsible people, in work such as business performance evaluations, comprehensive assessments, and selections for awards17. Where relevant provisions of the central business performance evaluation for responsible persons of enterprises is applied to people responsible for untrustworthy production and business units, their annual comprehensive business performance evaluation score is to be reduced in light of their severity and degree and impact, even so as to reduce their annual business performance and seniority evaluation levels; and correspondingly garnish performance and seniority bonuses of the enterprise responsible persons; where the circumstances are serious, give a disciplinary sanction or conduct an investigation of the enterprises' responsible person.State-owned Assets Supervision and Administration CommissionReputation punishments or public identification
Environmental Protection(3) Restrict production and business units, as well as relevant responsible people, in work such as business performance evaluations, comprehensive assessments, and selections for awards18. Where relevant provisions of the United Front Work Department of CPC Central Committee and 13 other departments on comprehensive assessment of non-publicly owned economic representatives is applied to people responsible for untrustworthy production and business units, they should not be recommended as delegates to the people's congress or political consultative conferences, and must not be selected for awards and commendations.United Front Work Department of CPC Central CommitteeReputation punishments or public identificationRestriction on recommendation as people's congress delegates or CPPCC members
Environmental Protection(3) Restrict production and business units, as well as relevant responsible people, in work such as business performance evaluations, comprehensive assessments, and selections for awards19. Untrustworthy production and business units must not receive honorifics such as 'civilized unit' and those they have already received are to be revoked; and the legal representatives and principle responsible persons for untrustworthy production and business units, and directly responsible people must not receive honorifics such as moral models, May 1, Labor awards, and so forth; and those they have already received are to be revoked. Publicity Department of the CCCPC, Civilization Department of the CCCPC, All-China Federation of Labor Unions, Communist Youth League Central Committee, National Women's FederationReputation punishments or public identificationRestrictions on selection for honors
Environmental Protection(4) Other punishment measures20. Promote financial institutions making the untrustworthy status of untrustworthy production and business units a consideration in financial credit.People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Environmental Protection(4) Other punishment measures21. Promote insurance establishments making untrustworthy production and business units' records of untrustworthiness a consideration in setting environmental pollution responsiility insurance rates.Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Environmental Protection(4) Other punishment measures22. Pay key attention to production and business units that have serious untrustworthy conduct during the supervision during and after the event in acquisitions by listed companies or non- public listed companies.Securities Regulatory CommissionHigher level of scrutiny in routine regulated business activities
Environmental Protection(4) Other punishment measures23. Each market and industry supervision department is to make untrustworthy production and business units targets for key supervision, increase the extent of routine supervision, increase the rate and frequency of spot checks.Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Environmental Protection(4) Other punishment measures24. Relevant departments are to announce untrustworthy production and business units information to the public through the China Cultural Market Network, the 'Credit China' website, and the national enterprise credit information disclosure system.National Development and Reform Commission, State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Environmental Protection(4) Other punishment measures25.1 Penalties for Violations of Ship Inspection Agencies Ministry of TransportRestrictions or higher review of market entry, credentials, or essential permits
Environmental Protection(4) Other punishment measures25.2 Orders to stop production of motor vehicles.Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permits
Environmental Protection(4) Other punishment measures25.3 Confiscation of unlawful gains from sale of motor vehicles, and concurrent finesState Administration for Industry and Commerce, State Quality Inspection AdministrationRestrictions or higher review of market entry, credentials, or essential permits
Environmental Protection(4) Other punishment measures25.4 Ordered to publish technical information related to maintaining motor vehicle models, and concurrent finesMinistry of TransportRestrictions or higher review of market entry, credentials, or essential permits
Food and Drug(1) Penalty measures taken by the food and drug supervision and management departments1. Entry as a target for key scrutiny, increasing the frequency of routine oversight inspections and increasing the enterprise risk management level; at least once every half year conduct a comprehensive and throughout oversight examination of management systems and enforcement conditions such as inspection of incoming goods, checks of certificates and receipts, delivery inspections, enterprise self-inspections, and so forth.Food and Drug Administration DepartmentsHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Food and Drug(1) Penalty measures taken by the food and drug supervision and management departments2. Limit engagement in food and drug production and trade activities for a certain period of time. Food and Drug Administration DepartmentsRestrictions or higher review of market entry, credentials, or essential permits
Food and Drug(1) Penalty measures taken by the food and drug supervision and management departments3. Order enterprises to carry out self-inspections on food and drug safety or invite third-parties to carry out assessments within a certain period of time. Food and Drug Administration DepartmentsHigher level of scrutiny in routine regulated business activities
Food and Drug(1) Penalty measures taken by the food and drug supervision and management departments4. Where the seriously untrustworthy have violated relevant laws and regulations, give them heavier punishments. Food and Drug Administration DepartmentsHigher level of scrutiny in routine regulated business activities
Food and Drug(2) Cross-departmental joint disciplinary measures1. Employ restrictive measures such as strict review, reducing the extent of support, or not giving support, when governmental funding supports are applied for.Each level of people's government, Ministry of Finance, National Development and Reform CommissionReduced access to government benefits and supportsLimiting government funding supports
Food and Drug(2) Cross-departmental joint disciplinary measures2. Enter them into the 'strict review' category when applying to issue enterprise bonds, and limit the amount of issuances; lawfully restrict public issuance of corporate bonds;National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Food and Drug(2) Cross-departmental joint disciplinary measures3. When applying for duty rates for importing grains and sugar, make their untrustworthy conduct a basis for restricting the quota. National Development and Reform Commission, Ministry of CommerceLimits or heightened scrutiny of business activities
Food and Drug(2) Cross-departmental joint disciplinary measures4. Lawfully prohibit participation in government purchasing activities for a set period of time.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Food and Drug(2) Cross-departmental joint disciplinary measures5. Restrictions on obtaining government provided lands.Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Food and Drug(2) Cross-departmental joint disciplinary measures6. When applying for credit debt financing or handling credit cards, financial instititutions are to make information on untrustworthiness a major factor for consideration. Banking Regulatory CommissionLimits or heightened scrutiny of business activities
Food and Drug(2) Cross-departmental joint disciplinary measures7. Make information on untrustworthiness a major consideration in reviewing the issuance of stocks of medium and small-sized enterprises.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Food and Drug(2) Cross-departmental joint disciplinary measures8. Make information on untrustworthiness a major consideration when approving changes of fund management companies' or futures companies' shareholders wi/ 5% interest or more, or actual controllers. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Food and Drug(2) Cross-departmental joint disciplinary measures9. For seriously untrustworthy natural persons, lawfully restrict their service as the directors, supervisors, or senior management of securities companies, fund management companies, or futures companies, and in the review of applications for eligibility to engage in securities, funds, or futures operations, and where they are already an entity or person engaged in securities, funds, or futures operations, they are to be given heightened scrutiny. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Food and Drug(2) Cross-departmental joint disciplinary measures10. For seriously untrustworthy natural persons, lawfully restrict their serving as the legal representative, director, supervisor, or senior management of food and drug production or trade enterprises. State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Food and Drug(2) Cross-departmental joint disciplinary measures11. When applying for handling of customs clearance operations, increase the extent of oversight of imported and exported goods, and strengthen review of inventories and inspections.General Customs Administration, State Quality Inspection AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Food and Drug(2) Cross-departmental joint disciplinary measures12. Where applying for customs verified enterprise management, verification is not to be given; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions. Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Food and Drug(2) Cross-departmental joint disciplinary measures13. When applying for port heath permits, the inspections and quarantine departments may choose to not accept it, or not give the permits. General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits
Food and Drug(2) Cross-departmental joint disciplinary measures14. Listing as a target for key monitoring in tax administration, strengthening tax management, increasing oversight and the frequency of inspections, and strictly reviewing enjoyment of tax benefits. State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Food and Drug(2) Cross-departmental joint disciplinary measures15. Restrict new science and technology support programs, include their serious untrustworthy conduct in their scientific research credit record, and, on the basis of relevant provisions, suspend review and of their new science and technology program support funding reports.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Food and Drug(2) Cross-departmental joint disciplinary measures16. Strengthening management of publication of their advertisements by radio stations, television stations, and publishers of periodicals, a/v materials and so forth.General administration of press and publication, radio and televisionLimits or heightened scrutiny of business activitiesRestrictions on advertising
Food and Drug(2) Cross-departmental joint disciplinary measures17. Lawfully restrict the opening of new websites; when applying for for-profit internet information services, make information on their untrustworthiness an important consideration in review for relevant permits.Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Food and Drug(2) Cross-departmental joint disciplinary measures18. Coordinate relevant Internet news information services units in making public announcements of the list of the seriously untrustworthy in food and drug safety. Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Food and Drug(2) Cross-departmental joint disciplinary measures19. Follow procedures to promptly revoke relevant honorary titles, and cancel qualifications to participate in competitions.Civilization Office of the CPC Central CommitteeReputation punishments or public identificationRestrictions on selection for honors
Product Quality(1) Punishment measures taken by quality supervision, inspection and quarantine departments1. Entered as a target for key scrutiny, increase the frequency of oversight inspections and quality oversight sampling.General Administration of Quality SupervisionHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Product Quality(1) Punishment measures taken by quality supervision, inspection and quarantine departments2. Limit applications to obtain relevant administrative permits.General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits
Product Quality(1) Punishment measures taken by quality supervision, inspection and quarantine departments3.Restrict qualification as a certified establishment, restrict obtaining, or revoke, management system certification documents.General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Product Quality(1) Punishment measures taken by quality supervision, inspection and quarantine departments4. Enter the party as a seriously untrustworthy enterprise for entry-exit inspections and quarantine, to carry out restrictive management measures.General Administration of Quality SupervisionReputation punishments or public identification
Product Quality(1) Punishment measures taken by quality supervision, inspection and quarantine departments5.When untrustworthy enterprises have new violations of law or regulations, they are to be given a heavier penalty in accordance with law. General Administration of Quality SupervisionHigher level of scrutiny in routine regulated business activities
Product Quality(1) Punishment measures taken by quality supervision, inspection and quarantine departments6. Make untrustworthy enterprises' untrustworthy status a prudential consideration when approving the establishment of commercial banks or branches, representative offices as well purchase of stock or acquisition of commercial banks.Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition
Product Quality(2) Cross-departmental joint disciplinary measures7. Make untrustworthy enterprises' untrustworthy status a major basis for consideration in approving the establishment of securities companies, fund management companies, or futures companies, or in registering the modification of their shareholders with more than 5% interests, actual controllers, as well as private equity investment fund managers.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Product Quality(2) Cross-departmental joint disciplinary measuresPay key attention to production and business units that have serious untrustworthy conduct during the supervision during and after the event in acquisitions by listed companies or non- public listed companies. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Product Quality(2) Cross-departmental joint disciplinary measures9. Restrictions on acquisition of Government Land Provisions. Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Product Quality(2) Cross-departmental joint disciplinary measures10. Lawfully restrict participation in government purchasing activities.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Product Quality(2) Cross-departmental joint disciplinary measures11. Restricting participation in Project Bidding.National Development and Reform Commission and other relevant unitsRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Product Quality(2) Cross-departmental joint disciplinary measures12. Temporarily stop approvals of the untrustworthy enterprises' relevant scientific projects.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Product Quality(2) Cross-departmental joint disciplinary measures13. Restrict advertising of products that the production or sale of has been suspended due to quality violations, and where advertisements are currently being published, they should be immediately stopped.State Administration of Industry and Commerce, State Administration of Press ,Publication, Film, Radio and TelevisionLimits or heightened scrutiny of business activitiesRestrictions on advertising
Product Quality(2) Cross-departmental joint disciplinary measures14. Strictly review the issuance of corporate (enterprise) bonds and issuance of non-financial debt financing tools in the inter-bank market.National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Product Quality(2) Cross-departmental joint disciplinary measures15. Make the untrustworthy status of untrustworthy enterprises a important basis or consideration in their financing or in extending them credit.People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activities
Product Quality(2) Cross-departmental joint disciplinary measures16. Make the untrustworthy status of untrustworthy enterprises an important consideration in the reviews for stock issuance and listing in the national small and medium-sized enterprise share exchange system.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Product Quality(2) Cross-departmental joint disciplinary measures17. Make the untrustworthy status of untrustworthy enterprises an important basis for consideration in verification and management of foreign exchange sums such as for qualified domestic establishment investments and qualified foreign establishment investments.Foreign Exchange BureauLimits or heightened scrutiny of business activities
Product Quality(2) Cross-departmental joint disciplinary measures18. Conduct tight oversight of production and business units with untrustworthy conduct importing and exporting of goods, and strengthen review of inventories and inspections when handling customs clearances.Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Product Quality(2) Cross-departmental joint disciplinary measures19.Where production and business units with untrustworthy conduct apply for management as customs certified enterprises, do not clear their certification. Where they have already become a certified enterprise, follow provisions to adjust their credit level down.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Product Quality(2) Cross-departmental joint disciplinary measures20. Make untrustworthy enterprises' untrustworthy status a major external consideration in tax credit evaluations.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Product Quality(2) Cross-departmental joint disciplinary measures21. Departments for oversight and management of relevant markets are to increase the frequency of routine oversight inspections and increase the frequency of random sampling inspections.Each relevant unitHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Product Quality(2) Cross-departmental joint disciplinary measures22. Announce information on the untrustworthiness of untrustworthy enterprises to the public through the quality inspection departments' portal websites, the 'Credit China' website and the national enterprise credit information disclosure systemNational Development and Reform Commission, State Quality Inspection Administration, State Administration of Industry and CommerceReputation punishments or public identificationPublic announcement online
Product Quality(2) Cross-departmental joint disciplinary measures23. The State Internet Information Office is to coordinate Internet news information service units disclosure to the public of information on untrustworthy enterprises' untrustworthiness.Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Product Quality(2) Cross-departmental joint disciplinary measures24. Where untrustworthy enterprises change their names, their former and new name are to be disclosed on the national enterprise credit information announcement system.State Administration for Industry and CommerceReputation punishments or public identification
Product Quality(2) Cross-departmental joint disciplinary measures25. Enter information on untrustworthiness of untrustworthy enterprises and their legal representatives into the Basic Financial Credit Information Databases, and record it in enterprises and individuals credit records.People's Bank of ChinaHigher level of scrutiny in routine regulated business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases
Product Quality(2) Cross-departmental joint disciplinary measures26. Restrict untrustworthy enterprises' enjoyment of government subsidies and social security funding supports.The National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, and other relevant unitsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Product Quality(2) Cross-departmental joint disciplinary measures27. Restrict untrustworthy enterprises from receiving interests in public road tolls.Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Product Quality(2) Cross-departmental joint disciplinary measures28. Make untrustworthy enterprises' untrustworthy status a prudential consideration in their enjoyment of beneficial policy supports.National Development and Reform Commission, State Quality Inspection Administration, Ministry of Commerce, General Customs Administration, State Administration of Taxation and other relevant units.Reduced access to government benefits and supportsRestrict enjoyment of preferential policies
Product Quality(2) Cross-departmental joint disciplinary measures29. Restrict untrustworthy enterprises and their legal representatives obtaining of honors, awards, commendations, and other honorifics issued by relevant department.The Civilization Office of the CPCC is to lead, and each department is to jointly employ measuresReputation punishments or public identification
Product Quality(2) Cross-departmental joint disciplinary measures30. Restrict the legal representatives of untrustworthy enterprises from serving as the legal representative, director, supervisor, or senior management of an enterprise in a sector such as food and drug safety or special equipment, on which the consumers' lives depend.State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Product Quality(2) Cross-departmental joint disciplinary measures31. In addition to the punishment measures provided above, the departments that are signatories to this MOU are to follow the currently implemented laws, regulations, and rules in their respective sectors to apply restrictions, prohibit entry, and otherwise punish untrustworthy enterprises and legal representative with quality safety issue who are listed as seriously untrustworthy and illegal.Each relevant departmentRestrictions or higher review of market entry, credentials, or essential permits
Management and Use of Gov. Funds(一)依法处理财政违法违规行为 对失信责任主体违反预算管理法律法规和财经纪律的行为,按照《中华人民共和国预算法》、《财政违法行为处罚处分条例》等有关法律法规严肃处理。Ministry of Finance and relevant departmentsHigher level of scrutiny in routine regulated business activities
Management and Use of Gov. Funds(二)依法限制财政补助补贴性资金和社会保障资金支持 各部门在主管领域内依法限制失信责任主体申请财政补助补贴性资金和社会保障资金支持。The National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, and other relevant departmentsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Management and Use of Gov. Funds(三)依法限制参加政府采购活动 依法限制失信责任主体作为供应商参加政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Management and Use of Gov. Funds(四)作为选择参与政府和社会资本合作的参考 将失信责任主体相关信息作为选择参与政府和社会资本合作的依据或参考。National Development and Reform Commission, Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingConsider when selecting participants for public private partnership programs
Management and Use of Gov. Funds(五)供证券公司、基金管理公司、期货公司设立及变更持有5%以上股权的股东、实际控制人审批,私募投资基金管理人登记的依据或参考;从严审核发行企业债券及公司债券;在上市公司或者非上市公众公司收购的事中事后监管中,对有严重失信行为的生产经营单位予以重点关注 将失信责任主体相关信息作为证券公司、基金管理公司、期货公司设立及变更持有5%以上股权的股东、实际控制人审批,私募投资基金管理人登记的依据或参考;从严审核失信责任主体发行企业债券及公司债券;对失信情形严重的失信责任主体,在上市公司或者非上市公众公司收购的事中事后监管中,对有严重失信行为的生产经营单位予以重点关注。National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Management and Use of Gov. Funds(六)从严审核在银行间市场发行债券 对失信责任主体在银行间市场发行债券从严审核。People's Bank of ChinaLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Management and Use of Gov. Funds(七)依法限制设立融资性担保公司;依法限制任职融资性担保公司或金融机构的董事、监事、高级管理人员 依法限制失信责任主体设立融资性担保公司;依法限制失信责任主体任职融资性担保公司或金融机构的董事、监事、高级管理人员。National Development and Reform Commission, Ministry of Industry and Information Technology, Ministry of Finance, Ministry of Commerce, State Administration of Industry and Commerce, Securities Regulatory Commission, China Banking Regulatory Commission, China Insurance Regulatory Commission, and relevant departmentsRestrictions or higher review of market entry, credentials, or essential permits限制设立融资性担保公司; 限制担任金融机构董事、监事、高级管理人员
Management and Use of Gov. Funds(八)设立保险公司审批参考;依法限制支付高额保费购买具有现金价值的保险产品 将失信责任主体相关信息作为设立保险公司审批参考;依法限制失信责任主体(自然人)及失信责任主体(企事业单位)的法定代表人、主要负责人、影响债务履行的直接责任人员、实际控制人支付高额保费购买具有现金价值的保险产品。Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies
Management and Use of Gov. Funds(九)供设立商业银行或分行、代表处以及参股、收购商业银行审批时审慎性参考 将失信责任主体相关信息作为设立商业银行或分行、代表处以及参股、收购商业银行的审批时审慎性参考。Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Management and Use of Gov. Funds(十)中止境内国有控股上市公司股权激励计划或终止股权激励对象行权资格 对失信责任主体为境内国有控股上市公司的,协助中止其股权激励计划或终止其股权激励对象行权资格。Ministry of Finance, State-owned Assets Supervision and Administration CommissionRestrictions or higher review of market entry, credentials, or essential permits
Management and Use of Gov. Funds(十一)供外汇额度核准与管理时审慎性参考 在合格境外机构投资者、合格境内机构投资者额度审批和管理中,将失信状况作为审慎性参考依据。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Management and Use of Gov. Funds(十二)供金融机构融资授信时审慎性参考 引导各金融机构在融资授信时查询拟授信对象及其法定代表人、实际控制人、董事、监事、高级管理人员是否为失信责任主体,对拟授信对象为失信责任主体的从严审核。People's Bank of China, Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Management and Use of Gov. Funds(十三)享受优惠性政策认定参考 在实施优惠性政策时,查询相关机构及其法定代表人、实际控制人、董事、监事、高级管理人员是否为失信责任主体,对其享受该政策时审慎性参考。National Development and Reform Commission, Ministry of Commerce, General Customs Administration of , State Administration of Taxation, State Quality Inspection AdministrationReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Management and Use of Gov. Funds(十四)依法限制参与基础设施和公用事业特许经营 对失信责任主体申请参与基础设施和公用事业特许经营,依法进行必要限制。National Development and Reform Commission, People's Bank of China, Ministry of Finance, the Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Management and Use of Gov. Funds(十五)依法限制取得政府供应土地 对失信责任主体在取得政府供应土地方面依法予以限制或禁止。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Management and Use of Gov. Funds(十六)依法限制参与政府投资工程建设项目投标活动 对失信责任主体申请参与政府投资工程建设项目投标活动,依法进行必要限制。National Development and Reform Commission, Department of Industry and Information Technology, Ministry of Housing and Urban and rural construction, Ministry of Transport, Department of Water Resources, Ministry of Commerce, Civil Aviation Administration, China Railways CorporationRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Management and Use of Gov. Funds(十七)依法限制受让收费公路权益 依法限制失信责任主体受让收费公路权益。Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Management and Use of Gov. Funds(十八)依法限制成为海关认证企业 失信责任主体申请适用海关认证企业管理的,海关不予通过认证;已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Management and Use of Gov. Funds(十九)加大进出口货物监管力度 在失信责任主体申请办理通关业务时,对其进出口货物加大监管力度,加强单证审核和布控查验。General Customs Administration, State Quality Inspection AdministrationHigher level of scrutiny in routine regulated business activities
Management and Use of Gov. Funds(二十)依法限制取得安全生产许可证 对失信责任主体申请安全生产许可证予以限制。Ministry of Housing and Urban-Rural Development, Safety Supervision bureau, each relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Management and Use of Gov. Funds(二十一)依法限制取得生产等许可 对失信责任主体申请生产等许可证予以限制。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Management and Use of Gov. Funds(二十二)依法加强检验检疫信用监管 将失信责任主体违法失信行为纳入检验检疫进出口企业信用管理系统,依据《出入境检验检疫企业信用管理办法》对其进行信用评级和监管。General Administration of Quality SupervisionHigher level of scrutiny in routine regulated business activities
Management and Use of Gov. Funds(二十三)依法限制担任国有企业法定代表人、董事、监事 失信责任主体为个人的,依法限制其担任国有独资公司法定代表人、董事、监事及国有资本控股或参股公司法定代表人、董事、监事及国有企业的法定代表人、高级管理人员;已担任相关职务的,提出其不再担任相关职务的意见。Ministry of Finance, the State-owned Assets Supervision and Administration Commission, the relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Management and Use of Gov. Funds(二十四)依法限制登记为事业单位法定代表人 失信责任主体为个人的,依法限制登记为事业单位法定代表人。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Management and Use of Gov. Funds(二十五)加强日常监管检查 将失信责任主体和以失信责任主体为法定代表人、实际控制人、董事、监事、高级管理人员的单位,作为重点监管对象,加大日常监管力度,提高随机抽查的比例和频次,并可依据相关法律法规对其采取行政监管措施。Each relevant departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Management and Use of Gov. Funds(二十六)通过主要新闻网站向社会公布 协调相关互联网新闻信息服务单位向社会公布失信责任主体信息。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Management and Use of Gov. Funds(二十七)依法限制招录(聘)为公务员或事业单位工作人员 协助限制招录(聘)失信人为公务员或事业单位工作人员。Organization Department of the CPCC,Ministry of Human Resources and Social Security, State Administration of Civil Service and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Management and Use of Gov. Funds(二十八)依法限制参评文明单位、道德模范 对于机关、企事业单位、社会团体或其领导成员为失信责任主体的,不得参加文明单位评选,已经取得文明单位荣誉称号的予以撤销。各类失信责任主体均不得参加道德模范评选,已获得道德模范荣誉称号的予以撤销。Publicity Department of the CCCPC, Civilization Office of the CPCCReputation punishments or public identificationRestrictions on selection for honors
Major Tax Case(一)强化税务管理,通报有关部门 惩戒措施:纳税信用级别直接判为D级,适用《纳税信用管理办法(试行)》关于D级纳税人的管理措施,具体为: (1)公开D级纳税人及其直接责任人员名单,对直接责任人员注册登记或者负责经营的其他纳税人纳税信用直接判为D级; (2)增值税专用发票领用按辅导期一般纳税人政策办理,普通发票的领用实行交(验)旧供新、严格限量供应; (3)将出口企业退税管理类别直接定为四类,并按《出口退(免)税企业分类管理办法》中对四类出口企业申报退税审核管理的规定从严审核办理退税; (4)缩短纳税评估周期,严格审核其报送的各种资料; (5)列入重点监控对象,提高监督检查频次,发现税收违法违规行为的,不得适用规定处罚幅度内的最低标准; (6)将纳税信用评价结果通报相关部门,按照法律法规等有关规定,在经营、投融资、取得政府供应土地、进出口、出入境、注册新公司、工程招投标、政府采购、获得荣誉、安全许可、生产许可、从业任职资格、资质审核等方面予以限制或禁止; (7)D级评价保留2年,第三年纳税信用不得评价为A级; (8)税务机关与相关部门实施的联合惩戒措施,以及结合实际情况依法采取的其他严格管理措施。State Administration of TaxationReputation punishments or public identification
Major Tax Case(二)阻止出境 惩戒措施:对欠缴查补税款的当事人,在出境前未按照规定结清应纳税款、滞纳金或者提供纳税担保的,税务机关可以通知出入境管理机关阻止其出境。Ministry of Public SecurityLimits on personal spending
Major Tax Case(三)限制担任相关职务 惩戒措施:因税收违法行为,触犯刑事法律,被判处刑罚,执行期满未逾五年的当事人,由工商行政管理等部门限制其担任企业的法定代表人、董事、监事及经理。Supreme People's Court,State Administration of Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Major Tax Case(四)金融机构融资授信参考 惩戒措施:对公布的重大税收违法案件信息,鼓励征信机构依法采集并向金融机构提供查询,引导商业银行、证券期货经营机构、保险公司等金融机构按照风险定价原则,将重大税收违法信息作为对当事人提供金融服务的重要参考。People's Bank of China, Banking Regulatory Commission, Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Major Tax Case(五)禁止部分高消费行为 惩戒措施:对有履行能力但拒不履行的严重失信主体实施限制购买不动产、乘坐飞机、乘坐列车软卧、G字头动车组全部座位和其他动车组一等以上座位、旅游度假、入住星级以上宾馆及其他高消费行为等措施。最高人民法院、住房城乡建设部、旅游局、民航局、中国铁路总公司等单位Limits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Major Tax Case(六)向社会公示 惩戒措施:通过“信用中国”网站和国家企业信用信息公示系统向社会公示重大税收违法案件信息。National Development and Reform Commission, departments of industry and commerceReputation punishments or public identification
Major Tax Case(七)限制取得政府供应土地 惩戒措施:由国土资源管理部门根据税务机关公布的重大税收违法案件信息,对当事人在确定土地出让、划拨对象时予以参考,进行必要限制。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Major Tax Case(八)强化检验检疫监督管理 惩戒措施:对公布的重大税收违法案件当事人,直接列为出入境检验检疫信用D级,实行限制性管理措施。General Administration of Quality SupervisionReputation punishments or public identification
Major Tax Case(九)依法禁止参加政府采购活动 惩戒措施:对公布的重大税收违法案件当事人,在一定期限内依法禁止参加政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Major Tax Case(十)禁止适用海关认证企业管理 惩戒措施:对公布的重大税收违法案件当事人,不予适用海关认证企业管理。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Major Tax Case(十一)限制证券期货市场部分经营行为 惩戒措施:证券监督管理部门在办理以下业务时,将重大税收违法案件信息作为进行限制的重要参考: (1)发起设立或参股各类私募基金管理机构或私募基金等; (2)证券公司、基金管理公司、期货公司设立及变更持有5%以上股权的股东、实际控制人审批; (3)股票发行上市、重组上市及在全国中小企业股份转让系统挂牌公开转让审核。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Major Tax Case(十二)限制保险市场部分经营行为 惩戒措施: (1)在进行保险公司、保险资产管理公司股东资质审核时,将重大税收违法案件信息中所列明的当事人的失信状况作为重要参考依据; (2)在审批保险公司董事、监事及高级管理人员任职资格时,将重大税收违法案件信息中所列明的当事人的失信状况作为重要参考依据。Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Major Tax Case(十三)禁止受让收费公路权益 惩戒措施:对公布的重大税收违法案件当事人,不得受让收费公路权益。Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Major Tax Case(十四)依法依规限制政府性资金支持 惩戒措施:对公布的重大税收违法案件当事人,依法依规限制政府性资金支持。Ministry of Finance, the National Development and Reform CommissionReduced access to government benefits and supportsLimiting government funding supports
Major Tax Case(十五)从严审核企业债券发行、依法限制公司债券发行 惩戒措施:对公布的重大税收违法案件当事人,从严审核其发行企业债券;依法限制发行公司债券。National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Major Tax Case(十六)依法限制进口关税配额分配 惩戒措施:对公布的重大税收违法案件当事人,在有关商品进口关税配额分配中依法予以限制。Ministry of Commerce, NDRCRestrictions or higher review of market entry, credentials, or essential permits
Major Tax Case(十七)通过主要新闻网站向社会公布 惩戒措施:税务总局在门户网站公布重大税收违法案件信息的同时,通过主要新闻网站向社会公布。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Major Tax Case(十八)从严控制生产许可证发放 惩戒措施:税务总局在门户网站公布重大税收违法案件信息的同时,通过主要新闻网站向社会公布。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Major Tax Case(十九)限制从事互联网信息服务 惩戒措施:对公布的重大税收违法案件当事人,限制从事互联网信息服务。Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Major Tax Case(二十)依法限制参与有关公共资源交易活动 惩戒措施:对公布的重大税收违法案件当事人,依法限制参与有关公共资源交易活动。National Development and Reform Commission, Ministry of Industry and Information, Ministry of Finance, Ministry of Land and Natural Resources, Ministry of Environmental Protection, Ministry of Housing and Urban and Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, Health and Family Planning Commission, State Administration of Taxation, Forestry Bureau, National Government Offices AdministrationRestricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Major Tax Case(二十一)依法限制参与基础设施和公用事业特许经营 惩戒措施:对公布的重大税收违法案件当事人,依法限制参与基础设施和公用事业特许经营。National Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, and the Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Major Tax Case(二十二)对失信注册执业人员等实施市场和行业禁入 惩戒措施:对公布的重大税收违法案件当事人失信行为负有直接责任的注册执业人员等实施市场和行业禁入措施。Ministry of Finance, State Administration of TaxationRestrictions or higher review of market entry, credentials, or essential permits
Major Tax Case(二十三)撤销荣誉称号,取消参加评先评优资格 惩戒措施:及时撤销重大税收违法当事人及其法定代表人、负责人、高级管理人员和对税收违法行为负有直接责任的董事、股东等人员的荣誉称号,取消参加评先评优资格。Publicity Department of the CCCPC,Civilization Office of the CPCC, Ministry of Civil Affairs, All-China Federation of Labor Unions, Communist Youth League Central Committee, and the All-China Women's Federation, All-China Federation of Industry and Commerce and other relevant unitsReputation punishments or public identificationRestrictions on selection for honors
Major Tax Case(二十四)支持行业协会商会对失信会员实行警告、行业内通报批评、公开谴责、不予接纳、劝退等 惩戒措施:建立健全行业自律公约和职业道德准则,推动行业信用建设。 引导行业协会商会完善行业内部信用信息采集、共享机制,将严重失信行为记入会员信用档案。 鼓励行业协会商会与有资质的第三方信用服务机构合作,开展会员企业信用等级评价。 支持行业协会商会按照行业标准、行规、行约等,视情节轻重对失信会员实行警告、行业内通报批评、公开谴责、不予接纳、劝退等惩戒措施。国家发展改革委、民政部、商务部、税务总局、全国工商联Reputation punishments or public identification
Major Tax Case(二十五)强化外汇管理 惩戒措施:对公布的重大税收违法案件当事人,属于贸易外汇收支企业名录内的企业,列为货物贸易类企业进行管理。State Administration of Foreign ExchangeRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Major Tax Case(二十六)限制在认证行业执业 惩戒措施:对公布的重大税收违法案件的相关人员,限制在认证行业执业。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits限制在认证行业执业
Major Tax Case(二十七)限制取得认证机构资质,限制获得认证证书 惩戒措施:对公布的重大税收违法案件当事人,限制取得认证机构资质;限制获得认证证书,已获得认证证书的,暂停或撤销相应的认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Major Tax Case(二十八)其他 惩戒措施:对公布的重大税收违法案件当事人,相关部门和社会组织在行政许可、新增项目审批核准、强制性产品认证、授予荣誉等方面予以参考,进行必要的限制或者禁止。National Development and Reform Commission, the Civilization Office of the CPCCC, the General Administration of Quality Supervision, Food and Drug Administration the All-China Federation of Trade Unions, the National Women's Federation, the National Federation of Industry and Commerce and other such unitsReputation punishments or public identification
Agriculture(一)农业部门采取的惩戒措施1.限制失信企业获得或撤销其相关的行政许可。Ministry of AgricultureRestrictions or higher review of market entry, credentials, or essential permits
Agriculture(一)农业部门采取的惩戒措施2.限制失信相关人获得或撤销其相关的从业资格。Ministry of AgricultureRestrictions or higher review of market entry, credentials, or essential permits
Agriculture(2) Cross-departmental joint disciplinary measures3.失信企业产生新的违法违规行为时,依法依规从严从重处罚。Ministry of AgricultureHigher level of scrutiny in routine regulated business activities
Agriculture(2) Cross-departmental joint disciplinary measures4.在上市公司或非上市公众公司收购的事中事后监管中,对失信企业予以重点关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Agriculture(2) Cross-departmental joint disciplinary measures5.将失信企业的失信状况作为审核股票发行上市及在全国中小企业股份转让系统挂牌公开转让时的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Agriculture(2) Cross-departmental joint disciplinary measures6.依法对失信企业发行企业(公司)债券和在银行间市场发行非金融企业债务融资工具从严审核。National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Agriculture(2) Cross-departmental joint disciplinary measures7.在申请信贷融资或办理信用卡时,金融机构将失信企业及其失信相关人的失信状况作为其融资或对其授信的重要依据或参考。(各相关市场监管部门按职责分工分别负责)人民银行、银监会Limits or heightened scrutiny of business activities
Agriculture(2) Cross-departmental joint disciplinary measures8.将失信企业的失信状况作为合格境内机构投资者、合格境外机构投资者等外汇额度核准与管理的重要参考依据。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permits
Agriculture(2) Cross-departmental joint disciplinary measures9.在审批证券公司、基金管理公司及期货公司的设立及变更持有5%以上股权的股东、实际控制人时,将失信企业及其失信相关人的失信信息作为审批的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Agriculture(2) Cross-departmental joint disciplinary measures10.鼓励征信机构依法采集失信企业及其失信相关人的失信信息,并向金融机构提供查询服务。People's Bank of ChinaReputation punishments or public identification
Agriculture(2) Cross-departmental joint disciplinary measures11.限制失信企业取得政府供应土地。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Agriculture(2) Cross-departmental joint disciplinary measures12.在政府补贴性资金和社会保障资金的安排过程中,将失信企业的失信信息作为审批的重要参考。The National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, and other relevant departmentsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Agriculture(2) Cross-departmental joint disciplinary measures13.将失信企业的失信状况作为享受优惠性政策支持的审慎性参考。National Development and Reform Commission, Ministry of Finance, Ministry of Commerce, General Customs Administration, and other relevant departmentsReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Agriculture(2) Cross-departmental joint disciplinary measures14.暂停审批与失信企业相关的科技项目。Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Agriculture(2) Cross-departmental joint disciplinary measures15.依法限制失信企业参与政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Agriculture(2) Cross-departmental joint disciplinary measures16.依法限制失信企业参与工程等招投标。National Development and Reform Commission and other relevant departmentsRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Agriculture(2) Cross-departmental joint disciplinary measures17.对失信企业进出口货物实施严密监管,在办理通关业务时,加强单证审核或布控查验。(各相关市场监管部门按职责分工分别负责)海关总署、质检总局Higher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Agriculture(2) Cross-departmental joint disciplinary measures18.对失信企业申请适用海关认证企业管理的,不予通过认证。 已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Agriculture(2) Cross-departmental joint disciplinary measures19.依法限制失信企业的法定代表人担任相关企业法定代表人、董事、监事和高级管理人员。State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Agriculture(2) Cross-departmental joint disciplinary measures20.将失信企业纳入重点监管对象,加大日常监督检查频次和提高随机抽查概率。Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Agriculture(2) Cross-departmental joint disciplinary measures21.将失信企业的失信状况作为纳税信用评价的重要外部参考。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Agriculture(2) Cross-departmental joint disciplinary measures22.失信企业的失信信息由中央网信办协调互联网新闻信息服务单位向社会公布。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Agriculture(2) Cross-departmental joint disciplinary measures23.限制失信企业及其法定代表人获得相关部门颁发的荣誉证书、嘉奖和表彰等荣誉性称号。The Civilization Office of the CPCC is to lead, and each department is to jointly employ measuresReputation punishments or public identification
Agriculture(2) Cross-departmental joint disciplinary measures24.限制失信相关人在认证行业执业。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permits
Agriculture(2) Cross-departmental joint disciplinary measures25.限制失信企业取得认证机构资质和获得认证证书,已获得认证证书的,暂停或撤销相应的认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。1. 依法严格道路运输市场准入。 对失信当事人进入道路运输市场依法实行限制性管理措施。Ministry of TransportRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。2. 限制企业经营的审慎性参考。 对失信当事人依法采取取消交通运输领域相关经营资质或限制性经营等措施。 将失信状况作为失信当事人重新从事营业性运输审批的审慎性参考依据。Ministry of Transport and other departments for market administrationRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。3. 依法限制取得生产许可。 对失信当事人申请工业产品生产许可依法予以限制。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。4.依法限制参与政府采购活动。 协助查询政府采购项目信息,依法限制失信当事人在一定期限内参与政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。5.限制取得政府供应土地。 对失信当事人申请用地或参与土地竞买进行必要限制。 由国土资源部实施。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。6.依法限制参与工程等招投标。 在一定期限内依法限制失信当事人参与投标活动。National Development and Reform Commission, Ministry of Transport, the Ministry of Industry and Information Technology, the Ministry of Housing and Urban-Rural Development, Ministry of Water Resources and other relevant departmentsRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。7.限制取得安全生产许可。 对失信当事人申请安全生产许可证予以限制。Bureau of Safety Supervision and Ministry of Housing and Urban and Rural DevelopmentRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Overloaded transport vehicles(一)限制或禁止失信当事人的市场准入、行政许可。8.供新增项目核准时审慎性参考。 为失信当事人新增项目的核准提供审慎性参考。National Development and Reform Commission, Ministry of Transport, the Ministry of Industry and Information Technology, State Administration of Quality Supervision and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.9.加强货车生产和改装监管。 对失信当事人从事货车生产、改装等经营活动加强审查和监督检查,对失信当事人加强道路查纠。Ministry of Industry and Information Technology, State Administration of Quality Supervision, Ministry of Public Security, Ministry of Transport, the National Development and Reform CommissionRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.10.加强重点货源单位监管。 对煤炭、钢材、水泥、砂石、商品车等货物集散地以及货运站等场所的经营人、管理人进行排查,加强上述重点货运源头单位货物装载工作的监督检查,杜绝超限超载车辆上路行驶。Ministry of Transport and relevant departmentsRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.11.在重要路段和节点加强对失信当事人的监管。 在货运运输主通道、重要桥梁入口、高速公路入口处等重要路段和节点,加强对失信当事人超限超载情况的重点监测,禁止超限超载违法运输车辆进入高速公路和上桥行驶。Ministry of Transport, Ministry of Public SecurityRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.12.供驾驶证审验换发时参考。 将失信当事人违法超限超载的记分情况,作为其驾驶证通过审验和换发的重要参考。Ministry of Public SecurityRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.13.加强安全生产监管。 将失信当事人作为重点监管对象,加大日常监管力度,提高随机抽查的比例和频次。 建立常态化暗查暗访机制,不定期开展抽查。 每半年至少进行1次抽查,每年至少约谈1次其主要负责人;发现有新的安全生产违法行为的,要依法依规从重处罚。Ministry of Transport, the Ministry of Industry and Information Technology, Safety Oversight Administration and other relevant departmentsHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.14.供保险费率厘定时审慎性参考。 将失信当事人的失信记录作为办理超限超载车辆运输保险业务及厘定相关费率的参考,对其采取提高费率、实行最高费率或增加风险费率、附加条款等措施。Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.15.供金融机构融资授信时审慎性参考。 将失信当事人的失信记录作为金融机构对失信当事人融资授信的参考,进行必要限制。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.16.从严审核企业债券发行。 对失信当事人申请发行企业债券,从严予以审核。National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.17.限制部分高消费行为。 对违反超限超载相关法律法规,被交通运输管理部门给予行政处罚,并被交通运输管理部门申请人民法院强制执行的失信当事人,未按执行通知书指定的期间履行《行政处罚决定书》确定的给付义务的,由人民法院依法将其纳入失信被执行人名单,并向有关部门推送,限制其高消费行为,包括限制乘坐飞机、列车软卧、G字头动车组列车、其他动车组列车一等座等其他非生活和工作必需的消费行为。Supreme People's Court, the Ministry of Transport, China Railway Company, the Tourism Bureau, Ministry of Public Security, the Ministry of Culture and other relevant departmentsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Overloaded transport vehicles(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending.18.向社会公布。 失信当事人信息通过“信用中国”网站和国家企业信用信息公示系统向社会公布;通过主要新闻网站向社会公布有关信息。National Development and Reform Commission, State Administration for Industry and Commerce, the Central Internet Information Office NetworkReputation punishments or public identificationPublic announcement online
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。19.依法依规限制获取政府补贴性资金和社会保障资金支持。 依法依规限制失信当事人申请政府补贴性资金和社会保障资金支持。Ministry of Finance, the National Development and Reform Commission, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, and other relevant departmentsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。20.限制失信当事人享受优惠性政策的审慎性参考。 在实施投资、运输绿色通道等相关优惠性政策时,将失信状况作为限制失信当事人享受该政策的审慎性参考。National Development and Reform Commission, the State Administration of Taxation, the Ministry of Commerce, Ministry of Transport, State Administration of Quality Supervision and other relevant departmentsReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。21.供纳税信用管理时审慎性参考。 在失信当事人纳税信用管理中,将失信状况作为信用信息采集和评价的审慎性参考依据。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。22.限制失信当事人成为海关认证企业。 对已经在海关注册并申请适用海关认证企业管理的,不予通过认证;已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。23.禁止参评文明单位、道德模范。 禁止失信当事人参评文明单位。 对失信当事人不得授予道德模范、五一劳动奖章等荣誉称号,已获得荣誉称号的予以撤销。Publicity Department of the CCCPC, Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, and the All-China Women's FederationReputation punishments or public identificationRestrictions on selection for honors
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。24.限制在事业单位的相关任职。 限制失信当事人担任事业单位法定代表人。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。25.限制在生产经营单位的相关任职。 依法限制失信当事人担任生产经营单位主要负责人及董事、监事、高级管理人员,已担任相关职务的,按规定程序要求变更。State Administration of Industry and Commerce, State Quality Inspection Administration, Bureau of Safety Supervision, and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permits
Overloaded transport vehicles(三)限制失信当事人享受优惠政策、评优表彰和相关任职。26.其他措施。 相关市场监管部门和社会组织在获得荣誉、从业任职资格、资质审核等方面将失信当事人的失信状况作为审慎性参考依据。Each relevant departmentRestrictions or higher review of market entry, credentials, or essential permits
Finance(1) Lawfully restrict participation in project that require bidding in accordance with law, and in government procurement activities The National Development and Reform Commission, Ministry of Finance, and relevant department are to lawfully implement restrictions on parties on the list of the untrustworthy from participating as bidders in projects that law require bidding in accordance with law, or as suppliers in government procurement activities;National Development and Reform Commission, Ministry of Finance and other relevant departmentsRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement, Restrict participation in bidding and tendering
Finance(2) Prudential consideration when arranging subsidy funds In the course of subsidy funds and social security fund arrangements, make information from the list of serious financial untrustworthiness a basis for prudential consideration, to be implemented by the National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, the State-owned Assets Supervision and Administration Commission, and other relevant departments.National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, the State-owned Assets Supervision and Administration Commission and other related departmentsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Finance(3) Prudential consideration in the enjoyment of beneficial policies When implementing beneficial policies such as for investments or taxation , the National Development and Reform Commission, Ministry of Commerce, State Administration of Taxation, and State Quality Inspection Administration are to make whether the relevant organization and its legally-designated representative, actual controllers, directors, supervisors and senior management have been entered on the list of serious untrustworthiness involving finance, and make this a prudential consideration in their enjoyment of the policies. Where parties applying for customs verified enterprise management are entered into the list of serious untrustworthines involving finance, verification is not to be given; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions. The General Customs Administration and State Quality Inspection Administration are to implement strict oversight of import and export of goods by parties entered into the list of the seriously untrustworthy involving finance, and when handling customs clearances, strengthen review of inventories or examinations.General Customs Administration, State Quality Inspection AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise, Closely monitor imports and exports, Restrict enjoyment of preferential policies
Finance(4) Strengthen routine oversight, management, and inspections 将列入涉金融严重失信人名单的当事人作为重点监管对象,加大日常监管力度,按照相关规定,提高随机抽查的比例和频次,依据相关法律法规对其采取行政监管措施,由各市场监管、行业主管部门实施。Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Finance(五)供设立商业银行或分行、代表处以及参股、收购商业银行审批时审慎性参考;设立证券公司、基金管理公司、期货公司审批,私募投资基金管理人登记参考;供设立保险公司、保险资产管理公司、保险代理公司、保险经纪公司审批时参考,供保险公估机构备案参考;限制设立融资性担保公司;限制设立非银行支付机构;设立银行卡清算机构受理审批时参考;限制设立网络借贷信息中介机构 将涉金融严重失信人名单相关信息作为设立商业银行或分行、代表处以及参股、收购商业银行的审批时作审慎性参考,由银监会实施;将涉金融严重失信人名单相关信息作为设立证券公司、基金管理公司、期货公司审批,私募投资基金管理人登记的依据或参考,由证监会实施;将涉金融严重失信人名单相关信息供设立保险公司、保险资产管理公司、保险代理公司、保险经纪公司审批及保险公估机构备案的依据或参考,由保监会实施;限制列入涉金融严重失信人名单的当事人设立融资性担保公司,由地方政府确定的融资性担保公司监管机构实施;限制设立非银行支付机构,由人民银行实施;设立银行卡清算机构受理审批时参考,由人民银行、银监会实施;限制设立网络借贷信息中介机构,由省级人民政府承担地方金融监管职责的部门实施。人民银行、银监会、证监会、保监会、地方政府确定的融资性担保公司监管机构以及省级人民政府承担地方金融监管职责的部门Restrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies; Consider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition; Restrictions on the Establishment of Financing Guarantee Companies
Finance(六)限制发行企业债券及公开发行公司债券;在银行间市场发行非金融企业债务融资工具限制注册,并按照注册发行有关工作要求,强化信息披露,加强投资人保护机制管理,防范有关风险;在上市公司收购的事中事后监管中予以重点关注 限制失信名单企业公开发行公司债券,对情节严重的,在上市公司收购的事中事后监管中予以重点关注,由证监会实施;对列入涉金融严重失信人名单的当事人在银行间市场发行非金融企业债务融资工具限制注册,由人民银行实施;限制失信名单企业发行企业债券,由国家发展改革委实施。Civilization Office of the CPCC, State Coucil Office of Poverty Alleviation, All China Federation of Trade Unions, Communist Youth League Central Committee, All China Women's Federation, China Association of Science and technology, and other relevant departmentsLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Finance(七)在核准与管理相关外汇额度时作审慎性参考 在合格境外机构投资者、合格境内机构投资者额度审批和管理中,将涉金融严重失信人名单信息作为审慎性参考依据,由外汇管理局实施。State Administration of Foreign ExchangeHigher level of scrutiny in routine regulated business activities
Finance(八)供金融机构融资授信时审慎性参考 引导各金融机构在融资授信时查询拟授信对象及其法定代表人、实际控制人、董事、监事、高级管理人员是否为失信名单当事人,对拟授信对象为列入涉金融严重失信人名单的当事人进行从严审核,由人民银行、银监会实施。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Finance(九)中止境内国有控股上市公司股权激励计划或终止股权激励对象行权资格 对列入涉金融严重失信人名单的当事人为境内国有控股上市公司的,协助中止其股权激励计划或终止其股权激励对象行权资格,由国资委、财政部实施。State-owned Assets Supervision and Administration Commission, Ministry of FinanceLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Finance(十)限制担任国有企业法定代表人、董事、监事、高级管理人员 列入涉金融严重失信人名单的当事人为个人的,限制其担任国有独资企业高级管理人员及国有独资公司法定代表人、董事、监事,限制提名为国有资本控股公司、国有资本参股公司董事、监事人选;已担任相关职务的,提出其不再担任相关职务的意见。 由国资委、财政部、工商总局以及各地方人民政府实施。State-owned Assets Supervision and Administration Commission, Ministry of Finance, State-owned Assets Supervision and Administration Commission, as well as each local people's governmentRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Finance(十一)限制任职融资性担保公司或金融机构的董事、监事、高级管理人员;限制任职证券公司、基金管理公司、期货公司的董事、监事和高级管理人员,对其证券、基金、期货从业资格申请予以从严审核,对已成为证券、基金、期货从业人员的相关主体予以重点关注;限制任职保险代理公司、保险经纪公司、保险公估公司的董事长、执行董事、高级管理人员;限制任职私募基金管理人的法定代表人、董事长、执行董事、总经理和执行事务合伙人以及其他高级管理人员的参考;限制任职非银行支付机构的董事、监事、高级管理人员;限制任职银行卡清算机构的董事、高级管理人员的参考。 限制列入涉金融严重失信人名单的当事人任职金融机构的董事、监事、高级管理人员,由银监会、国家发展改革委、保监会、工信部、财政部、工商总局等具有金融机构任职资格核准职能的部门结合自身法定职能,依法依规实施;限制列入涉金融严重失信人名单的当事人任职融资性担保公司的董事、监事、高级管理人员,由地方政府确定的融资性担保公司监管机构结合自身法定职能,依法依规实施;限制列入涉金融严重失信人名单的当事人任职证券公司、基金管理公司、期货公司的董事、监事和高级管理人员,对其证券、基金、期货从业资格申请予以从严审核,对已成为证券、基金、期货从业人员的相关主体予以重点关注,由证监会实施;限制任职保险代理公司、保险经纪公司、保险公估公司的董事长、执行董事、高级管理人员,由保监会实施;限制任职私募基金管理人的法定代表人、董事长、执行董事、总经理和执行事务合伙人以及其他高级管理人员的参考,由证监会实施;限制任职非银行支付机构的董事、监事、高级管理人员,由人民银行实施;限制任职银行卡清算机构的董事、高级管理人员的参考,由人民银行、银监会实施。People's Bank of China, Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits限制担任金融机构董事、监事、高级管理人员。
Finance(十二)限制登记为事业单位法定代表人 列入涉金融严重失信人名单的当事人为个人的,限制登记为事业单位法定代表人,由中央编办实施。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Finance(十三)限制招录(聘)为公务员或事业单位工作人员 限制招录(聘)列入涉金融严重失信人名单的当事人为公务员或事业单位工作人员,由中组部、人力资源和社会保障部、公务员局等有关部门实施。Organization Department of the CPCC,Ministry of Human Resources and Social Security, State Administration of Civil Service and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Finance(十四)禁止参评文明单位、道德模范 对于机关、企事业单位、社会团体或其领导成员为列入涉金融严重失信人名单的当事人的,不得参加文明单位评选,已经取得文明单位荣誉称号的予以撤销。 各类列入涉金融严重失信人名单的当事人均不得参加道德模范评选,已获得道德模范荣誉称号的予以撤销。 由中央宣传部、中央文明办实施。Publicity Department of the CCCPC, Civilization Office of the CPCCReputation punishments or public identificationRestrictions on selection for honors
Finance(十五)限制在检验检测认证行业执业 对列入涉金融严重失信人名单的人员,限制在检验检测认证行业执业。 由国家认监委实施。Certification and Accreditation Administration of the People’s Republic of ChinaRestrictions or higher review of market entry, credentials, or essential permits限制在认证行业执业
Finance(十六)限制取得检验检测认证机构资质,限制获得认证证书 对列入涉金融严重失信人名单的法人,限制取得检验检测认证机构资质;限制获得认证证书,已获得认证证书的,暂停或撤销相应的认证证书。 由国家认监委实施。Certification and Accreditation Administration of the People’s Republic of ChinaRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Finance(十七)通过“信用中国”网站和企业信用信息公示系统向社会公布 将失信名单当事人信息通过“信用中国”网站、企业信用信息公示系统向社会公布,由国家发展改革委、工商总局实施。National Development and Reform Commission, State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Finance(十八)通过主要新闻网站向社会公布 协调相关互联网新闻信息服务单位向社会公布失信名单当事人信息,由中央网信办实施。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Customs(一)海关部门采取的惩戒措施1.适用较高的进出口货物查验率(布控查验或者实货验估)。Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Customs(一)海关部门采取的惩戒措施2.实施进出口货物单证重点审核。Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Customs(一)海关部门采取的惩戒措施3.实施加工贸易重点监管。Customs General AdministrationHigher level of scrutiny in routine regulated business activities
Customs(一)海关部门采取的惩戒措施4.海关总署规定的其他管理原则和措施。Customs General AdministrationUnspecified
Customs(2) Cross-departmental joint disciplinary measures5.不予适用检验检疫部门A级及以上企业信用管理,对其中有走私行为、走私罪的海关失信企业,直接列为信用D级管理,实行限制性管理措施。General Administration for QualityReputation punishments or public identification
Customs(2) Cross-departmental joint disciplinary measures6.对进出口货物适用较高的检验检疫查验率。General Administration for QualityHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Customs(2) Cross-departmental joint disciplinary measures7.在出口退税管理方面严格加强出口退税审核。State Administration of TaxationHigher level of scrutiny in routine regulated business activities
Customs(2) Cross-departmental joint disciplinary measures8.对违法违规的固体废物进口企业,提高监管频次,依法实行限制性管理措施。Ministry of Environmental ProtectionHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Customs(2) Cross-departmental joint disciplinary measures9.对有拖欠海关应缴税款或者应缴罚没款项情形的海关失信企业的法定代表人(负责人),在未按规定缴清相关款项或提供有效担保前,阻止其出境。 具体工作程序,按照公安部有关要求执行。Ministry of Public SecurityLimits on personal spending
Customs(2) Cross-departmental joint disciplinary measures10.将列入“信用中国”网站受惩黑名单的失信信息作为限制有关商品进出口配额分配的依据。Ministry of Commerce, NDRCRestrictions or higher review of market entry, credentials, or essential permits
Customs(2) Cross-departmental joint disciplinary measures11.在一定期限内,对有走私罪的海关失信企业,列入黑名单,依法限制其法定代表人(负责人)、董事、监事、高级管理人员成为其他公司的法定代表人(负责人)、董事、监事、高级管理人员。State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Customs(2) Cross-departmental joint disciplinary measures12.不予适用外汇部门A类企业管理。Foreign Exchange BureauLimits or heightened scrutiny of business activities
Customs(2) Cross-departmental joint disciplinary measures13.对有走私行为、走私罪的海关失信企业,直接列为外汇部门C类企业管理,实行限制性管理措施。Foreign Exchange BureauReputation punishments or public identification
Customs(2) Cross-departmental joint disciplinary measures14.在一定期限内,将失信状况作为合格境内机构投资者、合格境外机构投资者等外汇额度核准与管理的重要参考依据。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Customs(2) Cross-departmental joint disciplinary measures15.对发行公司(企业)债券从严审核;在银行间市场发行非金融企业债务融资工具限制注册,并按照注册发行有关工作要求,强化信息披露,加强投资人保护机制管理,防范有关风险。National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Customs(2) Cross-departmental joint disciplinary measures16.在审批证券公司、基金管理公司、期货公司的设立和变更持有5%以上股权的股东、实际控制人,以及私募投资基金管理人登记时,依法将失信企业的失信状况作为重要参考依据。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Customs(2) Cross-departmental joint disciplinary measures17.在上市公司或者非上市公众公司收购的事中事后监管中,予以重点关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Customs(2) Cross-departmental joint disciplinary measures18.将海关失信企业的失信情况作为股票发行审核的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Customs(2) Cross-departmental joint disciplinary measures19.依法限制设立融资性担保公司;在审批融资性担保公司或金融机构董事、监事及高级管理人员任职资格时,将海关失信企业的失信状况作为重要参考依据。银监会、证监会、国家发展改革委、保监会、工业和信息化部、财政部、商务部、工商总局等具有金融机构任职资格核准职能的部门Restrictions or higher review of market entry, credentials, or essential permits限制设立融资性担保公司; 限制担任金融机构董事、监事、高级管理人员
Customs(2) Cross-departmental joint disciplinary measures20.在一定期限内,依法限制参与政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Customs(2) Cross-departmental joint disciplinary measures21.在一定期限内,依法限制参与工程等招投标。National Development and Reform Commission etc.Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Customs(2) Cross-departmental joint disciplinary measures22.在一定期限内,暂停审批与失信企业相关的科技项目。Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Customs(2) Cross-departmental joint disciplinary measures23.在审批保险公司设立时,将海关失信企业的失信状况作为重要参考依据。Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Customs(2) Cross-departmental joint disciplinary measures24.对有拖欠缴海关应缴税款或应缴罚没款项情形的海关失信企业,在海关申请人民法院强制执行后,仍不履行的,限制海关失信企业及其法定代表人(负责人)支付高额保费购买具有现金价值的保险产品。Insurance Regulatory CommissionLimits on personal spending
Customs(2) Cross-departmental joint disciplinary measures25.将海关失信企业的失信状况作为设立商业银行或分行、代表处以及参股、收购商业银行的审批时审慎性参考。Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition
Customs(2) Cross-departmental joint disciplinary measures26.依法限制境内上市公司实行股权激励计划或者限制成为股权激励对象。State-owned Assets Supervision and Administration Commission, the Ministry of Finance, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Customs(2) Cross-departmental joint disciplinary measures27.将海关失信企业的失信状况作为其融资或对其授信的重要依据或参考。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activities
Customs(2) Cross-departmental joint disciplinary measures28.对有拖欠缴海关应缴税款或应缴罚没款项情形的海关失信企业,在海关申请人民法院强制执行后,仍不履行的,由人民法院依法纳入失信被执行人名单,限制其法定代表人(负责人)乘坐飞机、列车软卧、轮船二等以上舱位、G字头动车组列车全部座位、其他动车组列车一等以上座位等非生活和工作必须的消费行为。Supreme People's Court, the Ministry of Transport, the Ministry of Commerce, National Tourism Administration, the Civil Aviation Administration, China Railways Corporation, and other departmentsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Customs(2) Cross-departmental joint disciplinary measures29.对有拖欠缴海关应缴税款或应缴罚没款项情形的海关失信企业,在海关申请人民法院强制执行后,仍不履行的,限制海关失信企业及其法定代表人(负责人)购买房产、土地等不动产。Ministry of Land and Natural Resources, Ministry of Housing and Urban and Rural Development, State-owned Assets Supervision and Administration Commission, and relevant departmentsRestricted participation in government projects, procurement, or resource trading限制购买不动产及国有产权交易
Customs(2) Cross-departmental joint disciplinary measures30.限制参与国有企业资产、国家资产等国有产权交易。Ministry of Land and Natural Resources, Ministry of Housing and Urban and Rural Development, State-owned Assets Supervision and Administration Commission, and relevant departmentsRestricted participation in government projects, procurement, or resource trading限制购买不动产及国有产权交易
Customs(2) Cross-departmental joint disciplinary measures31.在申请政府性资金支持和社会保障资金支持时,依法依规采取从严审核或降低支持力度或不予支持等限制措施。Ministry of Finance, National Development and Reform Commission, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, and other departmentsReduced access to government benefits and supportsLimiting government funding supports Restrict social security fund support
Customs(2) Cross-departmental joint disciplinary measures32.限制海关失信企业的法定代表人(负责人)担任国有独资公司董事、监事及国有资本控股或参股公司董事、监事及国有企业的高级管理人员;已担任相关职务的,提出其不再担任相关职务的意见。State-owned Assets Supervision and Administration Commission, the Ministry of Finance and other related departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Customs(2) Cross-departmental joint disciplinary measures33.限制海关失信企业及其法定代表人(负责人)使用国有林地,申报重点林业建设项目,申报草原征占用审批,申报重点草原保护建设项目。National Development and Reform Commission, the State Forestry Administration, Ministry of AgricultureRestricted participation in government projects, procurement, or resource tradingRestrict use of state-owned forests
Customs(2) Cross-departmental joint disciplinary measures34.将海关失信企业相关信息依法依规作为从事药品、食品安全行业从严审批的参考。The Food and Drug Administration, Bureau of Safety Supervision, State Quality Inspection Administration, State Administration of Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Customs(2) Cross-departmental joint disciplinary measures35.限制从事危险化学品生产经营储存、烟花爆竹生产经营、矿山生产、安全评价等行业,限制在认证行业执业,限制取得认证机构资质,限制获得认证证书。The Food and Drug Administration, Bureau of Safety Supervision, State Quality Inspection Administration, State Administration of Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Customs(2) Cross-departmental joint disciplinary measures36.海关总署将海关失信企业信息在海关总署门户网站、中国海关企业进出口信用信息公示平台、“信用中国”网站、国家企业信用信息公示系统、网络交易监管信息化系统等向社会公布。General Customs Administration, the National Development and Reform Commission, State administration of Industry and CommerceReputation punishments or public identificationPublic announcement online
Customs(2) Cross-departmental joint disciplinary measures37.海关失信企业的失信信息由中央网信办协调互联网新闻信息服务单位向社会公布。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Customs(2) Cross-departmental joint disciplinary measures38.在一定期限内,限制海关失信企业及其法定代表人(负责人)获得相关部门颁发的荣誉证书、嘉奖和表彰等荣誉性称号。Civilization Office of the CPCC, National Women's Federation, All-China Federation of Labor UnionsReputation punishments or public identification
Electronic authentication services--工业和信息化部依法依规采取的惩戒措施1、责令限期改正或停止失信行为,列为重点监管对象,加强日常监督检查频次,向社会公布检查结果。Ministry of Industry and Information TechnologyHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Electronic authentication services--工业和信息化部依法依规采取的惩戒措施2、在工业和信息化部网站公示联合惩戒对象名单及有关信息;对失信机构在一定期限内限制从事电子认证服务,对失信人员在一定期限内实施行业禁入。Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permits
Electronic authentication services--工业和信息化部依法依规采取的惩戒措施3、在增值电信业务经营许可等行政审批中,对失信机构从严审核。Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permits
Electronic authentication services--其他有关部门依法依规采取的惩戒措施4、对吊销电子认证服务许可的机构,责令限期变更营业执照经营范围或者办理注销登记。State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Electronic authentication services--其他有关部门依法依规采取的惩戒措施5、禁止作为供应商参加政府采购活动。Each level of people's government and Finance departmentRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Electronic authentication services--其他有关部门依法依规采取的惩戒措施6、在申请政府性资金支持时,采取从严审核或降低支持力度或不予支持等限制措施。Each level of people's government, Ministry of Finance, National Development and Reform CommissionReduced access to government benefits and supportsLimiting government funding supports
Electronic authentication services--其他有关部门依法依规采取的惩戒措施7. Restrict access to Government Land Provision.Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Electronic authentication services--其他有关部门依法依规采取的惩戒措施8、从严审核发行企业债券,依法限制发行公司债券,限制注册非金融企业债务融资工具,在股票发行审核及在全国中小企业股份转让系统挂牌公开转让审核中,将其严重失信信息作为重要参考。National Development and Reform Commission, Securities Regulatory Commission, People's Bank of ChinaLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system, Restriction on issuing bonds
Electronic authentication services--其他有关部门依法依规采取的惩戒措施9、引导金融机构按照风险定价原则,将失信机构相关信息作为银行授信决策和信贷管理的重要参考,对失信机构提高财产保险费率或者限制向其提供保险等服务。People's Bank of China, Banking Regulatory Commission, Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Electronic authentication services--其他有关部门依法依规采取的惩戒措施10. Pay key attention during the supervision during and after the event in acquisitions by listed companies or unlisted public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Electronic authentication services--其他有关部门依法依规采取的惩戒措施11. Restrict new science and technology support programs, include their serious untrustworthy conduct in their scientific research credit record, and, on the basis of relevant provisions, suspend review and of their new science and technology program support funding reports.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Electronic authentication services--其他有关部门依法依规采取的惩戒措施12、通过“信用中国”网站和国家企业信用信息公示系统向社会公布。National Development and Reform Commission, State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Electronic authentication services--其他有关部门依法依规采取的惩戒措施13、作为重点监管对象,加大日常监管力度,提高抽查比例和频次。Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Electronic authentication services--其他有关部门依法依规采取的惩戒措施14、在高新技术企业认定、检验机构认可等工作中,将其严重失信信息作为重要参考。 (科技部、质检总局等有关单位,各级人民政府)Ministry of Science and Technology, State Quality Inspection Administration, and other relevant units, and all levels of people's government Restrictions or higher review of market entry, credentials, or essential permits
Electronic authentication services--其他有关部门依法依规采取的惩戒措施15、限制获得荣誉称号,已经获得的按程序及时撤销,取消参加评先评优资格。Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, and the All-China Women's FederationReputation punishments or public identificationRestrictions on selection for honors
Electronic authentication services--其他有关部门依法依规采取的惩戒措施16. 限制失信主体取得认证机构资质,限制获得认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Electricity Industry(一)强制退出电力市场,在政府市场主体目录中移除,在电力交易机构取消电力交易注册。 对售电公司电力交易机构3年内不再受理该企业电力交易注册申请,依法依规限制失信企业的法定代表人担任有关企业法定代表人、董事、监事、高级管理人员。National Development and Reform Commission, State Administration of Industry and Commerce, National Energy BoardRestrictions or higher review of market entry, credentials, or essential permits
Electricity Industry(二)将失信状况作为其融资或对其授信的重要依据或参考。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activities
Electricity Industry(三)列入税务管理重点监控对象,加强税收风险管理,提高监督检查频次。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Electricity Industry(四)在申请发行企业债券时,将其列入“从严审核”类;将失信情况作为公开发行公司债券核准的参考。National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Electricity Industry(五)在政府补贴性资金和社会保障资金的安排过程中,将失信信息作为审批的重要参考。The National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, and other relevant departmentsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Electricity Industry(六)在股票发行审核及在全国中小企业股份转让系统公开转让审核中,将其失信信息作为重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Electricity Industry(七)在审批证券公司、基金管理公司及期货公司的设立及变更持有5%以上股权的股东、实际控制人,私募投资基金管理人登记、重大事项变更以及基金备案时,依法将失信情况作为重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Electricity Industry(八)将失信情况作为境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Electricity Industry(九)在上市公司或者非上市公众公司收购的事中事后监管中,对有严重失信行为的生产经营单位予以重点关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Electricity Industry(十)对严重失信的自然人,依法将其失信情况作为担任证券公司、基金管理公司、期货公司的董事、监事、高级管理人员及分支机构负责人备案的参考,对其证券、基金、期货从业资格申请予以从严审核,对已成为证券、基金、期货从业人员的相关主体予以重点关注。Securities Regulatory CommissionHigher level of scrutiny in routine regulated business activities
Electricity Industry(十一)限制参与工程等招标投标活动。国家发展改革委、国家能源局、工业和信息化部、交通运输部等有关部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Electricity Industry(十二)限制获得相关部门颁发的荣誉证书、嘉奖和表彰等荣誉性称号,已取得的荣誉性称号应按程序及时撤销。Civilization Office of the CPC Central CommitteeReputation punishments or public identification
Electricity Industry(十三)将有关失信信息通过“信用中国”网站、电力交易平台网站等政府指定网站和国家企业信用信息公示系统向社会公布。National Development and Reform Commission, State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Salt Industry(一)盐业主管机构或食盐质量安全管理与监督机构采取的惩戒措施1. Entry as a target for key scrutiny, increasing the frequency of routine oversight inspections and increasing the enterprise risk management level; at least once every half year conduct a comprehensive and throughout oversight examination of management systems and enforcement conditions such as inspection of incoming goods, checks of certificates and receipts, delivery inspections, enterprise self-inspections, and so forth.Salt industry regulatory bodies, edible salt quality administration and oversight bodiesHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Salt Industry(一)盐业主管机构或食盐质量安全管理与监督机构采取的惩戒措施2、在一定期限内限制从事食盐和非食用盐产品生产经营活动。Salt industry regulatory bodies, edible salt quality administration and oversight bodiesRestrictions or higher review of market entry, credentials, or essential permits
Salt Industry(一)盐业主管机构或食盐质量安全管理与监督机构采取的惩戒措施3、责令企业定期开展食盐和非食用盐产品安全自查或者邀请第三方进行检查评价。Salt industry regulatory bodies, edible salt quality administration and oversight bodiesRestrictions or higher review of market entry, credentials, or essential permits
Salt Industry(一)盐业主管机构或食盐质量安全管理与监督机构采取的惩戒措施4. Where the seriously untrustworthy have violated relevant laws and regulations, give them heavier punishments. Salt industry regulatory bodies, edible salt quality administration and oversight bodiesHigher level of scrutiny in routine regulated business activities
Salt Industry(2) Cross-departmental joint disciplinary measures1. Employ restrictive measures such as strict review, reducing the extent of support, or not giving support, when governmental funding supports are applied for.Each level of people's government, Ministry of Finance, National Development and Reform CommissionReduced access to government benefits and supportsLimiting government funding supports
Salt Industry(2) Cross-departmental joint disciplinary measures2、在申请发行企业债券时,将其列入“从严审核”类;依法限制公开发行公司债券。National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Salt Industry(2) Cross-departmental joint disciplinary measures3、在分配食糖进口关税配额时,将企业严重失信信息作为限制配额依据;在申请粮食进口关税配额时,将其列入“信用中国”网站和国家企业信用信息公示系统受惩黑名单的失信信息作为限制配额依据。Ministry of FinanceRestrictions or higher review of market entry, credentials, or essential permits
Salt Industry(2) Cross-departmental joint disciplinary measures4. Lawfully prohibit participation in government purchasing activities for a set period of time.National Development and Reform Commission, Ministry of CommerceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Salt Industry(2) Cross-departmental joint disciplinary measures5. Restrictions on obtaining government provided lands.Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Salt Industry(2) Cross-departmental joint disciplinary measures6. When applying for credit debt financing or handling credit cards, financial instititutions are to make information on untrustworthiness a major factor for consideration. People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activities
Salt Industry(2) Cross-departmental joint disciplinary measures7. Make information on untrustworthiness a major consideration in reviewing the issuance of stocks of medium and small-sized enterprises.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Salt Industry(2) Cross-departmental joint disciplinary measures8. Make information on untrustworthiness a major consideration when approving changes of fund management companies' or futures companies' shareholders wi/ 5% interest or more, or actual controllers. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Salt Industry(2) Cross-departmental joint disciplinary measures9. For seriously untrustworthy natural persons, lawfully restrict their service as the directors, supervisors, or senior management of securities companies, fund management companies, or futures companies, and in the review of applications for eligibility to engage in securities, funds, or futures operations, and where they are already an entity or person engaged in securities, funds, or futures operations, they are to be given heightened scrutiny. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Salt Industry(2) Cross-departmental joint disciplinary measures10、对严重失信的自然人,依法限制其担任盐行业生产经营企业法定代表人、董事、监事和高级管理人员。State Administration for Industry and CommerceRestrictions or higher review of market entry, credentials, or essential permits
Salt Industry(2) Cross-departmental joint disciplinary measures11、在办理通关业务时,可依照相关法律法规的规定,对其进出口货物实施严密监管,加强单证审核、布控查验。General Customs Administration, State Quality Inspection AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Salt Industry(2) Cross-departmental joint disciplinary measures12. Where applying for customs verified enterprise management, verification is not to be given; for those who have already become verified enterprises, lower their enterprise customs certification level in accordance with provisions.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Salt Industry(2) Cross-departmental joint disciplinary measures13、对严重失信的自然人,限制在认证行业执业。 对公布的严重失信法人单位限制取得认证机构资质,限制获得认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Salt Industry(2) Cross-departmental joint disciplinary measures14、列入税收管理重点监控对象,加强风险管理。State Administration of TaxationHigher level of scrutiny in routine regulated business activities
Salt Industry(2) Cross-departmental joint disciplinary measures15. Restrict new science and technology support programs, include their serious untrustworthy conduct in their scientific research credit record, and, on the basis of relevant provisions, suspend review and of their new science and technology program support funding reports.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Salt Industry(2) Cross-departmental joint disciplinary measures16、限制新网站开办,在申请经营性互联网信息服务时,将其失信信息作为审核相关许可的重要参考。 对于经国务院盐业主管机构认定违规提供食盐和非食用盐产品互联网信息服务的严重失信者,不得同意其备案或许可。Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Salt Industry(2) Cross-departmental joint disciplinary measures17、协调相关互联网新闻信息服务单位向社会公布盐行业生产经营严重失信者名单。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Salt Industry(2) Cross-departmental joint disciplinary measures18、按程序及时撤销相关荣誉称号,取消参加评先评优的资格。Civilization Office of the CPC Central CommitteeReputation punishments or public identificationRestrictions on selection for honors
Salt Industry(2) Cross-departmental joint disciplinary measures19、在审批非银行支付机构设立及变更主要出资人,将其失信信息作为审批的重要参考;对严重失信的自然人,依法限制其担任银行支付机构的董事、监事、高级管理人员等。People's Bank of ChinaRestrictions or higher review of market entry, credentials, or essential permits
Salt Industry(2) Cross-departmental joint disciplinary measures20、在审批银行卡清算机构设立及变更主要出资人或持有5%以上股权的股东时,将其失信信息作为审批的重要参考;对严重失信的自然人,依法限制其担任银行卡清算机构的董事、高级管理人员等。People's Bank of China, Banking Regulatory Commission
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为1.限制取得政府供应的土地。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource trading
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为2.限制取得安全生产许可证。State Administration of safety supervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为3.限制取得生产许可证。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为4.限制取得房地产项目开发规划选址许可、环境影响评价许可和“三同时”验收许可、水土保持方案许可和设施验收许可、施工许可、商品房预(销)售许可、商品房买卖合同备案等。Ministry of Housing and Urban-Rural Development, Ministry of Environmental Protection, Ministry of Water ResourcesRestrictions or higher review of market entry, credentials, or essential permits
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为5.限制其新的重大项目申报的审批、核减、停止拨付或收回政府补贴资金和保障资金。National Development and Reform Commission, Ministry of Finance, Human Resources and Social Security, the State-owned Assets Supervision and Administration CommissionReduced access to government benefits and supports
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为6.限制科技项目的申报和审批。Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为7.从严审核企业债券的发行,从严审核发行公司债券,将惩戒对象的失信行为作为股票发行审核及在全国中小企业股份转让单位公开转让审核参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system, Restriction on issuing bonds
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为8.禁止作为供应商参加政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为9.限制发起设立或参股金融机构以及小额贷款公司、融资担保公司、创业投资公司、互联网融资平台等机构。China Banking Regulatory Commission, Insurance Regulatory Commission, Ministry of Finance, State Internet Information OfficeRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on setting up, or being a shareholder, in financial companies
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为10.限制参与政府投资公共工程建设的投标活动。National Development and Reform Commission, Ministry of Industry and Information Technology, the Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, the Civil Aviation Administration, China Railways CompanyRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为11.限制或者禁止参与基础设施和公用事业特许经营,依法取消已获得的特许经营权。National Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, and the Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为12.禁止惩戒对象在法定期限内担任相关生产经营单位的法定代表人、负责人,已经担任的依法责令办理变更登记。State-owned Assets Supervision and Administration Commission, the Ministry of Housing and Urban-Rural DevelopmentRestrictions or higher review of market entry, credentials, or essential permits
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为13.限制注册非金融企业债务融资工具。People's Bank of ChinaLimits or heightened scrutiny of business activities
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为14.限制招录(招聘)为公务员或事业单位工作人员。Organization Department of the CPCC, Ministry of Human Resources and Social Security, the Civil Service BureauRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为15.限制登记为事业单位法定代表人。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为16.将惩戒对象的信用信息通报金融机构,作为其评级授信、信贷融资、管理和退出的重要参考依据。People's Bank of China, Banking Regulatory CommissionReputation punishments or public identification
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为17.供纳税信用管理时审慎性参考。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为18.在审批证券公司、基金管理公司及期货公司的设立及变更持有5%以上股权的股东、实际控制人时,将其失信信息作为审批的参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为19.依法限制担任上市公司、证券公司、基金管理公司、期货公司的董事、监事和高级管理人员等,对其证券、基金、期货从业资格申请予以从严审核;对已成为证券、基金、期货从业人员的予以关注。Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为20.在境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管中予以关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为21.限制其在检验检测认证行业执业;限制取得认证机构资质,限制获得认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为22.在上市公司或者非上市公众公司收购的事中事后监管中予以关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Real Estate(一)依法限制或者禁止惩戒对象的市场准入、行政许可或者融资行为23.限制参与公共资源交易活动。National Development and Reform Commission, Ministry of Finance, State-owned Assets Supervision and Administration Commission, and relevant unitsRestricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Real Estate(二)停止执行惩戒对象享受的优惠政策,或者对其关于优惠政策申请不予批准24.限制、暂停或取消政策性资金支持。Ministry of Finance and other relevant unitsReduced access to government benefits and supportsCancel policy financial supports
Real Estate(二)停止执行惩戒对象享受的优惠政策,或者对其关于优惠政策申请不予批准25.停止执行投资等领域优惠政策。National Development and Reform CommissionReduced access to government benefits and supports
Real Estate(三)在业绩考核、综合评价、评优评先表彰等工作中,对惩戒对象予以限制和约束26.将惩戒对象失信行为作为考核、提拔任用的重要参考。State-owned Assets Supervision and Administration CommissionReputation punishments or public identification
Real Estate(三)在业绩考核、综合评价、评优评先表彰等工作中,对惩戒对象予以限制和约束27.取消惩戒对象参加评优评先资格,不得向惩戒对象授予“文明单位”、“道德模范”、“五一劳动奖章”等荣誉。在失信行为发生后获得荣誉称号的予以撤销。Publicity Department of the CCCPC, Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, and the All-China Women's FederationReputation punishments or public identificationRestrictions on selection for honors
Real Estate(4) Other Punishment Measures28.在“信用中国”网站上公示惩戒对象的失信行为。National Development and Reform CommissionReputation punishments or public identification
Real Estate(4) Other Punishment Measures29.推动各保险机构将惩戒对象的失信记录作为厘定保险费率的参考。Insurance Regulatory Commission, Ministry of Human Resources and Social SecurityLimits or heightened scrutiny of business activitiesRaising insurance rates
Real Estate(4) Other Punishment Measures30.负有市场监管职能的各行业主管部门将惩戒对象作为重点监管对象,加大日常监管力度,提高现场检查、抽查比例和频次。industry regulatory departments bearing market oversight functions and Higher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Real Estate(4) Other Punishment Measures31.作为选择政府和社会资本合作项目合作伙伴的参考。Ministry of Finance, the National Development and Reform CommissionRestricted participation in government projects, procurement, or resource tradingConsider when selecting participants for public private partnership programs
Real Estate(五)加强住房城乡建设系统日常行政监管监察32.加大现场执法检查频次;National Development and Reform CommissionHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Real Estate(五)加强住房城乡建设系统日常行政监管监察33.将其作为重点监管监察对象,建立常态化暗查暗访机制,不定期开展抽查;National Development and Reform CommissionHigher level of scrutiny in routine regulated business activities
Real Estate(五)加强住房城乡建设系统日常行政监管监察34.约谈其主要负责人,对其主要负责人及相关责任人强制进行相关业务培训;National Development and Reform CommissionRestrictions or higher review of market entry, credentials, or essential permits
Real Estate(五)加强住房城乡建设系统日常行政监管监察35.暂停其相关资质证书的评审,对已取得资质证书的,依法依规对其资质作撤销或降级处理;National Development and Reform CommissionRestrictions or higher review of market entry, credentials, or essential permits
Real Estate(五)加强住房城乡建设系统日常行政监管监察36.依法对惩戒对象实施市场和行业禁入;National Development and Reform CommissionRestrictions or higher review of market entry, credentials, or essential permits
Real Estate(五)加强住房城乡建设系统日常行政监管监察37.发现有新的失信行为的,依法依规在自由裁量范围内从重处罚。National Development and Reform CommissionHigher level of scrutiny in routine regulated business activities
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:1、对勘探开发企业,将其严重违法失信行为作为办理石油、天然气勘查许可证、采矿许可证延续登记手续的重要参考,情节严重的,依法承担相应法律责任。Ministry of Land and Natural ResourcesRestrictions or higher review of market entry, credentials, or essential permits
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:2、对对外合作开采陆上、海洋石油企业,责令停止实施石油作业。Ministry of Land and Natural ResourcesRestrictions or higher review of market entry, credentials, or essential permits
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:3、对天然气基础设施建设和运行企业,给予警告、责令停止实施作业、责令限期改正。National Development and Reform Commission Energy BureauRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:4、对有关原油加工企业,视情节严重程度,暂停其使用进口原油,或取消原油进口和使用资质,或暂停申领进出口许可证、暂停成品油加工出口业务、暂停安排进口允许量或出口配额,列于“严重违法失信名单”期间不得再次申请原油进口和使用资质。National Development and Reform Commission, Ministry of Public Security, the Ministry of Commerce, Energy BureauRestrictions or higher review of market entry, credentials, or essential permits
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:5、对原油、成品油批发、仓储、零售企业,依法撤销原油、成品油经营许可,列于“严重违法失信名单”期间不得再次申请经营许可。Ministry of Commerce, Ministry of Public SecurityRestrictions or higher review of market entry, credentials, or essential permits
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:6、对城镇燃气经营者,将其严重违法失信行为作为申请办理或延续燃气经营许可证重要参考,情节严重的,依法吊销其燃气经营许可证。Ministry of Housing and Urban-Rural DevelopmentRestrictions or higher review of market entry, credentials, or essential permits
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:7、对海洋油气开发项目,责令限制生产、停产整治、恢复原状,恢复生产的列为重点检查对象,增加检查频次。国家海洋局及其所属分局Higher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:8、对违法使用海域进行油气开发企业,责令退还非法占用的海域、恢复海域原状、没收违法所得、收回海域使用权。Coastal local people's governments at the county level above's departments for oceansRestrictions or higher review of market entry, credentials, or essential permits
Oil and Natural Gas(1) Restrictions on qualifications or rights of practitioners in relevant fields:9、对油气开发项目违规进行海底管道路由调查勘测、铺设施工及相关活动,采取警告、罚款和责令停止海上作业等措施。State Oceanic Administration and its subordinate branches as well as the bodies in charge of oceans of coastal provinces, autonomous regions and municipalities' people's governmentsRestrictions or higher review of market entry, credentials, or essential permits
Oil and Natural Gas(2) Punishments in the area of safety oversight and inspections10、作为重点监管监察对象,不定期开展抽查。Departments with safety supervision and monitoring responsibilitiesHigher level of scrutiny in routine regulated business activities
Oil and Natural Gas(2) Punishments in the area of safety oversight and inspections11、约谈其主要负责人,对其主要负责人及相关责任人进行安全培训。Bureau of Safety Supervision and each industry regulatory departmentHigher level of scrutiny in routine regulated business activities
Oil and Natural Gas(2) Punishments in the area of safety oversight and inspections12、暂停对其安全生产标准化评审,对已取得安全生产标准化证书的,撤销其证书。Departments with safety supervision and monitoring responsibilitiesRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Oil and Natural Gas(2) Punishments in the area of safety oversight and inspections13、发现有新的安全生产违法违规行为的,依法依规从重处罚。Departments with safety supervision and monitoring responsibilitiesHigher level of scrutiny in routine regulated business activities
Oil and Natural Gas(3) Punishments in the area of quality oversight inspections and quarantine14、列为重点监督对象,增加监督检查和产品质量监督抽查的频次。General Administration of Quality SupervisionHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Oil and Natural Gas(3) Punishments in the area of quality oversight inspections and quarantine15、对严重违法失信责任主体,依法限制取得认证机构资质;依法限制其获得认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Oil and Natural Gas(3) Punishments in the area of quality oversight inspections and quarantine16、限制取得工业产品生产许可证。State Quality Inspection Administration and the provincial departments for oversight of quality technologyRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Oil and Natural Gas(3) Punishments in the area of quality oversight inspections and quarantine17、加强出入境检验检疫管理,企业信用等级直接降为D级,实行限制性管理措施。General Administration of Quality SupervisionReputation punishments or public identification
Oil and Natural Gas(3) Punishments in the area of quality oversight inspections and quarantine18、失信企业产生新的违法违规行为时,依法依规从严从重处罚。State Quality Inspection Administration and other departments in accordance with their responsibilityHigher level of scrutiny in routine regulated business activities
Oil and Natural Gas(4) Punishments in the area of environmental protection19、依照环境保护相关法律法规予以处罚,并增加环保执法频次。Ministry of Environmental ProtectionHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Oil and Natural Gas(5) Punishments in the area of tax collection;20、强化税务管理,提高监督检查频次。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Oil and Natural Gas(5) Punishments in the area of tax collection;21、将失信企业的失信状况作为纳税信用评价的重要外部参考。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Oil and Natural Gas(6) Punishments in other areas:22、列为节能监察重点对象,增加检查频次,加强对企业能耗总量和强度“双控”目标完成情况、执行节能法律法规标准情况的监督检查。Departments with responsibility for overseeing energy conservationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Oil and Natural Gas(6) Punishments in other areas:23、通过“信用中国”网站、国家企业信用信息公示系统及相关互联网新闻信息服务单位,依法向社会公布“严重违法失信名单”信息。State Internet Informatization Office, the National Development and Reform Commission, State Administration for Industry and CommerceReputation punishments or public identificationPublic announcement online
Oil and Natural Gas(6) Punishments in other areas:24、依照治安保卫相关法律法规予以处罚,增加监督检查频次。Ministry of Public SecurityHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Oil and Natural Gas(6) Punishments in other areas:25、将失信状况作为其融资或对其授信的重要依据或参考。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Oil and Natural Gas(6) Punishments in other areas:26、依法限制或禁止取得政府供应土地。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Oil and Natural Gas(6) Punishments in other areas:27、依法禁止作为供应商参加政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Oil and Natural Gas(6) Punishments in other areas:28、限制申请财政补助补贴性资金和社会保障资金支持。Ministry of Finance, the National Development and Reform CommissionReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Oil and Natural Gas(6) Punishments in other areas:29、限制参与基础设施和公用事业特许经营。National Development and Reform Commission, Ministry of Housing and Urban-Rural Development, Ministry of Transport, the People's Bank of ChinaRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Oil and Natural Gas(6) Punishments in other areas:30、对申请适用海关认证企业管理的,不予通过认证;对已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Oil and Natural Gas(6) Punishments in other areas:31、在办理通关等海关业务时,对失信主体进出口货物实施严密监管,加强单证审核、布控查验或后续稽查。General Customs Administration, State Quality Inspection AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Oil and Natural Gas(6) Punishments in other areas:32、从严审核发行企业债券,将失信信息作为公开发行公司债券核准的参考。National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Oil and Natural Gas(6) Punishments in other areas:33、将失信信息作为股票发行审核及在全国中小企业股份转让系统公开转让审核的参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Oil and Natural Gas(6) Punishments in other areas:34、在上市公司或者非上市公众公司收购的事中事后监管中,对有严重失信行为的主体予以关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Oil and Natural Gas(6) Punishments in other areas:35、在境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管中,对有严重失信行为的主体予以关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Oil and Natural Gas(6) Punishments in other areas:36、在审批证券公司、基金管理公司、期货公司的设立,私募基金管理人登记及变更持有5%以上股权的股东、实际控制人时,将其失信信息作为参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Oil and Natural Gas(6) Punishments in other areas:37、对严重失信的自然人,依法限制其担任上市公司、证券公司、基金管理公司、期货公司的董事、监事和高级管理人员等,对其证券、基金、期货从业资格申请予以从严审核,对已成为证券、基金、期货从业人员的相关主体予以关注。Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Oil and Natural Gas(6) Punishments in other areas:38、限制失信被执行人新建、扩建高档装修房屋,购买非经营必需车辆等非生活和工作必须的消费。Ministry of Housing and Urban-Rural DevelopmentLimits on personal spendingRestrict unnecessary high-spending on housing and cars
Oil and Natural Gas(6) Punishments in other areas:39、依法限制参评文明单位、道德模范。Civilization Office of the CPC Central CommitteeReputation punishments or public identificationRestrictions on selection for honors
Transport and Logistics(一)准入和支持方面的惩戒措施1、对失信主体申请从事道路、铁路、水路、民航运输和站场(港口、机场)经营业务,在班线和航线审批、经营许可等方面依法实行限制性管理措施。Ministry of Transport, the State Railway Administration, China Civil Aviation AdministrationRestrictions or higher review of market entry, credentials, or essential permits
Transport and Logistics(一)准入和支持方面的惩戒措施2、对失信主体申请从事寄递物流业务,在经营许可方面依法实行限制性管理措施。National PostRestrictions or higher review of market entry, credentials, or essential permits
Transport and Logistics(一)准入和支持方面的惩戒措施3、对失信主体申请城市货运车辆通行证予以限制。Local public security organsRestrictions or higher review of market entry, credentials, or essential permits
Transport and Logistics(一)准入和支持方面的惩戒措施4、对失信主体作为供应商参加政府采购活动依法予以限制。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Transport and Logistics(一)准入和支持方面的惩戒措施5、对失信主体参与工程等招投标依法予以限制。National Development and Reform Commission, Ministry of Transport, the State Railway Administration, China Civil Aviation AdministrationRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Transport and Logistics(一)准入和支持方面的惩戒措施6、对失信主体在取得政府供应土地方面依法予以限制。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Transport and Logistics(一)准入和支持方面的惩戒措施7、在财政补贴资金安排过程中,将失信信息作为审核的重要参考。National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Transport, the State Council, the State Administration of State-Owned Asset Control, and other related departmentsReduced access to government benefits and supports
Transport and Logistics(一)准入和支持方面的惩戒措施8、对失信主体在申请取得认证机构资质、获得认证证书方面予以限制。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Transport and Logistics(二)监管方面的惩戒措施9、将失信主体的信用状况作为税务部门评价其纳税信用级别的重要参考。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Transport and Logistics(二)监管方面的惩戒措施10、对失信主体申请适用海关认证企业管理的,不予通过认证;对已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Transport and Logistics(二)监管方面的惩戒措施11、在失信主体办理通关等海关业务时,对其进出口货物实施严密监管,加强单证审核、布控查验或后续稽查。Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Transport and Logistics(二)监管方面的惩戒措施12、将失信主体的信用状况作为进出口检验检疫监管的重要参考。General Administration of Quality SupervisionHigher level of scrutiny in routine regulated business activities
Transport and Logistics(三)金融方面的惩戒措施13、将失信状况作为金融机构融资授信时的审慎性参考。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Transport and Logistics(三)金融方面的惩戒措施14、将失信信息作为公开发行公司债券核准的重要参考。 对失信主体发行企业债券从严审核;在银行间市场发行非金融企业债务融资工具限制注册,并按照注册发行有关工作要求,强化信息披露,加强投资者保护机制管理,防范有关风险。National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Transport and Logistics(三)金融方面的惩戒措施15、将失信信息作为股票发行审核及在全国中小企业股份转让系统公开转让审核的参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Transport and Logistics(三)金融方面的惩戒措施16、在上市公司或者非上市公众公司收购的事中事后监管中,对失信主体予以关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Transport and Logistics(三)金融方面的惩戒措施17、在境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管中,对失信主体予以关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Transport and Logistics(三)金融方面的惩戒措施18、在审批证券公司、基金管理公司、期货公司的设立、私募基金管理人登记及变更持有5%以上股权的股东、实际控制人时,将其失信信息作为审批的参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Transport and Logistics(三)金融方面的惩戒措施19、将失信状况作为保险公司核定保险费率的重要参考。Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Transport and Logistics(四)从业资格方面的惩戒措施20、对失信主体担任国有企业法定代表人、董事、监事依法予以限制。State-owned Assets Supervision and Administration Commission, Ministry of Finance, State Administration of Industry and Commerce, China Banking Regulatory Commission, Securities Regulatory Commission, Insurance Regulatory Commission, National Development and Reform Commission, and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Transport and Logistics(四)从业资格方面的惩戒措施21、对失信主体登记为事业单位法定代表人依法予以限制。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Transport and Logistics(四)从业资格方面的惩戒措施22、对失信主体招录(聘)为公务员或事业单位工作人员依法予以限制。Ministry of Human Resources and Social SecurityRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Transport and Logistics(四)从业资格方面的惩戒措施23、对严重失信的自然人,依法限制其担任上市公司、债券公司、基金管理公司、期货公司的董事、监事和高级管理人员等,对其证券、基金、期货从业资格申请予以从严审核,对已成为证券、基金、期货从业人员的相关主体予以关注。Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Transport and Logistics(四)从业资格方面的惩戒措施24、对失信主体担任保险公司的董事、监事、高级管理人员依法予以限制。Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Transport and Logistics(五)社会形象方面的惩戒措施25、通过“信用中国”、“信用交通”等网站和国家企业信用信息公示系统依法向社会公布失信主体信息。National Development and Reform Commission, Ministry of Transport, State Administration of Industry and CommerceReputation punishments or public identificationPublic announcement online
Transport and Logistics(五)社会形象方面的惩戒措施26、对失信主体参评文明单位、道德模范依法予以限制。Civilization Office of the CPC Central CommitteeReputation punishments or public identificationRestrictions on selection for honors
Transport and Logistics(五)社会形象方面的惩戒措施27、行业协会商会对会员失信行为进行警告、通报批评、公开谴责等。Associations and Chambers of Commerce related to the transport and logistics fieldReputation punishments or public identification
Insurance(一)限制取得认证机构资质,限制获得认证证书 对保险领域违法失信当事人,限制其取得认证机构资质,限制获得认证证书。General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Insurance(二)设立证券公司、基金管理公司、期货公司、融资性担保公司、小额贷款公司等审批参考 对保险领域违法失信当事人,将其违法失信记录作为申请设立融资性担保公司、小额贷款公司的依据或参考,以及作为在审批证券公司、基金管理公司和期货公司的设立及变更持有5%以上股权的股东、实际控制人,私募投资基金管理人登记、重大事项变更以及基金备案时的重要参考。National Development and Reform Commission, Ministry of Finance, Ministry of Commerce, Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers; Restrictions on the Establishment of Financing Guarantee Companies
Insurance(三)设立商业银行或分行、代表处审批参考 对保险领域违法失信当事人,将其违法失信记录作为申请设立商业银行或分行、代表处的审批参考。Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Insurance(四)申请发行企业债券及公司债券,在银行间市场发行债券审批参考 对保险领域违法失信当事人,将其违法失信记录作为申请发行企业债券及公司债券,在银行间市场发行债券的重要参考。National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Insurance(五)股票发行审核及在全国中小企业股份转让系统公开转让审核重要参考 对保险领域违法失信当事人,将其违法失信行为作为股票发行审核及在全国中小企业股份转让系统公开转让审核的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Insurance(六)境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管重要参考 对保险领域违法失信当事人,将其违法失信记录作为境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Insurance(七)上市公司或者非上市公众公司收购事中事后监管中予以重点关注 在上市公司或者非上市公众公司收购事中事后监管对有严重失信行为的责任主体予以重点关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Insurance(八)限制部分消费行为 对人民法院纳入失信被执行人名单的保险领域违法失信当事人,依法限制新建、扩建、高档装修房屋,购买非经营必需车辆等非生活和工作必需的消费行为;乘坐飞机、乘坐列车软卧、G字头动车组全部座位和其他动车组一等以上座位等《最高人民法院关于限制被执行人高消费及有关消费的若干规定》中的相关消费行为。Supreme People's Court, the Ministry of Transport, the Civil Aviation Administration, China Railways Corporation, and other relevant departments; The Ministry of Housing and Urban-Rural Development is responsible for limiting new construction, expansions, or high-end renovation of houses, and the purchase of vehicles not required for business, and other consumer activity not necessary for life or work. Limits on personal spendingRestrict unnecessary high-spending (including plane and train tickets); Restrict unnecessary high-spending on housing and cars
Insurance(九)申请从事互联网信息服务审批参考 对保险领域违法失信当事人,将其违法失信记录作为申请从事互联网信息服务的审批参考。Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Insurance(十)金融机构融资授信参考 对保险领域违法失信当事人,将其违法失信记录作为其评级授信、信贷融资、管理和退出等的重要参考。People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Insurance(十一)依法限制参加政府采购活动 对保险领域违法失信当事人,依法限制其作为供应商参加政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Insurance(十二)限制获取政府补贴性资金和社会保障资金支持 对保险领域违法失信当事人,限制其申请政府补贴性资金和社会保障资金支持。国家发展改革委、财政部、人力资源社会保障部、国资委及相关部门Reduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Insurance(十三)作为选择参与政府和社会资本合作项目的参考 将保险领域违法失信当事人相关失信信息作为选择参与政府和社会资本合作项目的参考。公共服务领域的政府和社会资本合作项目,由国家财政部牵头负责;传统的基础设施领域的政府和社会资本合作项目,由国家发展改革委牵头负责Restricted participation in government projects, procurement, or resource tradingConsider when selecting participants for public private partnership programs
Insurance(十四)加强日常监管检查 对保险领域违法失信当事人,相关单位可在市场监管、现场检查等工作中予以参考。Relevant Oversight DepartmentsHigher level of scrutiny in routine regulated business activities
Insurance(十五)担任国有企业法定代表人、董事、监事参考 保险领域违法失信当事人为自然人的,将其违法失信记录作为被聘任为国有独资公司董事、监事及国有资本控股或参股公司董事、监事及国有企业高级管理人员的重要参考。State-owned Assets Supervision and Administration Commission, Ministry of Finance, and relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Insurance(十六)限制登记为事业单位法定代表人 保险领域违法失信当事人为自然人的,限制登记为事业单位法定代表人。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Insurance(十七)依法限制担任金融机构董事、监事、高级管理人员 保险领域违法失信当事人为自然人的,依法限制其担任银行业金融机构、保险公司、保险资产管理公司、融资性担保公司等的董事、监事、高级管理人员,将其违法失信记录作为担任证券公司、基金管理公司、期货公司的董事、监事和高级管理人员及分支机构负责人备案的参考。China Banking Regulatory Commission, Securities Regulatory Commission, Insurance Regulatory Commission, National Development and Reform Commission, Ministry of Finance, Ministry of Commerce, People's Bank of China, State Administration of Industry and Commerce, and other departments with functions of approving and recording credentials for serving in financial institutions.Restrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Insurance(十八)招录(聘)为公务员或事业单位工作人员参考 保险领域违法失信当事人为自然人的,将其违法失信记录作为其被招录(聘)为公务员或事业单位工作人员的重要参考。Organization Department of the CPCC, Ministry of Human Resources and Social Security, the Civil Service BureauRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Insurance(十九)限制获得荣誉称号 对保险领域违法失信当事人,限制其参与评先、评优或取得各类荣誉称号;已获得相关荣誉称号的予以撤销。Civilization Office of the CPCC, Communist Youth League Central Committee, and other relevant departmentsReputation punishments or public identificationRestrictions on selection for honors
Insurance(二十)供纳税信用管理时审慎性参考 在对保险领域违法失信当事人纳税信用管理中,将其失信状况作为信用信息采集和评价的审慎性参考依据。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Insurance(二十一)供外汇业务审批与管理时审慎性参考 将保险领域违法失信当事人相关失信信息作为保险外汇业务审批、合格境外机构投资者与合格境内机构投资者额度审批和管理的审慎性参考。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Insurance(二十二)限制享受优惠性政策认定参考 将保险领域违法失信当事人相关失信信息作为相关机构及其法定代表人、实际控制人、董事、监事、高级管理人员限制享受优惠性政策的参考。National Development and Reform Commission, Ministry of Commerce, General Customs Administration, State Quality Inspection AdministrationReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Insurance(二十三)依法限制成为海关认证企业 对保险领域违法失信当事人申请海关认证企业管理的,不予通过认证;对已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Insurance(二十四)加大进出口货物监管力度 保险领域违法失信当事人办理通关等海关业务时,对其进出口货物实施严密监管,加强单证审核、布控查验或后续稽查。Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Insurance(二十五)依法限制取得政府供应土地参考 将保险领域违法失信当事人相关失信信息作为限制取得政府供应土地的参考。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Insurance(二十六)依法限制参与政府投资工程建设项目投标活动参考 将保险领域违法失信当事人相关失信信息作为限制申请参与政府投资工程建设项目投标活动的参考。National Development and Reform Commission, Ministry of Industry and Information Technology, the Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, the Civil Aviation Administration, China Railways CompanyRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Insurance(二十七)依法限制受让收费公路权益参考 将保险领域违法失信当事人相关失信信息作为限制受让收费公路权益的参考。Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Foreign Economic Cooperation(一)对外投资领域惩戒措施1、有关主管部门将严重失信主体作为对外投资重点监控对象。National Development and Reform Commission and the local development and reform departments, the Ministry of Commerce and the local commerce departmentsHigher level of scrutiny in routine regulated business activities
Foreign Economic Cooperation(一)对外投资领域惩戒措施2、有关主管部门依据相关法律法规规章对严重失信主体对外投资备案、核准等申请不予受理。National Development and Reform Commission and the local development and reform departments, the Ministry of Commerce and the local commerce departmentsRestrictions or higher review of market entry, credentials, or essential permits
Foreign Economic Cooperation(一)对外投资领域惩戒措施3、有关主管部门依法依规对严重失信主体不予办理对外投资项下外汇登记、购汇、汇出手续等。National Development and Reform Commission and the local development and reform departments, the Ministry of Commerce and the local commerce departmentsRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Foreign Economic Cooperation(一)对外投资领域惩戒措施4、有关管理部门停止对严重失信主体对外投资项目给予政策支持。National Development and Reform Commission and the local development and reform departments, the Ministry of Commerce and the local commerce departmentsReduced access to government benefits and supports
Foreign Economic Cooperation(二)对外承包工程和对外劳务合作领域惩戒措施1、有关主管部门禁止其在一定期限内对外承包新的工程项目。Ministry of Commerce and the local commerce departmentsRestricted participation in government projects, procurement, or resource trading
Foreign Economic Cooperation(二)对外承包工程和对外劳务合作领域惩戒措施2、造成重大工程质量问题,发生较大事故以上安全生产事故的,有关主管部门可以降低其资质等级。Ministry of Commerce and the local commerce departmentsRestrictions or higher review of market entry, credentials, or essential permits
Foreign Economic Cooperation(二)对外承包工程和对外劳务合作领域惩戒措施3、未取得主管部门的许可,擅自从事对外承包工程外派人员中介服务的,有关主管部门可没收违法所得,对其主要负责人罚款。Ministry of Commerce and the local commerce departmentsReputation punishments or public identification
Foreign Economic Cooperation(二)对外承包工程和对外劳务合作领域惩戒措施4、定期对统计数据进行核查。Ministry of Commerce and the local commerce departmentsHigher level of scrutiny in routine regulated business activities
Foreign Economic Cooperation(二)对外承包工程和对外劳务合作领域惩戒措施5、未依法取得对外劳务合作经营资格,从事对外劳务合作的,有关主管部门依规定查处取缔。Ministry of Commerce and the local commerce departmentsRestrictions or higher review of market entry, credentials, or essential permits
Foreign Economic Cooperation(二)对外承包工程和对外劳务合作领域惩戒措施6、构成犯罪的,依法追究刑事责任。Ministry of Commerce and the local commerce departmentsReputation punishments or public identification
Foreign Economic Cooperation(三)金融国际合作领域惩戒措施1、逐步完善跨境监管合作机制,在现行法律法规框架下,向相关境外监管机构提供相关责任主体的失信信息。Insurance Regulatory Commission etc.Higher level of scrutiny in routine regulated business activities
Foreign Economic Cooperation(三)金融国际合作领域惩戒措施2、将失信主体的失信状况作为境内保险公司申请设立境外营业性机构、代表处以及收购境外保险机构或向境外保险类机构增资审批时的审慎性参考依据。Insurance Regulatory Commission etc.Restrictions or higher review of market entry, credentials, or essential permits
Foreign Economic Cooperation(三)金融国际合作领域惩戒措施3、违法失信主体为自然人的,限制其担任保险机构境外设立机构的负责人。Insurance Regulatory Commission etc.Restrictions or higher review of market entry, credentials, or essential permits
Foreign Economic Cooperation(四)国际贸易领域惩戒措施1、撤销对外贸易经营者《对外贸易经营者备案登记表》。Ministry of Commerce and the local commerce departmentsRestrictions or higher review of market entry, credentials, or essential permits
Foreign Economic Cooperation(四)国际贸易领域惩戒措施2、有关管理部门停止对严重失信主体服务贸易项目给予政策支持。Ministry of Commerce and the local commerce departmentsReduced access to government benefits and supports
Foreign Economic Cooperation(四)国际贸易领域惩戒措施3、失信主体申请适用海关认证企业管理的,不予通过认证;对已经成为认证企业的,按照规定下调企业信用等级。Ministry of Commerce and the local commerce departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Foreign Economic Cooperation(四)国际贸易领域惩戒措施4、失信主体在办理相关海关业务时,对其进出口货物实施严密监管,加强单证审核、布控查验加工贸易担保征收或后续稽查。 5、质检部门对严重失信主体的注册资质申请审慎受理,对责任主体申报的进出口商品实施加严检验检疫措施。Ministry of Commerce and the local commerce departmentsHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Foreign Economic Cooperation(四)国际贸易领域惩戒措施5、质检部门对严重失信主体的注册资质申请审慎受理,对责任主体申报的进出口商品实施加严检验检疫措施。Ministry of Commerce and the local commerce departmentsRestrictions or higher review of market entry, credentials, or essential permits
Foreign Economic Cooperation(5) Other joint discipline measures1、将失信主体的失信状况作为设立商业银行或分行、代表处以及参股、收购商业银行审批时的审慎性参考依据。Banking Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition
Foreign Economic Cooperation(5) Other joint discipline measures2、在审批证券公司、基金管理公司、期货公司的设立和变更持有5%以上股权的股东、实际控制人,以及私募投资基金管理人登记时,依法将失信主体的失信状况作为重要参考依据。National Development and Reform Commission, Ministry of Finance, Ministry of Commerce, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Foreign Economic Cooperation(5) Other joint discipline measures3、将失信主体的失信状况作为发起设立保险公司和变更股权、实际控制人的审慎性参考依据。Insurance Regulatory Commission etc.Restrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies
Foreign Economic Cooperation(5) Other joint discipline measures4、在上市公司或者非上市公众公司收购的事中事后监管中,对有严重失信行为的责任主体予以重点关注。Insurance Regulatory Commission, Securities Regulatory Commission, etc.Limits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Foreign Economic Cooperation(5) Other joint discipline measures5、依法限制严重失信主体取得政府供应土地。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Foreign Economic Cooperation(5) Other joint discipline measures6、依法限制严重失信主体参与政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Foreign Economic Cooperation(5) Other joint discipline measures7、依法限制严重失信主体参与政府投资工程建设项目投标活动。National Development and Reform Commission, Ministry of Industry and Information Technology, the Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, the Civil Aviation Administration, China Railways CompanyRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Foreign Economic Cooperation(5) Other joint discipline measures8、对严重失信主体发布的广告要予以重点监管,经核实是虚假违法广告的应立即责令停止发布,依法查处。State Administration of Industry and Commerce etc.Limits or heightened scrutiny of business activitiesRestrictions on advertising
Foreign Economic Cooperation(5) Other joint discipline measures9、将失信主体的失信状况作为其融资或对其授信的重要依据或参考。People's Bank of China, Banking Regulatory Commission, Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Foreign Economic Cooperation(5) Other joint discipline measures10、将失信主体的失信状况作为审核股票发行上市及在全国中小企业股份转让系统挂牌公开转让时的重要参考。Securities Regulatory Commission etc.Limits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Foreign Economic Cooperation(5) Other joint discipline measures11、将失信主体的失信状况作为合格境内机构投资者、合格境外机构投资者等外汇额度核准与管理的重要参考依据。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Foreign Economic Cooperation(5) Other joint discipline measures12、将失信主体的失信记录作为申请发行企业债券及公司债券,在银行间市场发行债券的重要参考。National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Foreign Economic Cooperation(5) Other joint discipline measures13、相关监督管理部门依法依规加大对失信主体日常监督检查频次和提高随机抽查概率。Relevant departments for market oversight and administrationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Foreign Economic Cooperation(5) Other joint discipline measures14、失信主体变更名称的,将变更前后的名称在国家企业信用信息公示系统上公示。National Development and Reform Commission, Ministry of Finance, State-owned Assets Supervision and Administration CommissionReputation punishments or public identification
Foreign Economic Cooperation(5) Other joint discipline measures15、限制严重失信主体取得认证机构资质,限制其获得认证证书。National Development and Reform Commission, Ministry of Finance, the Ministry of Housing, Ministry of Transport, Ministry of Water Resources, the People's Bank of ChinaRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Foreign Economic Cooperation(5) Other joint discipline measures16、依法限制失信主体享受财政补助补贴性资金和社会保障资金支持。State-owned Assets Supervision and Administration Commission, the Ministry of Finance, the Organization Departmen of the CPCCC, China Banking Regulatory Commission, Securities Regulatory Commission, China Insurance Regulatory Commission, the National Development and Reform Commission, Ministry of Commerce, State Administration of Industry and Commerce, and so forthReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Foreign Economic Cooperation(5) Other joint discipline measures17、对失信主体,限制其参与基础设施和公用事业特许经营。National Development and Reform Commission, Ministry of Finance, the Ministry of Housing, Ministry of Transport, Ministry of Water Resources, the People's Bank of ChinaRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Foreign Economic Cooperation(5) Other joint discipline measures18、对严重失信行为相关责任人,限制其担任国有独资公司董事、监事及国有资本控股或参股公司董事、监事和国有独资企业高级管理人员及提名为国有资本控股或参股公司董事、监事建议人选。公共服务领域的政府和社会资本合作项目,由财政部牵头负责;传统的基础设施领域的政府和社会资本合作项目,由国家发展改革委牵头负责Restrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Foreign Economic Cooperation(5) Other joint discipline measures19、对失信主体,限制其参与评先、评优或取得各类荣誉称号;已获得相关荣誉称号的予以撤销。National Development and Reform Commission, Ministry of Commerce, General Customs Administration, State Quality Inspection AdministrationReputation punishments or public identificationRestrictions on selection for honors
Foreign Economic Cooperation(5) Other joint discipline measures20、将失信主体相关失信信息作为选择参与政府和社会资本合作的参考。NoneRestricted participation in government projects, procurement, or resource tradingConsider when selecting participants for public private partnership programs
Foreign Economic Cooperation(5) Other joint discipline measures21、将严重失信主体及责任人相关失信信息作为相关机构及其法定代表人、实际控制人、董事、监事、高级管理人员享受优惠性政策时的审慎性考量因素。NoneReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Domestic Trade Circulation(一)商务主管部门采取的惩戒措施1、限制取得直销资格。Ministry of CommerceRestrictions or higher review of market entry, credentials, or essential permits
Domestic Trade Circulation(一)商务主管部门采取的惩戒措施2、扣减直至取消供应港澳鲜活冷冻商品配额。Ministry of CommerceRestrictions or higher review of market entry, credentials, or essential permits
Domestic Trade Circulation(一)商务主管部门采取的惩戒措施3、限制执行对外援助项目(含优惠贷款项目)。Ministry of CommerceRestricted participation in government projects, procurement, or resource trading
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures4、限制成为出国举办经济贸易展览会的组展单位。China Council for the Promotion of International Trade, Ministry of CommerceRestricted participation in government projects, procurement, or resource trading
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures5、相关单位可在市场监管、现场检查等工作中予以参考。Relevant Oversight DepartmentsHigher level of scrutiny in routine regulated business activities
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures6、各行政管理部门在主管领域内限制、暂停或取消对惩戒对象的政策性资金支持。Local people's governments at all levels, the Ministry of Finance, the National Development and Reform Commission and other relevant departmentsReduced access to government benefits and supportsCancel policy financial supports
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures7、在一定期限内依法禁止其作为供应商参与政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures8、限制取得政府供应的土地。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource trading
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures9、依法限制或者禁止参与基础设施和公用事业特许经营。National Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, and the Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures10、依法限制参与有关公共资源交易活动。National Development and Reform Commission, Ministry of Finance and other relevant departmentsRestricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures11、限制发起设立或参股金融机构以及小额贷款公司、融资担保公司、创业投资公司、互联网融资平台、银行卡清算机构、非银行支付机构等。People's Bank of China, the Banking Regulatory Commission, the Insurance Regulatory Commission, Ministry of Finance, and bodies for the oversight of financial guarantee companies designated by local governmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on setting up, or being a shareholder, in financial companies
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures12、限制新的科技扶持项目,并依据有关规定暂停审批其新的科技项目扶持资金申报等。Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures13、对广播电台、电视台、报刊音像出版单位等媒体发布其广告依法加强管理。General administration of press and publication, radio and televisionLimits or heightened scrutiny of business activitiesRestrictions on advertising
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures14、列入税收管理重点监控对象,提高监督检查频次。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures15、作为评估选择政府和社会资本合作项目合作伙伴的因素。财政部国家发展改革委公共服务领域的政府和社会资本合作项目由财政部牵头负责;传统的基础设施领域的政府和社会资本合作项目由国家发展改革委牵头负责Restricted participation in government projects, procurement, or resource tradingConsider when selecting participants for public private partnership programs
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures16、在申请信贷融资、财产保险或办理信用卡等金融服务时,金融机构将其失信行为作为审核的重要参考因素。People's Bank of China, Banking Regulatory Commission, Insurance Regulatory CommissionLimits or heightened scrutiny of business activities
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures17、从严审核发行企业债券,将违法失信信息作为公开发行公司债券核准的参考。National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures18、将违法失信信息作为股票发行审核及在全国中小企业股份转让系统公开转让审核的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures19、被纳入联合惩戒对象名单的上市企业,应当依据法律法规有关规定,履行信息披露义务。Securities Regulatory CommissionReputation punishments or public identification
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures20、在审批证券公司、基金管理公司、期货公司、银行卡清算机构、非银行支付机构的设立及变更持有5%以上股权的股东、实际控制人时,将其违法失信信息作为审批的重要参考。People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures21、将违法失信信息作为私募投资基金管理人登记、重大事项变更以及基金备案时的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures22、在审批保险公司设立及变更持有5%以上股权的股东、实际控制人时,以及在保险专业中介业务许可中,将违法失信信息作为审批的重要参考。Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures23、将违法失信信息作为相关主体担任证券公司、基金公司、期货公司的董事、监事和高级管理人员及分支机构负责人的参考;将违法失信信息作为相关主体担任保险公司、保险资产管理公司、保险专业中介机构、融资性担保公司、银行卡清算机构、非银行支付机构的董事、监事和高级管理人员的参考;对相关违法失信主体已成为上市公司董事、监事和高级管理人员的予以重点关注;对相关违法失信主体已成为证券、基金、期货机构从业人员的予以重点关注。People's Bank of China, State Administration of Industry and Commerce, Banking Regulatory Commission, Securities Regulatory Commission, Insurance Regulatory Commission, and bodies for the oversight of financial guaranty companies designated by local people's governmentsRestrictions or higher review of market entry, credentials, or essential permits
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures24、对违反相关法律法规,被相关部门给予行政处罚,且被相关部门申请人民法院强制执行的失信当事人,未按执行通知书指定的期间履行《行政处罚决定书》确定的给付义务的,由人民法院依法将其纳入失信被执行人名单,并向有关部门推送,限制其乘坐飞机、列车软卧、G字头动车组列车、其他动车组列车一等座等高消费及其他非生活和工作必需的消费行为。Supreme People's Court, Ministry of Transport, Civil Aviation Administration, China Railway and other unitsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures25、惩戒对象为失信被执行人及失信被执行人的法定代表人、主要负责人、实际控制人、影响债务履行的直接责任人员的,限制新建、扩建、高档装修房屋,购买非经营必需车辆等非生活和工作必需的消费行为。Ministry of Housing and Urban-Rural DevelopmentLimits on personal spendingRestrict unnecessary high-spending on housing and cars
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures26、限制惩戒对象招录(聘)为公务员或事业单位工作人员。Organization Department of the CPCC, Ministry of Human Resources and Social Security, the Civil Service BureauRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures27、按程序及时撤销相关荣誉称号。 取消惩戒对象参加评先评优资格,不得向惩戒对象授予“文明单位”、“道德模范”、“劳动模范”、“五一劳动奖章”等荣誉。Publicity Department of the CCCPC, Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, and the All-China Women's FederationReputation punishments or public identificationRestrictions on selection for honors
Domestic Trade Circulation(2) Cross-departmental joint disciplinary measures28、在商务部等有关部门网站、“信用中国”网站、国家企业信用信息公示系统、商务诚信公共服务平台等公示联合惩戒对象的违法失信信息。Ministry of Commerce, National Development and Reform CommissionReputation punishments or public identification
Migrant Worker Salary Arrears(一)通过“信用中国”网站、国家企业信用信息公示系统以及主要新闻网站等向社会公布。National Development and Reform Commission, State Administration for Industry and Commerce, the Central Internet Information Office NetworkReputation punishments or public identificationPublic announcement online
Migrant Worker Salary Arrears(二)作为重点监管对象,加大劳动保障监察检查频次。Ministry of Human Resources and Social SecurityHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Migrant Worker Salary Arrears(三)依法暂停审批其新的重大项目申报,核减、停止拨付或收回政府补贴资金。National Development and Reform Commission and other relevant unitsReduced access to government benefits and supports
Migrant Worker Salary Arrears(四)依法限制参与工程建设项目招投标活动。National Development and Reform Commission, Ministry of Industry and Information Technology, the Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, the Civil Aviation Administration, China Railways CompanyRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Migrant Worker Salary Arrears(五)依法限制取得或终止其基础设施和公用事业特许经营。National Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, and the Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Migrant Worker Salary Arrears(六)依法限制、暂停或取消政策性资金、政府补贴性资金和社会保障资金支持。National Development and Reform Commission, Ministry of Human Resources and Social Security, Ministry of Finance, the State-owned Assets Supervision and Administration Commission and other relevant unitsReduced access to government benefits and supportsCancel policy financial supports Restrict social security fund support Restricting Subsidized Financial Support
Migrant Worker Salary Arrears(七)在一定期限内依法禁止其作为供应商参与政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Migrant Worker Salary Arrears(八)依法限制取得政府供应土地。Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Migrant Worker Salary Arrears(九)将违法失信信息作为审核公司信用类债券的重要参考。National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Migrant Worker Salary Arrears(十)将违法失信信息作为股票发行审核及在全国中小企业股份转让系统公开转让审核的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Migrant Worker Salary Arrears(十一)将违法失信信息作为证券公司、保险公司、基金管理公司及期货公司的设立及股权或实际控制人变更审批或备案,私募投资基金管理人登记、重大事项变更以及基金备案时的重要参考。People's Bank of China, Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Migrant Worker Salary Arrears(十二)将违法失信信息作为证券公司、基金管理公司、期货公司的董事、监事和高级管理人员及分支机构负责人任职审批或备案的参考。Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies
Migrant Worker Salary Arrears(十三)将违法失信信息作为独立基金销售机构审批时的参考。Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Migrant Worker Salary Arrears(十四)将违法失信信息作为境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管的重要参考。Securities Regulatory Commission, Ministry of Finance, State-owned Assets Supervision and Administration CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Migrant Worker Salary Arrears(十五)将违法失信信息纳入金融信用信息基础数据库,作为评级授信、信贷融资、管理和退出的重要参考。People's Bank of China, Banking Regulatory CommissionHigher level of scrutiny in routine regulated business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases
Migrant Worker Salary Arrears(十六)被列为严重拖欠农民工工资用人单位的上市企业,应当依据法律法规有关规定,履行信息披露义务。Securities Regulatory CommissionReputation punishments or public identification
Migrant Worker Salary Arrears(十七)在上市公司或非上市公众公司收购的事中事后监管中,对有严重违法失信行为的单位予以重点关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Migrant Worker Salary Arrears(十八)将违法失信信息作为外汇管理行政审批参考。State Administration of Foreign ExchangeRestrictions or higher review of market entry, credentials, or essential permits
Migrant Worker Salary Arrears(十九)限制成为海关认证企业,申请海关认证企业管理的,不予通过认证;对已经成为认证企业的,按照规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Migrant Worker Salary Arrears(二十)办理海关相关业务时,对其进出口货物实施严密监管,加强单证审核、布控查验、加工贸易担保征收或后续稽查。Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Migrant Worker Salary Arrears(二十一)限制其取得认证机构资质;限制其获得认证证书。质检总局(国家认监委)Restrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Migrant Worker Salary Arrears(二十二)将违法失信信息纳入检验检疫进出口企业信用管理系统,依法对其进行信用评级和监督。General Administration of Quality SupervisionReputation punishments or public identification
Migrant Worker Salary Arrears(二十三)对因未履行支付工资生效法律文书确定的义务被人民法院按照有关规定依法采取限制消费措施或依法纳入失信被执行人名单的,限制乘坐飞机、列车软卧、G字头动车组列车、其他动车组列车一等以上座位等高消费及其他非生活和工作必需的消费行为。Supreme People's Court, the Ministry of Transport, the Civil Aviation Administration, China Railways Company and other relevant unitsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Migrant Worker Salary Arrears(二十四)对因未履行支付工资生效法律文书确定的义务被人民法院按照有关规定依法采取限制消费措施或依法纳入失信被执行人名单的,限制新建、扩建、高档装修房屋,购买非经营必需车辆等非生活和工作必需的消费行为。Ministry of Housing and Urban-Rural Development and other relevant unitsLimits on personal spendingRestrict unnecessary high-spending on housing and cars
Migrant Worker Salary Arrears(二十五)限制享受投资等领域优惠政策。National Development and Reform Commission and other relevant unitsReduced access to government benefits and supports
Migrant Worker Salary Arrears(二十六)按程序及时撤销相关荣誉,取消惩戒对象参加评先评优资格,不得向惩戒对象授予“文明单位”、“道德模范”、“劳动模范”、“五一劳动奖章”等荣誉。Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, the All-China Women's Federation, and other relevant unitsReputation punishments or public identificationRestrictions on selection for honors
Migrant Worker Salary Arrears(二十七)限制招录(聘)为公务员或事业单位工作人员。Organization Department of the CPCC,Ministry of Human Resources and Social Security, State Administration of Civil Service and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Migrant Worker Salary Arrears(二十八)相关监管部门加强日常监督管理,提高检查频次。Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Migrant Worker Salary Arrears(二十九)对广播电台、电视台、报刊音像出版单位等媒体发布违法失信用人单位广告依法加强管理。State Administration of Radio, Film and Television, and State Administration of Industry and Commerce in accordance with their duties and division of laborLimits or heightened scrutiny of business activitiesRestrictions on advertising
Migrant Worker Salary Arrears(三十)其他惩戒措施。Each relevant departmentUnspecified
Entry/Exit and Quarantine1检验检疫惩戒措施 (1)列为重点监管对象,适用提高的检验检疫口岸查验率、开箱率和抽批率,实行限制性的管理措施。 (2)不得作为便利化检验检疫措施试点企业。 (3)重新评定企业在检验检疫系统中已取得的注册、许可、备案等相关资质。 (4)撤销其近三年内已获得的荣誉称号(如示范企业、原生态保护企业等),三年内禁止参与各类评优评先活动。 (5)各检验检疫部门可结合自身实际,采取其他加严管理措施。"General Administration of Quality SupervisionReputation punishments or public identification
Entry/Exit and Quarantine2金融类企业限制措施 (1)将严重失信企业作为设立商业银行或分行、代表处以及参股、收购商业银行审批时的审慎性参考依据。 (2)将严重失信企业的失信状况作为审批证券公司、基金管理公司、期货公司的设立和变更持有5%以上股权的股东、实际控制人,以及私募投资基金管理人登记时的审慎性参考依据。 (3)将严重失信企业信用信息作为审批保险公司的设立和变更持有5%以上股权的股东、实际控制人时的审慎性参考依据。 (4)将严重失信企业信用信息作为保险中介业务许可和保险专业中介机构变更股权、实际控制人的审慎性参考依据。 (5)限制设立融资担保公司。 (6)在上市公司或者非上市公众公司收购的事中事后监管中,对严重失信企业予以重点关注。 (7)将严重失信企业的法定代表人违法失信记录作为担任证券公司、基金公司、期货公司的董事、监事和高级管理人员及分支机构负责人备案的参考。 (8)将严重失信企业作为依法限制其作为独立基金销售机构股东或合伙人,申请基金销售业务资格的审批参考。China Banking Regulatory Commission, Securities Regulatory Commission, Insurance Regulatory Commission, and bodies for the oversight of finance guarantee companies designated by the local people's governmentsLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies; Consider in approval of independent fund sales bodies; Consider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition; Consider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Entry/Exit and Quarantine3发行债券限制 (1)对严重失信企业发行公司债券和企业债券以及在银行间市场发行非金融企业债务融资工具从严审核。 (2)依法对申请发行企业债券不予受理。 国家发展改革委People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Entry/Exit and Quarantine4股票发行或挂牌转让限制 将严重失信企业的失信状况作为审核股票发行上市及在全国中小企业股份转让系统挂牌公开转让时的重要参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Entry/Exit and Quarantine5合格投资者额度限制 将严重失信企业的失信状况作为合格境内机构投资者、合格境外机构投资者等外汇额度核准与管理的重要参考依据。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Entry/Exit and Quarantine6股权激励限制 将其违法失信记录作为境内上市公司实施股权激励计划或其相关人员成为股权激励对象事中事后监管的重要参考。 对因股权激励对象违法违规行为造成境内国有控股上市公司严重失信的,协助终止授予相关激励对象新的股权并取消其行权资格。Securities Regulatory Commission, State-owned Assets Supervision and Administration Commission, Ministry of FinanceLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Entry/Exit and Quarantine7授信限制 将严重失信企业的失信状况作为其融资或对其授信的重要依据和参考,并记入金融信用信息基础数据库。People's Bank of China, Banking Regulatory CommissionHigher level of scrutiny in routine regulated business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases
Entry/Exit and Quarantine8获取政府补贴限制 依法限制严重失信企业享受政府补贴性资金和社会保障资金支持。National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Science and Technology, State Administration of TaxationReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Entry/Exit and Quarantine9受让收费公路权益限制对严重失信企业限制受让收费公路权益。Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Entry/Exit and Quarantine10进口关税配额分配限制 对严重失信企业,在有关商品进口关税配额分配中予以限制。Ministry of Commerce, NDRCRestrictions or higher review of market entry, credentials, or essential permits
Entry/Exit and Quarantine11不动产和国有资产交易限制 对严重失信企业在取得政府供应土地和国有资产交易时,进行必要限制。Ministry of Land, State-owned Assets Supervision and Administration CommissionRestricted participation in government projects, procurement, or resource trading限制取得政府供应土地 限制购买不动产及国有产权交易
Entry/Exit and Quarantine12使用国有林地限制 限制严重失信企业申报使用国有林地项目;限制其申报重点林业建设项目。Forestry Bureau, the National Development and Reform CommissionRestricted participation in government projects, procurement, or resource tradingRestrict use of state-owned forests
Entry/Exit and Quarantine13使用草原限制 限制严重失信企业申报草原征占用项目;限制其申报承担国家草原保护建设项目。Ministry of Agriculture, the National Development and Reform CommissionRestricted participation in government projects, procurement, or resource trading
Entry/Exit and Quarantine14其他国有自然资源利用限制限制严重失信企业申报水流、海域、无居民海岛、山岭、荒地、 滩涂等国有自然资源利用项目以及重点自然资源保护建设项目。Ministry of Agriculture, Ministry of Water Resources, Ministry of Land Resources, Oceanic Administration, the National Development and Reform CommissionRestricted participation in government projects, procurement, or resource trading
Entry/Exit and Quarantine15依法限制参与政府采购活动 对严重失信企业在一定时期内禁止作为供应商参加政府采购活动。Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Entry/Exit and Quarantine16参与工程等招投标限制 对严重失信企业限制参与工程等招投标。National Development and Reform CommissionRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Entry/Exit and Quarantine17获得政策支持限制 在审批投资、进出口、科技等政策支持的申请时,将严重失信企业作为其享受该政策的审慎性参考;与严重失信企业相关的科技项目暂停审批。National Development and Reform Commission, Ministry of Finance, Ministry of Science, State Administration of TaxationReduced access to government benefits and supports
Entry/Exit and Quarantine18发布广告限制限制因质量违法被停止生产、销售的产品发布广告;正在发布的,应立即予以暂停。General administration of press and publication, radio and televisionLimits or heightened scrutiny of business activitiesRestrictions on advertising
Entry/Exit and Quarantine19海关实施严密监管 在严重失信企业办理相关海关业务时,对其进出口货物实施严密监管,加强单证审核、布控查验、加工贸易担保征收或后续稽查。Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Entry/Exit and Quarantine20禁止适用海关认证企业管理 对严重失信企业申请适用海关认证企业管理的,不予通过认证。 已经成为认证企业的,按规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Entry/Exit and Quarantine21强化税务管理 将严重失信企业作为纳税信用评价的重要外部参考。State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Entry/Exit and Quarantine22加强日常监管检查 相关市场监督管理部门加大对严重失信企业日常监督检查频次,提高随机抽查概率。Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Entry/Exit and Quarantine23加强社会公开 (1)由中央网信办协调互联网新闻信息服务单位将严重失信企业向社会公布。 (2)将严重失信企业通过质检部门门户网站、“信用中国”网站和国家企业信用信息公示系统向社会公布。 (3)严重失信企业变更名称的,将变更前后的名称在国家企业信用信息公示系统上公示。 (4)将严重失信企业及法定代表人的失信信息纳入金融信用信息基础数据库,记入企业及个人信用记录。State Internet Information Office, State Quality Inspection Administration, State Administration of Industry and Commerce, People's Bank of China, National Development and Reform CommissionReputation punishments or public identificationEnter situations of untrustworthiness in the Basic Financial Credit Information Databases; Public announcement online
Entry/Exit and Quarantine24其他方面限制 (1)限制严重失信企业及其法定代表人获得市场监管等相关部门和社会组织颁发的荣誉证书、嘉奖和表彰等荣誉性称号。 (2)限制严重失信企业的法定代表人在食品药品、特种设备等直接关系消费者生命财产安全的领域,担任相关企业法定代表人。 (3)鼓励各级党政机关、人民团体、社会组织、企业事业单位使用严重失信企业失信信息,结合各自主管领域、业务范围、经营活动,实施对该类企业的信用监督、警示和惩戒。 (4)除以上规定的惩戒措施外,本备忘录签署各部门依据本领域内正在实施的法律法规规章,针对质量安全问题的限制、禁入和其他惩戒措施,应适用于被质检部门列入检验检疫严重失信企业名单的企业或法定代表人。State Quality Inspection Administration, Food and Drug Administration, Civilization Office of the CPCC, All-China Federation of Labor Unions, and other departmentsReputation punishments or public identification
Charitable Donations1. Reduce the assessment grade of untrustworthy charitable organizations, and where the circumstances are serious, cancel the valuation grade.Ministry of AgricultureRestrictions or higher review of market entry, credentials, or essential permits
Charitable Donations2. Revoke or restrict qualifications for pre-tax deduction public interest and qualifications for prioritization in government procurement of services and for government incentives.Ministry of Civil Affairs, Ministry of FinanceReduced access to government benefits and supports
Charitable Donations3. The responsible persons for untrustworthy charitable organizations are to be under key scrutiny when applying for new charitable organizations, and in management of charitable activities both during and after the fact.Ministry of Civil Affairs, the Ministry of Education, Ministry of Culture, Ministry of Environmental Protection and other relevant departmentsHigher level of scrutiny in routine regulated business activities
Charitable Donations4. Where donors donate their enterprise's products that do not comply with safety, health, or environmental protections standards, pursue their responsibility for product safety. State Administration of Industry and Commerce, National Health and Family Planning Commission, State Quality Inspection Administration, The Food and Drug Administration, and other relevant supervisory and management departmentsLimits or heightened scrutiny of business activities
Charitable Donations5. Lawfully restrict their participation as a supplier in government procurement activities.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Charitable Donations6. Employ restrictive measures such as strict review, reduce the extent of support, or not giving support, when governmental funding support is applied for. Ministry of Finance, the National Development and Reform CommissionReduced access to government benefits and supportsLimiting government funding supports
Charitable Donations7. Restrict access to Government Land Provision.Ministry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Charitable Donations8. Lawfully don't accept applications to issue corporate bonds; lawfully restrict the issuance of corporate bond; restrict the registration of non-financial corporate debt financing tools, and follow the work requirements for registered issued to strengthen information disclosure, strengthen mechanisms for investor protection management, preventing relevant risks; make information of serious untrustworthiness an important consideration in stock issuance reviews and in the listing or transfer of small or medium-sized enterprises.National Development and Reform Commission, Securities Regulatory Commission, People's Bank of ChinaLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system, Restriction on issuing bonds
Charitable Donations9. Guide financial institutions to use follow the risk pricing principle to make information related to untrustworthy entities an important consideration for bank credit decision-making and credit and loan management, and increase the property insurance rates for untrustworthy entities.People's Bank of China, Banking Regulatory Commission, Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Charitable Donations10. Pay key attention during the supervision during and after the event in acquisitions by listed companies or unlisted public companies. Make their untrustworthy behavior a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients. Make their untrustworthy behavior a consideration in the review of major asset reorganizations of unlisted public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies;Restrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Charitable Donations11. Restrict applications for science and technology support programs, include their serious untrustworthy conduct in their scientific research creditworthiness record, and, on the basis of relevant provisions, suspend review and of their new science and technology program support funding reports.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Charitable Donations12. May be considered by relevant units in the course of efforts such as on market supervision and site inspections.Ministry of Civil Affairs, State Administration of Industry and Commerce, State Administration of Taxation, State Quality Inspection Administration, The Food and Drug AdministrationLimits or heightened scrutiny of business activities
Charitable Donations13. Where untrustworthy entities apply for customs verified enterprise management, verification is not to be given; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Charitable Donations14. When untrustworthy entities handle customs operations, strict supervision is implemented for their imports and exports, and verification of their documents, monitoring inspections, processing of trade assurance levies, subsequent audits or statistical oversight inspections are to strengthened.Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Charitable Donations15. Used as an important consideration in efforts such as high technology enterprise certification, and approval by inspection authorities.Ministry of Science and Technology, State Quality Inspection Administration, and other relevant unitsLimits or heightened scrutiny of business activities
Charitable Donations16. Untrustworthy beneficiaries' information is an important consideration for the determination of subsistence allowances, medical assistance, temporary assistance, and other social assistance;in affordable housing and other such assurances, as well in review of eligibility for assistance and assurances.Ministry of Civil Affairs, Ministry of Human Resources and Social Security, Ministry of Housing and Urban and Rural DevelopmentReduced access to government benefits and supports
Charitable Donations17. Situations of untrustworthiness are entered in the Basic Financial Credit Information Databases, to be used as a major consideration in limiting financing or credit.People's Bank of China and other relevant bodiesHigher level of scrutiny in routine regulated business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases
Charitable Donations18. Parties to cases applying to the people's courts to compel enforcement, against whom the people's courts lawfully employ measures to restrict highspending in accordance with relevant provisions or who are lawfully entered into the Judgment Defaulters List, restricting their passage on airplanes, soft-sleeper trains, G type trains, and first-class or higher seats on other train types, and other high-sending and spending on activities not essential for livelihood or work.Supreme People's Court, the Civil Aviation Administration, China Railway Company and other relevant unitsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Charitable Donations(19) Restrictions on purchase of vehicles not necessary for business and other spending not necessary for one's livelihood or work. Ministry of Housing and Urban and Rural Development, and other relevant departmentsLimits on personal spending
Charitable Donations20. Restrict untrustworthy charitable organizations' engagement in internet information services.工业和信息化部、民政部Restrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Charitable Donations21、将其失信行为作为证券公司、基金管理公司、期货公司的设立及股权或实际控制人变更审批或备案,私募投资基金管理人登记、重大事项变更以及基金备案的参考。 将其失信行为作为独立基金销售机构审批的参考。 将其失信行为作为证券公司、基金管理公司、期货公司、保险公司的董事、监事和高级管理人员及分支机构负责人任职审批或备案的参考,对其证券、基金、期货从业资格申请予以从严审核,对已成为证券、基金、期货从业人员的相关主体予以重点关注。Securities Regulatory Commission, Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies, Consider in approving or recording establishment of financial companies or changes in shareholders and controllers, Consider in approving or recording leaders of financial companies
Charitable Donations22. Restrict the acquisition of honorary titles and awards, and revoke honorary titles and awards that have already been obtained..Civilization Office of the CPCC, State Coucil Office of Poverty Alleviation, All China Federation of Trade Unions, Communist Youth League Central Committee, All China Women's Federation, China Association of Science and technology, and other relevant departmentsReputation punishments or public identification
Charitable Donations23. Coordinate with Internet news information services to have the untrustworthy entities' information on untrustworthiness disclosed to the public.Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Charitable Donations24. Restrict their obtaining qualifications as a certification body, restrict their obtaining certification documents.General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Marriage Registration(1) Restrictions on recruitment (hiring) as state public employees. Restrict the recruitment (hiring) of seriously untrustworthy parties to marriage registrations as civil servants or public institution staff.Organization Department of the CPCC,Ministry of Human Resources and Social Security, National Civil Servants BureauRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Marriage Registration(2) Restrictions on registration as the legal representatives of public institutions.State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Marriage Registration(3) Restrictions on serving as directors, supervisors or senior management of banking sector financial institutions, securities companies, fund management companies, futures companies, and finance guarantee companies or financial institutions and certification bodies.Ministry of Finance, Ministry of Commerce, State Administration of Industry and Commerce, State Quality Inspection Administration, Banking Regulatory Commission, Insurance Regulatory Commission, Securities Regulatory Commission, and bodies for the oversight of financial guarantee companies designated by local governments Restrictions or higher review of market entry, credentials, or essential permits限制取得认证机构资质; 限制担任金融机构董事、监事、高级管理人员;
Marriage Registration(4) Restrictions on serving as legal representatives, directors or supervisors, or senior management of state-owned enterprises. Seriously untrustworthy parties to marriage registrations are restricted from serving as the legal representatives, directors, supervisors or senior management of wholly state-owned companies; and where they are already serving in such roles, an opinion is to be submitted saying that they should no longer occupy the roles.Organization Department of the CPCC, State-owned Assets Supervision and Administration Commission, Ministry of Finance, State Administration of Industry and Commerce, and so forthRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Marriage Registration(5) Restrictions on participating in selection for honors such as moral models. Seriously untrustworthy parties to marriage registrations must not participate in the selection for honors such as moral models, May 4 youth awards, Woman Standard Bearers, National Five Virtue Civilized Households, or Best Household; and where honors have already been received, they are to be revoked. Publicity Department of the CCCPC, Civilization Office of the CPCC, Communist Youth League Central Committee, the All-China Women's Federation, et al.Reputation punishments or public identificationRestrictions on selection for honors
Marriage Registration(6) Restrictions on participation in relevant industry award selections and appraisals. Where seriously untrustworthy parties to marriage registrations are lawyers, teachers, doctors, or public officials, they are to be restricted from participation in award selections and appraisals for a certain period of time.Ministry of Justice, Ministry of Education, Health and Family Planning Commission, the State Administration of Civil ServiceReputation punishments or public identificationRestrictions on selection for honors
Marriage Registration(7) Cautious consideration when approving or recording investment in securities companies, fund management companies, or futures companies, registering private investment fund managers, or approving independent fund sales organizations. Cautiously consider information related to seriously untrustworthy parties to marriage registrations in the approval or recording of modifications of securities companies', fund management companies', or futures companies' establishment, equity, or actual controllers, and in registering private investment fund managers, or approving independent fund sales organizations.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies, Consider in approving or recording establishment of financial companies or changes in shareholders and controllers,
Marriage Registration(8) Cautious consideration when approving establishment of a certification body.General Administration of Quality SupervisionRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Marriage Registration(9) Careful consideration when financial institutions finance credit. Make information on parties to marriage registrations serious untrustworthiness a cautious consideration for financial institutions in approving credit for potential borrowers.People's Bank of China, Banking Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Marriage Registration(10) Restrictions on obtaining subsidy financial supports. Restrict seriously untrustworthy parties to marriage registrations applications for subsidy financial supports.he National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, et al.Reduced access to government benefits and supportsRestricting Subsidized Financial Support
Marriage Registration(11) Restrictions on Becoming a Customs-verified Enterprise. When seriously untrustworthy parties to marriage registrations are the legal representatives (responsible parties) for an enterprise, senior management responsible for customs matters, or persons responsible for finance, approval is not to be given when the company applies to be a customs-verified enterprise; and where they are already a customs-verified enterprise, their enterprise credit rating is to be adjusted downward in accordance with provisions.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Marriage Registration(12) Cautious consideration in selection as suppliers for government procurement and in selection of evaluation and appraisal experts. Information on parties to marriage registrations' serious untrustworthiness is to be a cautious consideration in selection as suppliers for government procurement and in selection of evaluation and appraisal experts.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Marriage Registration(13) Consideration in professional qualification permits and certifications in key industries. Strictly review seriously untrustworthy parties to marriage registrations' applications for qualifications and certifications to be lawyers, teachers, doctors, social workers, registered accountants, tax agents, certification practitioners, securities and futures practitioners, journalists, tour guides, and so forth; and put those that have already become relevant practitioners under key scrutiny.Ministry of Education, Ministry of Justice, Ministry of Finance, Health and Family Planning Commission, Auditing Administration, State Administration of Taxation, State Quality Inspection Administration, State Administration of Radio, Film and Television, Statistics Bureau, Bureau of Tourism, and Securities Regulatory Commission.Restrictions or higher review of market entry, credentials, or essential permits
Marriage Registration(14) Lawfully pursue legal responsibility of those who break the law. Lawfully pursue the legal responsibility of parties that have illegal conduct such as using forged or altered identity documents, household registration books, or supplementary materials, or who falsely use others' identity documents.Ministry of Public SecurityReputation punishments or public identification
Domestic Services(I) Disciplinary Measures Taken by Departments in Charge of Commerce1. When untrustworthy enterprises and individuals create new violations of laws or regulations, they are to be given a heavy sentence in accordance with law.Ministry of CommerceHigher level of scrutiny in routine regulated business activities
Domestic Services(I) Disciplinary Measures Taken by Departments in Charge of Commerce2. Untrustworthy enterprises and individuals may not enjoy support policies in the area of ​​domestic services, such as training subsidies, business incubation, and insurance subsidies.Ministry of CommerceReduced access to government benefits and supports
Domestic Services(I) Disciplinary Measures Taken by Departments in Charge of Commerce3. Each administrative department is to restrict, suspend, or cancel policy funding supports for the targets of disciplinary action in their field of competency.Local people's governments at all levels, the Ministry of Finance, the National Development and Reform Commission and other relevant departmentsReduced access to government benefits and supportsCancel policy financial supports
Domestic Services(2) Cross-departmental joint disciplinary measures4. Lawfully restricting them from participating as suppliers in government procurement activities for a set period of time.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Domestic Services(2) Cross-departmental joint disciplinary measures5. Restricting access to Government Provided LandsMinistry of Land and Natural ResourcesRestricted participation in government projects, procurement, or resource trading
Domestic Services(2) Cross-departmental joint disciplinary measures6. Lawfully Limiting and Prohibiting Participation in Infrastructure and Public Utility ConcessionsNational Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, and the Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Domestic Services(2) Cross-departmental joint disciplinary measures7. Lawfully restricting participation in construction project bidding and tendering, and other relevant public resource trading activities. National Development and Reform Commission and other relevant departmentsRestricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading, Restrict participation in bidding and tendering
Domestic Services(2) Cross-departmental joint disciplinary measures8.Restrictions on initiating the establishment or having a stake in financial institutions and small loan companies, financing guarantee companies, venture investment companies, internet financing companies, bank card clearing houses, payment establishments other than banks, and so forth.People's Bank of China, the Banking Regulatory Commission, the Insurance Regulatory Commission, Ministry of Finance, and bodies for the oversight of financial guarantee companies designated by local governmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on setting up, or being a shareholder, in financial companies
Domestic Services(2) Cross-departmental joint disciplinary measures9. Restricting new science and technology support programs, and, on the basis of relevant provisions, suspending review of their new science and technology program support funding reports, and so forth.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Domestic Services(2) Cross-departmental joint disciplinary measures10. Strengthening management of publication of their advertisements by radio stations, television stations, and publishers of periodicals, a/v materials and so forth.General administration of press and publication, radio and televisionLimits or heightened scrutiny of business activitiesRestrictions on advertising
Domestic Services(2) Cross-departmental joint disciplinary measures11. Listing as a target for key monitoring in tax administration, increasing oversight and the frequency of inspections.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Domestic Services(2) Cross-departmental joint disciplinary measures12. When applying for credit financing, property insurances, or handling credit card or other financial services, the financial institutions are to make their untrustworthy conduct an important consideration in their review.People's Bank of China, Banking Regulatory Commission, Insurance Regulatory CommissionLimits or heightened scrutiny of business activities
Domestic Services(2) Cross-departmental joint disciplinary measures13. Make information on violations and untrustworthiness a consideration in the approval or registration of other companies' credit bonds.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Domestic Services(2) Cross-departmental joint disciplinary measures14. Not accepting applications to issue corporate bonds.National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Domestic Services(2) Cross-departmental joint disciplinary measures15. Making information on the untrustworthiness of the punishment targets a consideration in review of stock issuances and review of public transfers of shares in small and medium-sized enterprises.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Domestic Services(2) Cross-departmental joint disciplinary measures16. Making the untrustworthy behavior of the targets of punishment a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Domestic Services(2) Cross-departmental joint disciplinary measures17. Put relevant entities with records of untrustworthiness under key scrutiny, during and after the event, in acquisitions by listed companies or unlisted public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Domestic Services(2) Cross-departmental joint disciplinary measures18. Make the untrustworthy conduct of the targets of punishment a consideration in review of major asset reorganizations of non-listed public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Domestic Services(2) Cross-departmental joint disciplinary measures19. Make the untrustworthy conduct of the targets of punishment a consideration in reviews and approvals of private fund sales organizations.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Domestic Services(2) Cross-departmental joint disciplinary measures20. Make violations and untrustworthy conduct a consideration in approvals of modifications of shareholders with an interest of 5% or more, and actual controllers, bank card clearance establishments and non-bank payment bodies.People's Bank of ChinaLimits or heightened scrutiny of business activitiesConsider when approving changes of shareholders wi/ 5% interest or more, or actual controllers
Domestic Services(2) Cross-departmental joint disciplinary measures21. Make the untrustworthy conduct of targets of punishment a consideration in approvals or recording of modifications to securities companies', fund management companies', or futures companies'establishment, equity rights, and actual controller, or private investment fund management registration, modification of major matter, and other fund recording.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Domestic Services(2) Cross-departmental joint disciplinary measures22. When approving the establishment of insurance companies or the modification of shareholders with 5% or more interest, or of actual controllers, and in permitting insurance profession referrals, make information on untrustworthiness an important consideration in approvals.Insurance Regulatory CommissionLimits or heightened scrutiny of business activities
Domestic Services(2) Cross-departmental joint disciplinary measures23.Make information on violations and untrustworthiness a consideration in the relevant entities serving as directors, supervisors, or senior management at securities companies, fund companies, or futures companies, as well as serving as the responsible person for branch organizations; make information on violations and untrustworthiness a consideration in the relevant entities serving as the directors, supervisors, or senior management of insurance companies, insurance property management companies, professional insurance referral bodies, financial guarantee companies, back card clearance bodies, and non-banking payment establishments; and place relevant entities with violations and untrustworthiness under key scrutiny where they have already become the directors, supervisors, or senior management of listed companies, or non-listed public companies; and place relevant entities with violations and untrustworthiness under key scrutiny where they have already become practitioners at securities, funds, or futures establishments.People's Bank of China, State Administration of Industry and Commerce, Securities Regulatory Commission, Insurance Regulatory Commission, and the bodies designated by local governments for oversight of finance guarantee companiesLimits or heightened scrutiny of business activities
Domestic Services(2) Cross-departmental joint disciplinary measures24. For those who have violated relevant laws and regulations and been given administrative punishments by the relevant departments, where the relevant departments' applied to the people's courts to compel enforcement, and the people's courts lawfully employed measures to restrict highspending in accordance with relevant provisions, or who are lawfully entered into the Judgment Defaulters List; restrict their passage on airplanes, soft-sleeper trains, G type trains, and first-class or higher seats on other train types, and other high-sending and spending on activities not essential for livelihood or work.Supreme People's Court, the Ministry of Transport, the Civil Aviation Administration, China Railways Company and other unitsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Domestic Services(2) Cross-departmental joint disciplinary measures25.Targets of punishment that are judgment defaulters, and their legally-designated representatives, principle responsible persons, actual controllers, and directly responsible persons influencing the performance of debt obligations, from newly building, expanding or expensively renovating housing, or purchasing cars and other such products not necessary for life or work.Ministry of Housing and Urban and Rural Development, Ministry of Public Security, Ministry of Land and Natural Resources, Ministry of Transport, General Customs Administration, Insurance Regulatory CommissionLimits on personal spendingRestrict unnecessary high-spending on housing and cars
Domestic Services(2) Cross-departmental joint disciplinary measures26. Restricting punishment targets' recruitment (hiring) as civil servants or public institution staff.Organization Department of the CPCC,Ministry of Human Resources and Social Security, National Civil Servants BureauRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Domestic Services(2) Cross-departmental joint disciplinary measures27. Promptly follow procedures to revoke honorific titles. Cancel punishment targets' participation in reward selections and evaluations; punishment targets must not receive honors such as 'civilized unit', 'moral model', 'model worker', or May 1 Labor Awards'.Publicity Department of the CCCPC, Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, and the All-China Women's FederationReputation punishments or public identificationRestrictions on selection for honors
Domestic Services(2) Cross-departmental joint disciplinary measures28.Announce information on the untrustworthiness of the targets of joint disciplinary action on the websites of relevant departments such as the Ministry of Commerce, the 'Credit China' website, the national enterprise credit information announcement system, the commercial creditworthiness public service platform, and so forth.Ministry of Commerce, National Development and Reform CommissionReputation punishments or public identification
Public Resources Trading(1) Public Resource Trading Sector1. Lawfully restrict untrustworthy enterprises' participation in bidding and tendering on construction projects.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Public Resources Trading(1) Public Resource Trading Sector2. Lawfully restrict untrustworthy enterprises' participation in government procurement activities.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Public Resources Trading(1) Public Resource Trading Sector3. Restrictions law dishonesty enterprises to participate in the transfer of land use rights and mineral rights.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource trading
Public Resources Trading(1) Public Resource Trading Sector4. Lawfully restrict untrustworthy enterprises' participation in state-owned property transactions.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource trading
Public Resources Trading(1) Public Resource Trading Sector5. Lawfully restrict untrustworthy enterprises' participation in centralized procurement and distribution of medicines and medical devices.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource trading
Public Resources Trading(1) Public Resource Trading Sector6. Lawfully restrict untrustworthy enterprises' participation in centralized procurement and distribution of medicines and medical devices.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource trading
Public Resources Trading(1) Public Resource Trading Sector7. Lawfully restrict untrustworthy enterprises' participation in forestry rights transfers.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource trading
Public Resources Trading(1) Public Resource Trading Sector8. Lawfully restrict untrustworthy enterprises' participation in other public resource transactions. 国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Public Resources Trading(1) Public Resource Trading Sector9. Lawfully restict untrustworthy enterprises' engagement in public resource transaction representation.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Public Resources Trading(1) Public Resource Trading Sector10. Lawfully restrict relevant untrustworthy persons from serving as experts for public resource transactions. 国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Public Resources Trading(1) Public Resource Trading Sector11. Lawfully restrict relevant untrustworthy persons from working in the public resource transaction field. 国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Public Resources Trading(1) Public Resource Trading Sector12. Lawfully strengthen oversight and inspections of untrustworthy enterprises' and relevant untrustworthy persons' participation in all activities related to public resources transactions.国家发展改革委、工业和信息化部、财政部、国土资源部、住房城乡建设部、交通运输部、水利部、商务部、卫生计生委、国资委、税务总局、林业局、国管局、铁路局、民航局等部门Restricted participation in government projects, procurement, or resource tradingRestrict participation in public resource trading
Public Resources Trading(2) Other Relevant Sectors1. Strictly review adminstritative permit approval projects, lawfully restricting new project approvals.National development and Reform Commission, Ministry of Industry and Information Technology, and other relevant departmentsLimits or heightened scrutiny of business activities
Public Resources Trading(2) Other Relevant Sectors2. Strictly control the issuance of production permits in accordance with law. National development and Reform Commission, Ministry of Industry and Information Technology, and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Public Resources Trading(2) Other Relevant Sectors3. Lawfully restrict untrustworthy enterprises' receipt of government subsidies and social security funding supports.National Development and Reform Commission, Ministry of Finance and other relevant departmentsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Public Resources Trading(2) Other Relevant Sectors4. Lawfully make information on untrustworthy conduct an important consideration in selection of partners for public-private cooperative projects such as basic infrastructure and utility concessions.National Development and Reform Commission, Ministry of Finance and other relevant departmentsRestricted participation in government projects, procurement, or resource tradingConsider when selecting participants for public private partnership programs,Restrict participation in infrastructure and public utilities concessions
Public Resources Trading(2) Other Relevant Sectors5. Lawfully restrict relevant untrustworthy persons from serving as the legal representative, director or supervisor of a state-owned enterpriseState-owned Assets Supervision and Administration Commission, Ministry of Finance, and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Public Resources Trading(2) Other Relevant Sectors6. When applying for credit debt financing or handling credit cards, financial instititutions are to make information on untrustworthiness a major factor for consideration. Banking Regulatory CommissionLimits or heightened scrutiny of business activities
Public Resources Trading(2) Other Relevant Sectors7. Lawfully restrict funds, fund managers, and practitiors who have negative credit records from participating in activities related to industrial investment funds for which the government invested capital.National Development and Reform CommissionRestricted participation in government projects, procurement, or resource trading
Public Resources Trading(2) Other Relevant Sectors8. Lawfully do not accept applications to issue corporate bondsNational Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Public Resources Trading(2) Other Relevant Sectors9. When registering non-financial corporate debt financing tools, strengthen management and follow the work requirements for registered issued to strengthen information disclosure, strengthen mechanisms for investor protection management, preventing relevant risks. People's Bank of ChinaLimits or heightened scrutiny of business activities
Public Resources Trading(2) Other Relevant Sectors10. Lawfully make information on untrustworthiness a consideration in the approval of issuing corporate bonds. Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Public Resources Trading(2) Other Relevant Sectors11. Lawfully make information on untrustworthiness a consideration in reviewing the issuance of stocks of medium and small-sized enterprises.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Public Resources Trading(2) Other Relevant Sectors12. Lawfully make untrustworthy information a consideration in approvals or recording of modifications to securities companies', fund management companies', or futures companies' establishment, equity rights, and actual controller, or private investment fund managers registration, modification of major matter, and other fund recording.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Public Resources Trading(2) Other Relevant Sectors13. Lawfully make untrustworthy behavior a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Public Resources Trading(2) Other Relevant Sectors14. Lawfully make information on unlawful untrustworthiness a consideration in review of major asset reorganizations of non-listed public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Public Resources Trading(2) Other Relevant Sectors15. Pay key attention during the supervision during and after the event in acquisitions by listed companies or unlisted public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Public Resources Trading(2) Other Relevant Sectors16. Lawfully make illegal untrustworthy conduct a consideration in reviews and approvals of private fund sales organizations.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Public Resources Trading(2) Other Relevant Sectors17. Lawfully make untrustworthy conduct a consideration in approval or recording of directors, supervisors, or senior management, or the responsible persons at branch organizations of securities companies, insurance companies, fund management companies, or futures companies.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies
Public Resources Trading(2) Other Relevant Sectors18. When applying to handle related customs business, carry out strict supervision of the goods they export or import, strengthen document checks and market control inspections, and subsequent audits or statistical oversight. Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Public Resources Trading(2) Other Relevant Sectors19. Where applying for customs verified enterprise management, verification is not to be given in accordance with law; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Public Resources Trading(2) Other Relevant Sectors20. Listing untrustworthy entities as targets for key monitoring in tax administration, strengthening tax administration, and increasing oversight and the frequency of inspections. State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Public Resources Trading(2) Other Relevant Sectors21. Make entities' untrustworthy status a major external consideration in tax credit evaluations. State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Public Resources Trading(2) Other Relevant Sectors22. Lawfully restrict judgment defaulters' spending that is unnescessary for their lives or business, such as building, expanding, or high-class renovation of houses, or buying vehicles not necessary for business.Ministry of Housing and Urban and Rural Development, and other relevant departmentsLimits on personal spendingRestrict unnecessary high-spending on housing and cars
Public Resources Trading(2) Other Relevant Sectors23. Lawfully restrict new science and technology support programs, include their serious untrustworthy conduct in their scientific research credit record, and, on the basis of relevant provisions, suspend review and of their new science and technology program support funding reports.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Public Resources Trading(2) Other Relevant Sectors24. Follow procedures to promptly revoke relevant awards and honors, and cancel qualifications to participate in competitions. Civilization Office of the CPCC and other relevant departmentsReputation punishments or public identificationRestrictions on selection for honors
Public Resources Trading(2) Other Relevant Sectors25. Where seriously untrustworthy entities are individuals, lawfully restrict their registration as the legal representative of a public institution; where seriously untrustworthy entities are enterprises, lawfully restrict the enterprise's legal representative from registration as the legal representative of a public institution.State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Public Resources Trading(2) Other Relevant Sectors26. Lawfully impose restrictions when recruiting (hiring) civil servants or public institution staff.Organization Department of the CPCC, State Administration of Civil ServiceRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.1. Lawful restrictions on untrustworthy parties' entry into the tourism market.Ministry of Culture and Tourism and other departments relevant to market entryRestrictions or higher review of market entry, credentials, or essential permits
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.2. Prudent consideration when restricting enterprise's business operations. Take measures such as cancelling untrustworthy parties' qualifications to work in the tourism industry and related business, or restricting business operations. Make circumstances of untrustworthiness a basis for prudential consideration of approvals for untrustworthy parties' new engagement in tourism operations. Strictly review untrustworthy parties' applications for permits for value-added telecommunications business operations. Ministry of Culture and Tourism, Ministry of Industry and Information Technology, and other relevant market oversight departmentsRestrictions or higher review of market entry, credentials, or essential permits
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.3. Lawful restrictions on obtaining production permits. Lawfully restrict untrustworthy parties applications for industrial production permits.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.4. Lawfully restrict participation in government procurement activities. Assist in inquiries regarding government procurement projects; lawfully restricting untrustworthy parties' participation in government procurement activities for a certain period of time.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.5. Lawfully restrict the receipt of, or terminate, their infrastructure and public utility concessions. Assistance in inquiries regarding infrastructure and public utility concessions; lawfully restricting untrustworthy parties' participation infrastructure and public utility concession activities for a certain period of time. National Development and Reform Commission, Ministry of Finance, Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources and other relevant departmentsRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties. 6. Restrictions on obtaining government provided lands. Conduct necessary restrictions of untrustworthy parties applications to use land or participate in bidding on land. Ministry of Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.7. Lawfully restrict participation in bidding and tendering for construction projects.Ministry of Natural ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.8. Lawfully restricting them from obtaining safety production permits. Ministry of Housing and Urban and Rural Development, and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining safety production permits
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.9. Restrict their becoming customs verified enterprises; not passing them for verification when applying for customs verified enterprise management; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions. Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.10. When handling customs operations, implement strict oversight of their imports and exports, and strengthen verification of their documents, monitoring inspections, processing of trade assurance levies, and statistical oversight inspections.Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.11. Restrict entities responsible for serious untrustworthiness from obtaining qualifications as an authentication body; and restrict their obtaining authentication certificates.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.12. Make information on the untrustworthiness of punishment targets a consideration in reviewing the issuance of stocks and transferable securities of medium and small-sized enterprises. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system, Restriction on issuing bonds
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.13. Make untrustworthy information a consideration in approvals or recording of modifications to securities companies', insurance companies', fund management companies', or futures companies' establishment, equity rights, and actual controller, or private investment fund managers registration, modification of major matter, and other fund recording.Securities Regulatory Commission, Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.14. Use untrustworthy information as a consideration in approval or recording of directors, supervisors, or senior management, or the responsible persons at branch organizations of securities companies, insurance companies, fund management companies, or futures companies.Securities Regulatory Commission, Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.15. Put relevant entities with records of untrustworthiness under key scrutiny, during and after the event, in acquisitions by listed companies or unlisted public companies. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.16. Make information on untrustworthiness a consideration in review of major asset reorganizations of non-listed public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Tourism Sector(1) Restrictions or prohibitions on market entry and administrative permits for untrustworthy parties.17. Make information on untrustworthiness a consideration in the approval of independent fund sales establishments.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending18. Strengthen oversight and management of tourism business operations and service quality. Strengthen reviews and oversight inspections of the business activities of untrustworthy parties engaged in services such as travel agencies, scenic spots, and those providing travellers with transportation, lodging, food, shopping, or entertainment. Ministry of Culture and Tourism, National Development and Reform Commission, Ministry of Transport, Ministry of Commerce, State Market Supervision Administration, Ministry of Housing and Urban-Rural Development and other relevant departmentsHigher level of scrutiny in routine regulated business activities
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending19. Be an important consideration in inspection and issuance of guide credentials, and when determining tour group leader credentials. Make untrustworthy parties' violations of legal provision an important consideration in their passing inspections and issuance of guide credentials, and for determining tour group leader credentials.Ministry of Culture and TourismRestrictions or higher review of market entry, credentials, or essential permits
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending20. Strengthen safe production management and supervision. Make untrustworthy parties targets for key supervision, increase the extent of routine supervision, increase the rate and frequency of spot checks. Establish mechanisms for normalizing unannounced site inspections, irregularly carrying out spot checks. Where new untrustworthy conduct seriously violating laws in production safety, punishment should be heavy in accordance with law. Ministry of Culture and Tourism, Ministry of Emergency Management and other related departmentsHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending21. Make information on untrustworthiness a consideration in the approval or registration of other companies' credit bonds.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending22. Prudential consideration when financial institutions finance credit. Untrustworthy parties' records of untrustworthiness are to a consideration for financial institutions financing their credit.People's Bank of China, China Banking Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending23. When implementing government-funded project arrangements and other preferential policies in the investment field, employ restrictive measures such as strict review, reducing support, or not giving support. National Development and Reform Commission, Ministry of FinanceReduced access to government benefits and supportsLimiting government funding supports
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending24. Lawfully not accepting applications to issue corporate bonds.National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending25. Not giving support in applications for government payment into industry investment funds.Ministry of Finance, the National Development and Reform CommissionReduced access to government benefits and supports
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending26. List untrustworthy parties as targets for key scrutiny and increase the ratio and frequency of spot checks in oversight and management activities such as reviews of major construction projects, oversight and inspection of the implementation of central finance construction capital investments, and law enforcement pricing inspections.National Development and Reform Commission and other relevant departmentsHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending27. Applications for eligibility to engage in securities, funds, or futures operations from relevant entities that have records of untrustworthiness are to be strictly reviewed, and where they are already an entity related to persons engaged in securities, funds, or futures operations, they are to be given key scrutiny.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Tourism Sector(2) Strengthening routine supervision of untrustworthy parties, and restricting financing and spending28. Make information on untrustworthiness a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment29。 Restrictions on some high-spending. Those against whome the people's courts lawfully employ measures to restrict high-spending in accordance with relevant provisions or who are lawfully entered into the Judgment Defaulters List, restricting their passage on any seats on airplanes, soft-sleeper trains, G type trains, and first-class or higher seats on other train types, and other high-sending and spending on activities not essential for livelihood or work. Supreme People's Court, the Ministry of Culture and Tourism, the Ministry of Transport, the Civil Aviation Administration, China Railway CompanyLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment30. Restrict, suspend or cancel policy funding, government subsidies and social security funding supports in accordance with law.National Development and Reform Commission, Ministry of Human Resources and Social Security, Ministry of Finance, the SASAC and other departmentsReduced access to government benefits and supportsCancel policy financial supports Restrict social security fund support Restricting Subsidized Financial Support
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment31. Prudential consideration in restricting untrustworthy parties enjoyment of beneficial policies. When implementing beneficial policies in the field of investment and finance, make untrustworthiness a prudential consideration in restricting untrustworthy parties enjoyment of beneficial policies.National Development and Reform Commission, Ministry of Commerce, Ministry of Culture and Tourism and other relevant departmentsReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment32. Prudential consideration when managing tax credit. In managing tax credit of untrustworthy parties, lawfully make their untrustworthy status a prudential consideration and basis in the collection and assessment of their credit information.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment33. Follow procedures to promptly revoke relevant honors, and cancel punishment targets' participation in reward selections and evaluations; punishment targets must not receive honors such as 'civilized unit', 'moral model', 'model worker', May 1 Labor Awards', or 'pioneer workers'.Central Civilization Office, the National Federation of Trade Unions, Communist Youth League Central, the National Women's Federation and other relevant departmentsReputation punishments or public identificationRestrictions on selection for honors
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment34. Restricting recruitment (hiring) as civil servants or public institution staff.Central Organization Department, Ministry of Human Resources and Social Security and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment35. Restrict untrustworthy parties holding relevant post at production and business units. Lawfully restrict untrustworthy parties from serving as the principle responsible person, directors, supervisors, or senior management at production and business units, and where they are already in such a position, follow procedures to request a chance.State Administration for Market Regulation, Ministry of Emergency ManagementRestrictions or higher review of market entry, credentials, or essential permits
Tourism Sector(3) Restrictions on untrustworthy parties' enjoyment of preferential policies, awards and recognitions and related employment36. Other punishment measures. Relevant market supervision departments are to make the untrustworthy status of untrustworthy parties a basis for prudential consideration.Each relevant departmentHigher level of scrutiny in routine regulated business activities
Serious Disruptions of Medical Treatment(1) Restrictions on obtaining subsidy financial supports. National Development and Reform Commission, the State-owned Assets Supervision and Administration CommissionReduced access to government benefits and supportsRestricting Subsidized Financial Support
Serious Disruptions of Medical Treatment(2) Guiding insurance companies to follow the principle of risk based pricing to adjust their insurance rates. China Banking and Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Serious Disruptions of Medical Treatment(三)将其严重危害正常医疗秩序的失信行为作为限制享受优惠性政策的重要参考因素。 National Development and Reform Commission, Ministry of Commerce, General Customs Administration, State Administration for Market RegulationReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Serious Disruptions of Medical Treatment(4) Restrictions on serving as legal representatives, directors or supervisors, or senior management of state-owned enterprises.Organization Department of the CPCC, State-owned Assets Supervision and Administration Commission, State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Serious Disruptions of Medical Treatment(5) Restrictions on registration as the legal representatives of public institutions. State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Serious Disruptions of Medical Treatment(6) Restrictions on recruitment (hiring) as civil servants or public institution staff Organization Department of the CPCC, Ministry of Human Resources and Social SecurityRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Serious Disruptions of Medical Treatment(7) Follow procedures to promptly revoke related honors, and cancel the target of punishment's participation in selections for honors, they must not be given honors such as 'moral models', 'model workers', or 'May 1st Labor Medals".Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, the All-China Women's Federation, and other relevant unitsReputation punishments or public identificationRestrictions on selection for honors
Serious Disruptions of Medical Treatment(8) Those who fail to follow enforcement notices to pay obligations from effective legal documents in the designated period of time and are restricted from high-spending by the people's courts in accordance with law, or who fail to perform obligations set forth in effective legal documents and are lawfully entered by the people's court into the Judgment Defaulters List, are restricted their passage on airplanes, soft-sleeper trains, G type trains, and first-class or higher seats on other train types, and other high-sending and spending on activities not essential for livelihood or work in accordance with law. 交通运输部、铁路总公司、民航局、文化和旅游部、自然资源部、住房城乡建设部、最高人民法院Limits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Serious Disruptions of Medical Treatment(9) Enter the perpetrator of conduct that seriously threatened the normal order of medical treatment into the National Credit Information Sharing Platform and notify their work unit. Health Commission, Ministry of Public SecurityReputation punishments or public identification
Serious Disruptions of Medical Treatment(10) Publicly disclose the perpetrator of conduct that seriously threatened the normal order of medical treatment through the 'Credit China' website, other primary news websites, and other such means. Publicity Department of the CCCPC, Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Serious Disruptions of Medical Treatment(11) Restrictions on credentials as an authentication body.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Serious Disruptions of Medical Treatment(12) Make information on violations and untrustworthiness an important consideration when approving or recording of modifications to securities companies', insurance companies', fund management companies', or futures companies'establishment, equity rights, and actual controllers; modifications to insurance intermediary operation permits or the shareholders or actual controllers of professional insurance intermediary establishments; or in or private investment fund managers registration, modification of major matter, and other fund recording. Securities Regulatory Commission, Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Serious Disruptions of Medical Treatment(十三)将违法失信信息作为证券公司、保险公司、基金管理 公司、期货公司的董事、监事和高级管理人员及分支机构负责人任职审批或备案的参考。Securities Regulatory Commission, Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permits
Serious Disruptions of Medical Treatment(十四)将违法失信信息作为独立基金销售机构审批时的参 考。 对存在失信记录的相关主体在证券、基金、期货从业资格申请 中予以从严审核,对已成为证券、基金、期货从业人员的相关主体 予以重点关注。Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Serious Disruptions of Medical Treatment(15) Restrictions on enjoyment of preferential policies in field such as in the field of investment. National Development and Reform Commission and other relevant unitsReduced access to government benefits and supports
Serious Disruptions of Medical Treatment(十六)在申请经营性互联网信息服务时,将其失信信息作为审核相关许可的重要参考。Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research1. Restrict or cancel qualifications to apply for or undertake national scientific and technological programs (projects, funds, etc.) for a set period of time. Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research2. Lawfully revoke state awards for science and technology, returning prize money and certificates. Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research3. Temporarily stopping or cancelling qualications to nominate people for state awards for science and technology.Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research4. Cancelling qualications to be nominated for state awards for science and technology, either for a set period or for life.Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research5. Making them targets for key oversight and management for work related to the management, oversight, inspections, and recording high-technology enterprises.Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyLimits or heightened scrutiny of business activities
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research6. Revoke their entry in the small and mid-size technology enterprise pool for the year in which the conduct occurred, and publicly announce this on service platforms.Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research7. Make information on untrustworthiness an important consideration in opening projects, review and selection of experts, title designations, promotions, selection of professional institutions for project management, selection of scientific and technological awards, verification of indirect expenses, retention of surplus funds, selection of innovation bases and personnel, evaluation assessments and other such work in scientific and technological programs (special projects, funds, etc.). Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research8. List them as targets for key oversight, increasing the frequency of oversight inspections in implementation of scientific and technological programs (special projects and funds).Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Scientific Research(1) Punishment measures employed by member units of the joint meeting on establishing creditworthiness in scientific research9. Revoke leadership positions in academic societies and cancel membership qualifications.Ministry of Science and Technology, Supreme People's Court Supreme People's Procuratorate, Central Military Commission Department of Equipment Development, Central Military Commission Department on Science and Technology,National Development and Reform Commission,Ministry of Education, Ministry of Industry and Information, Ministry of Public Security, Ministry of Finance, Ministry of Human Resources and Social Security, Ministry of Agriculture and Rural Affairs,Health Commission, State Administration for Market Regulation, State Administration for Film, Radio, Television; China Academy of Science, China Academy of Social Science, China Academy of Engineering, National Science Foundation, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(2) Cross-departmental joint disciplinary measures10. Revoke qualifications to nominate people (recommend) to the Chinese Academy of Sciences or Chinese Academy of Engineering, or qualifications to be nominated, either for a set period of time or for life.China Academy of Sciences, China Academy of Engineering, China Association for Science and TechnologyReputation punishments or public identification
Scientific Research(2) Cross-departmental joint disciplinary measures11. Follow procedures to promptly revoke relevant honorary titles, and cancel qualifications to participate in competitions.Publicity Department of the CCCPC, Civilization Office of the CPCC, Ministry Department of Human Resources and Social Security, All-China Federation of Labor Unions, Communist Youth League Central Committee, National Women's Federation, China Association for Science and TechnologyReputation punishments or public identificationRestrictions on selection for honors
Scientific Research(2) Cross-departmental joint disciplinary measures12. Lawfully restrict recruitment (hiring) as civil servants or public institution staff.Central Organization Department, Ministry of Human Resources and Social Security and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Scientific Research(2) Cross-departmental joint disciplinary measures13. Where the entities responsible for untrustworthiness are individuals, lawfully restrict their registration as the legal representatives of public institutions. Where the entities responsible for untrustworthiness are institutions, the legal representatives of those institutions are to be lawfully restricted from registering as the legal representatives of public institutions. State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Scientific Research(2) Cross-departmental joint disciplinary measures14. Temporarily stop review and approvals of their applications for major new projects, and reduce, stop disbursement, or reclaim government subsidy funds.National Development and Reform Commission, Ministry of Finance, Human Resources and Social Security, the State-owned Assets Supervision and Administration CommissionReduced access to government benefits and supports
Scientific Research(2) Cross-departmental joint disciplinary measures15. Use untrustworthy information as a consideration in approval or recording of directors, supervisors, or senior management, or the responsible persons at branch organizations of securities companies, insurance companies, fund management companies, or futures companies.Securities Regulatory Commission, Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies
Scientific Research(2) Cross-departmental joint disciplinary measures16. Make information on untrustworthiness a consideration in approvals or recording of modifications to securities companies', insurance companies', fund management companies', or futures companies' establishment, equity rights, and actual controller, or private investment fund managers registration, modification of major matter, and other fund recording.Securities Regulatory Commission, Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Scientific Research(2) Cross-departmental joint disciplinary measures17. Make their information on untrustworthiness a consideration in strengthening oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.State-owned Assets Supervision and Administration Commission, the Ministry of Finance, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Scientific Research(2) Cross-departmental joint disciplinary measures18. Strengthen tax management, and increase the frequency of oversight inspections.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Scientific Research(2) Cross-departmental joint disciplinary measures19. Make situations of responsible entities' untrustworthiness a major external consideration in tax credit evaluations.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Scientific Research(2) Cross-departmental joint disciplinary measures20. Restrict the entities responsible for serious untrustworthiness from obtaining qualifications as an authentication body; and restrict their obtaining authentication certificates.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Scientific Research(2) Cross-departmental joint disciplinary measures21. Carry out strict oversight of entities responsible for untrustworthiness that import or export goods, and when handling customs operations, strenghten review of documents, monitoring and inspections, guarantees and expropriation in processing trades, follow up inspections, and statistics oversight reviews.Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Scientific Research(2) Cross-departmental joint disciplinary measures22. Where untrustworthy production and business units apply for management as customs certified enterprise, do not clear their certifications.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Scientific Research(2) Cross-departmental joint disciplinary measures23.Lawfully restrict participation in bidding and tendering for construction projects that require bidding and tendering in accordance with law.National Development and Reform Commission, Ministry of Industry and Information Technology, the Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, State Administration for Market Regulation, the Civil Aviation Administration, China Railway CompanyRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Scientific Research(2) Cross-departmental joint disciplinary measures24. Lawfully Restrict participation in infrastructure and public utility concessions.National Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, and the Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Scientific Research(2) Cross-departmental joint disciplinary measures25. Lawfully restrict enjoyment of preferential policies in areas such as investment.National Development and Reform Commission and other relevant unitsReduced access to government benefits and supports
Scientific Research(2) Cross-departmental joint disciplinary measures26. Lawfully restrict the opening of new websites; when applying for for-profit internet information services, make information on their untrustworthiness an important consideration in review for relevant permits.Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Scientific Research(2) Cross-departmental joint disciplinary measures27. Lawfully restrict their participation in government procurement as a supplier, and lawfully restrict their participation in arms purchasing as an equipment dealer.Ministry of Finance, the Central Military Commission Department of Equipment DevelopmentRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Scientific Research(2) Cross-departmental joint disciplinary measures28. Restrictions on obtaining government provided lands. Ministry of Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Scientific Research(2) Cross-departmental joint disciplinary measures29. Lawfully restrict obtaining of production permits.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on obtaining production permits
Scientific Research(2) Cross-departmental joint disciplinary measures30. Lawfully restrict the obtaining of permits to develop construction site development planning and selection, permits for adding new construction plans, water and soil retention permits, facility check permits, work permits, and so forth. Ministry of Housing and Urban-Rural Development, Ministry of Water ResourcesRestrictions or higher review of market entry, credentials, or essential permits
Scientific Research(2) Cross-departmental joint disciplinary measures31. Lawfuly restrict initiating the establishment or having a stake in financial institutions. Banking and Insurance Regulatory Commission, Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on setting up, or being a shareholder, in financial companies
Scientific Research(2) Cross-departmental joint disciplinary measures32. Lawfuly restrict initiating the establishment or having a stake in small loan companies, financing guarantee companies, venture investment companies, internet financing companies, and so forth. Central Internet Information Office, the relevant oversight bodies designated by the local governmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on setting up, or being a shareholder, in financial companies
Scientific Research(2) Cross-departmental joint disciplinary measures33. Make information on untrustworthy bodies and their relevant untrustworthy personnel an important reference basis for banking credit levels, credit borrowing and finance, management and return. People's Bank of China, China Banking Insurance Regulatory CommissionReputation punishments or public identification
Scientific Research(2) Cross-departmental joint disciplinary measures34. Lawfully not accepting applications to issue corporate bonds. National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Scientific Research(2) Cross-departmental joint disciplinary measures35. Make information on untrustworthiness a major consideration in issuance of corporate bonds, strictly reviewing in accordance with law; when registering non-financial debt financing tools, strengthen management and follow the work requirements for registered issued to strengthen information disclosure, strengthen mechanisms for investor protection management, preventing relevant risks.People's Bank of ChinaLimits or heightened scrutiny of business activities
Scientific Research(2) Cross-departmental joint disciplinary measures36. Include Information on Untrustworthiness in Basic Financial Credit Information Databases. People's Bank of ChinaHigher level of scrutiny in routine regulated business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases
Scientific Research(2) Cross-departmental joint disciplinary measures37. Make information on untrustworthiness a consideration in approval or registration of of corporate credit debt, strictly reviewing in accordance with law; and when registering non-financial corporate debt financing tools, strengthen management and follow the work requirements for registered issued to strengthen information disclosure, strengthen mechanisms for investor protection management, preventing relevant risks.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Scientific Research(2) Cross-departmental joint disciplinary measures38. Make information on the untrustworthiness a consideration in reviewing the issuance of stocks of medium and small-sized enterprises.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Scientific Research(2) Cross-departmental joint disciplinary measures39. For relevant entities responsible for untrustworthiness, strictly review applications for eligibility to engage in securities, funds, or futures operations, and where they are already an entity of persons engaged in securities, funds, or futures operations, they are to be given heightened scrutiny.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Scientific Research(2) Cross-departmental joint disciplinary measures40. Pay key attention to relevant entities responsible for untrustworthiness during the supervision during and after the event in acquisitions by listed companies or unlisted public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Scientific Research(2) Cross-departmental joint disciplinary measures41.Make information on untrustworthiness a consideration in review of major asset reorganizations of non-listed public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Scientific Research(2) Cross-departmental joint disciplinary measures42.Make information on untrustworthiness a consideration when reviewsing and approving private fund sales organizations.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Scientific Research(2) Cross-departmental joint disciplinary measures43. Employ measures such as ordering corrections, suspension of relevant operations, stopping operations for rectification, closing websites, cancelling relevant budiness permits, and cancelling business licenses.Ministry of Public Security, State Administration for Market Regulation, State Internet Information OfficeLimits or heightened scrutiny of business activities
Government Procurement Field(1) Lawfully restrict their obtaining government subsidies and social security funding supports. Lawfully restrict entities responsible for untrustworthiness' applications for government subsidies and social security funding supports.The Ministry of Finance, National Development and Reform Commission, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, the International Development and Cooperation Agency, et al.Reduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Government Procurement Field(2) Lawfully restrict participation in bidding activities for government financed construction projects. Lawfully restrict entities responsible for untrustworthiness' participation in bidding activities for government financed construction projects. National Development and Reform Commission, Ministry of Industry and Information, Ministry of Housing and Urban and Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, International Development and Cooperation Agency, Civil Aviation Administration, China Railways CorporationRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Government Procurement Field(3) Lawfully restrict the obtaining of government provided lands. Lawfully restrict or prohibit entities responsible for untrustworthiness from obtaining government provided lands.Ministry of Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Government Procurement Field(4) Lawfully restrict the obtaining of qualifications as an authentication organization and authentication certificates Lawfully restrict entities responsible for untrustworthiness from obtaining qualifications as an authentication body and from obtaining authentication certificates.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Government Procurement Field(5) Lawfully restrict participation in infrastructure and public utility concessions. Lawfully restrict entities responsible for untrustworthiness' participation in infrastructure and public utility concessions.National Development and Reform Commission, Ministry of Finance Ministry of Housing and Urban and Rural Development, Ministry of Transport, and the Ministry of Water ResourcesRestricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Government Procurement Field(6) Consider in the approvals of the establishment of securities companies, fund management companies, or futures companies Make entities responsible for untrustworthiness' records of illegal untrustworthiness a consideration in approvals or recording of modifications to securities companies', fund management companies', or futures companies'establishment, equity rights, and actual controller, or private investment fund managers registration, modification of major matter, and other fund recording.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Government Procurement Field(7) Consider in the review and approval of establishment of banks, bank branches, or representative offices Lawfully make entities responsible for untrustworthiness' records of illegal untrustworthiness be a consideration in review and approvals of applications for the establishment of commercial banks, bank branches, or representative offices.China Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition
Government Procurement Field(8) Consider in reveiw and approval of insurance companies Make entities responsible for untrustworthiness' records of illegal untrustworthiness a consideration in approvals or recording of modifications of insurance companies' equity rights, and actual controllers.China Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies
Government Procurement Field(9) Not accepting applications to issue corporate bonds. Do not accept applications of entities responsible for untrustworthiness to issue corporate bonds. Implementing Units: The National Development and Reform CommissionNational Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Government Procurement Field(10) Strengthen management of registration of non-financial corporate debt financing tools When registering non-financial corporate debt financing tools, strengthen management and follow the work requirements for registered issued to strengthen information disclosure, strengthen mechanisms for investor protection management, preventing relevant risks.People's Bank of ChinaLimits or heightened scrutiny of business activities
Government Procurement Field(11) Lawfully consider in approving or recording corporate bonds Make entities responsible for untrustworthiness' records of illegal untrustworthiness a consideration in approvals or recording of corporate bonds.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Government Procurement Field(12) Make information on the untrustworthiness of punishment targets a consideration in reviewing the issuance of stocks and transferable securities and in the medium and small-sized enterprises stock transfer system public review of transfers. Lawfully make entities responsible for untrustworthiness' illegal untrustworthy conduct a consideration in reviewing the issuance of stocks and transferable securities and in the medium and small-sized enterprises stock transfer system public review of transfersSecurities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Government Procurement Field(13) Consider in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients. Make entities responsible for untrustworthiness' illegal untrustworthy conduct a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Government Procurement Field(14) Pay key attention in supervision both during and after the event in acquisitions by listed companies or unlisted public companies. Pay key attention to entities responsible for untrustworthiness in the supervision during and after the event in acquisitions by listed companies or unlisted public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Government Procurement Field(15) Strictly review applications for eligibility to engage in securities, funds, or futures operations, and give key scrutiny to entities related persons engaged in securities, funds, or futures operations. Applications for eligibility to engage in securities, funds, or futures operations from relevant entities that have records of untrustworthiness are to be strictly reviewed, and where they are already an entity related to persons engaged in securities, funds, or futures operations, they are to be given key scrutiny.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Government Procurement Field(16) Consideration in the review of major asset reorganizations of unlisted public companies. Lawfully make information on untrustworthiness a consideration in review of major asset reorganizations of non-listed public companies.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Government Procurement Field(17) Consideration in the approval of independent fund sales establishments. Lawfully make information on untrustworthiness a consideration in the approval of independent fund sales establishments.Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Government Procurement Field(18) Restrict engagement in internet information services, and strictly review applications for telecommunications operation business permits. Lawfully restrict entities responsible for untrustworthiness' engagement in internet information services, strictly review applications for telecommunications operation business permits.Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Government Procurement Field(19) Consideration in financial institutions credit financing Make entities responsible for untrustworthiness' records of illegal untrustworthiness an important consideration in evaluating credit extension, credit financing, management, and expulsion.People's Bank of China, China Banking Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Government Procurement Field(20) Strengthening routine oversight, management, and inspection Giving units related to entities responsible for untrustworthiness may be considered in work such as market oversight and on-site inspections, increasing the strength of routine oversight, and following relevant provisions to raise the ration and frequency of random inspections and announcing inspection results to the public.Each relevant unitHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Government Procurement Field(21) Lawfully restrict service as the legal representative, director, or supervisor of state-owned enterprises Where the entities responsible for untrustworthiness are individuals, lawfully restrict their registration as the legal representatives of public institutions.Organization Department of the CPCC, State-owned Assets Supervision and Administration Commission, Ministry of Finance, State Administration for Market Regulation, et alRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Government Procurement Field(22) Lawfully restrict registration as the legal representatives of public institutions Where the entities responsible for untrustworthiness are individuals, lawfully restrict their registration as the legal representatives of public institutions. Where the entities responsible for untrustworthiness are institutions, the legal representatives of those institutions are to be lawfully restricted from registering as the legal representatives of public institutions.State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Government Procurement Field(23) Lawfully restrict service as the director, supervisor, or senior management of financial institutions Where the entities responsible for untrustworthiness are individuals, lawfully restrict their registration as the legal representatives of public institutions. Where they already so serve, lawfully issue an opinion that they no longer serve in the relevant position.Organization Department of the CPCC, Banking Insurance Regulatory Commission, Securities Regulatory Commission, Ministry of Finance, State Administration for Market Regulation, et al.Restrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies, Restrictions on serving as directors, supervisors and senior managers of financial institutions
Government Procurement Field(24) Consideration in recruitment (hiring) as civil servants or public institution staff. Where the entities responsi ble for untrustworthiness are natural persons, make their record of illegal untrustworthiness a major consideration in their recruitment (hiring) as civil servants or public institution staff.Organization Department of the CPCC, Ministry of Human Resources and Social SecurityRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Government Procurement Field(25) Lawfully restrict their participation in selection as outstanding or excellent and their obtaining honorific titles Lawfully restrict entities responsible for untrustworthiness' participation in selection as outstanding or excellent and the receipt of honorific titles; where they have already received honorific titles, they may be lawfully revoked.Civilization Office of the CPCC, the All-China Federation of Trade Unions, Central Communist Youth League, the National Women's FederationReputation punishments or public identificationRestrictions on selection for honors
Government Procurement Field(26) Prudential consideration in taxation credit management In tax credit management of entities responsible for untrustworthiness, lawfully make their untrustworthy conduct a prudential consideration and basis in the collection and assessment of their credit information.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Government Procurement Field(27) Provide as prudential consideration when examining, approving, and managing foreign exchange services Lawfully make information on untrustworthiness by entities responsible for untrustworthiness' a basis of careful consideration in the examination and approval of foreign investment, and in management of investment amounts for qualified foreign institutional investors and domestic institutional investors.Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permitsPrudential consideration in approval and management of foreign exchange operations
Government Procurement Field(28) Lawfully restrict becoming customs certified enterprises Where entities responsible for untrustworthiness apply for customs verified enterprise management, verification is not to be given; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Government Procurement Field(29) Expand the extent of oversight of import and export goods When entities responsible for untrustworthiness apply to handle related customs business, carry out strict supervision of the goods they export or import, strengthen market control inspections, and subsequent audits or statistical oversight.Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Government Procurement Field(30) Consideration of lawfully restricting rights and interests in collecting fees for public roads. Lawfully make entities responsible for untrustworthiness' records of illegal untrustworthiness a consideration in granting rights for collection of fees on public roads.Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Government Procurement Field(31) Temporarily suspend approvals of relevant scientific programs Lawfully restrict approvals of new science and technology support programs, include their serious untrustworthy conduct in their scientific research credit record, and, on the basis of relevant provisions, suspend review and of their new science and technology program funding reports.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Government Procurement Field(32) Strictly and prudently review environment impact assessments of new restructuring and expansion programs for approval. Lawfully make entities responsible for untrustworthiness' records of illegal untrustworthiness a consideration in reviewing environment impact assessments of new restructuring and expansion programs for approval.Ministry of Ecology and EnvironmentRestrictions or higher review of market entry, credentials, or essential permits
Government Procurement Field(33) Consideration in restricting distribution of import tariff quotas Lawfully make information on the untrustworthiness of entities responsible for untrustworthiness a consideration in the distribution of tariffs on relevant goods.Ministry of Commerce, NDRCRestricted participation in government projects, procurement, or resource trading
Government Procurement Field(34) Disclosure to the public through the "Credit China" website, the China government procurement network, the national enterprise credit information disclosure system, and other primary news websites Lawfully disclose information on the untrustworthiness of entities responsible for untrustworthiness to the public through the "Credit China" website, the China government procurement network, the national enterprise credit information disclosure system, and concurrently coordinate with Internet news information service to disclose it to the public.The National Development and Reform Commission, Ministry of Finance, State Administration for Market Regulation, State Internet Information OfficeReputation punishments or public identificationPublic announcement online
Patent(一)国家知识产权局采取的惩戒措施1. 加大监管力度,依法从重处罚违法行为。State Intellectual Property OfficeHigher level of scrutiny in routine regulated business activities
Patent(一)国家知识产权局采取的惩戒措施2.取消进入各知识产权保护中心和快速维权中心的专利快速授权确权、快速维权通道资格。State Intellectual Property OfficeReduced access to government benefits and supports
Patent(一)国家知识产权局采取的惩戒措施3.取消申报国家知识产权示范和优势企业资格。State Intellectual Property OfficeReputation punishments or public identification
Patent(一)国家知识产权局采取的惩戒措施4.取消申报国家专利运营试点企业资格。State Intellectual Property OfficeReputation punishments or public identification
Patent(一)国家知识产权局采取的惩戒措施5.在进行专利申请时,不予享受专利费用减缴、优先审查等优惠措施。State Intellectual Property OfficeReduced access to government benefits and supports
Patent(2) Cross-departmental joint disciplinary measures1.限制政府性资金支持,对政府性资金申请从严审核,或降低支持力度。Ministry of Finance, the National Development and Reform Commission, people's governments at all levelsReduced access to government benefits and supportsLimiting government funding supports
Patent(2) Cross-departmental joint disciplinary measures2.限制补贴性资金和社会保障资金支持。National Development and Reform Commission, Ministry of Finance, Human Resources and Social Security, the State-owned Assets Supervision and Administration CommissionReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Patent(2) Cross-departmental joint disciplinary measures3.依法限制其作为供应商参与政府采购活动。(财政部)Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Patent(2) Cross-departmental joint disciplinary measures4.失信情况记入金融信用信息基础数据库及互联网征信系统。(人民银行等有关单位)People's Bank of China and other Relevant UnitsHigher level of scrutiny in routine regulated business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases
Patent(2) Cross-departmental joint disciplinary measures5.供金融机构融资授信时审慎性参考。People's Bank of China, China Banking Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Patent(2) Cross-departmental joint disciplinary measures6.依法对申请发行企业债券不予受理。National Development and Reform CommissionLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Patent(2) Cross-departmental joint disciplinary measures7.对失信主体注册非金融债务融资工具加强管理,并按照注册发行有关工作要求,强化信息披露,加强投资人保护机制,防范有关风险。People's Bank of ChinaHigher level of scrutiny in routine regulated business activities
Patent(2) Cross-departmental joint disciplinary measures8.将失信信息作为公开发行其他公司信用类债券核准或注册的参考。在股票、可转换债券发行审核及在全国中小企业股份转让系统挂牌公开转让审核中,将其严重失信信息作为参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Patent(2) Cross-departmental joint disciplinary measures9.限制设立金融机构,依法限制担任金融机构实际控制人、董事、监事和高级管理人员;对申请金融机构从业资格予以从严审核,对已成为从业人员的相关主体予以重点关注;限制设立银行卡清算机构、非银行支付机构;限制对银行卡清算机构、非银行支付机构持股比例超过5%以上;限制担任银行卡清算机构、非银行支付机构实际控制人董事、监事和高级管理人员。National Development and Reform Commission, Banking and Insurance Regulatory Commission, Securities Regulatory Commission, People's Bank of China, State Administration for Market Regulation, and other departments with functions of approving credentials for financial institutionsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as directors, supervisors and senior managers of financial institutions
Patent(2) Cross-departmental joint disciplinary measures10.引导金融机构按照风险定价原则,提高财产保险费率或者限制向其提供保险等服务。People's Bank of China, China Banking Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Patent(2) Cross-departmental joint disciplinary measures11.在上市公司或者非上市公众公司收购的事中事后监管中予以重点关注。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Patent(2) Cross-departmental joint disciplinary measures12.供外汇额度核准与管理时审慎性参考。Foreign Exchange BureauRestrictions or higher review of market entry, credentials, or essential permits
Patent(2) Cross-departmental joint disciplinary measures13.中止境内国有控股上市公司股权激励计划或终止股权激励对象行权资格。State-owned Assets Supervision and Administration Commission, Ministry of FinanceLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Patent(2) Cross-departmental joint disciplinary measures14.将失信信息作为境内上市公司实行股权激励计划或相关人员成为股权激励对象事中事后监管的参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Patent(2) Cross-departmental joint disciplinary measures15.将失信信息作为非上市公众公司重大资产重组审核的参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Patent(2) Cross-departmental joint disciplinary measures16.将失信信息作为基金销售资格审批的参考。Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Patent(2) Cross-departmental joint disciplinary measures17.依法限制担任国有企业法定代表人、董事、监事。Organization Department of the CPCC, State-owned Assets Supervision and Administration Commission, Ministry of Finance, State Administration for Market Regulation and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Patent(2) Cross-departmental joint disciplinary measures18.作为在同一时段内认定低保、医疗救助、临时救助等社会救助对象,保障性住房等保障对象,以及复核其救助保障资格的重要参考。Ministry of Civil Affairs, the Ministry of Housing and Urban-Rural Development, Medical Insurance BureauReduced access to government benefits and supports
Patent(2) Cross-departmental joint disciplinary measures19.对严重失信责任主体,限制其取得认证机构资质;限制获得认证证书。State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Patent(2) Cross-departmental joint disciplinary measures20.作为重点监管对象,加大日常监管力度,提高抽查比例和频次。Ministry of Agriculture and Rural Affairs, State Administration of Market Regulation, Drug Administration, State Administration of Taxation, the Bureau of Emergency Response, Bureau of Forestry and Grasslands, Publicity Department of the CPCCC and other relevant departmentsHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Patent(2) Cross-departmental joint disciplinary measures21.加强对严重失信主体进出口货物监管,一定期限内禁止严重失信主体生产、销售有关进出口货物。State Administration for Market RegulationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Patent(2) Cross-departmental joint disciplinary measures22.限制成为海关认证企业,申请适用海关认证企业管理的,不予通过认证;对已成为认证企业的,按规定下调企业信用等级。Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Patent(2) Cross-departmental joint disciplinary measures23.办理海关相关业务时,对其进出口货物实施严密监管,加强布控查验、统计监督核查或后续稽查。Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Patent(2) Cross-departmental joint disciplinary measures24.限制取得政府供应土地;限制使用国有林地;限制申报重点林业建设项目;限制国有草原占地审批;限制申报重点草原保护建设项目。National Development and Reform Commission, Ministry of Natural Resources, Forestry Bureau, Ministry of Agriculture and Rural Affairs,Restricted participation in government projects, procurement, or resource tradingRestrict use of state-owned forests, Limit receipt of government provided land
Patent(2) Cross-departmental joint disciplinary measures25.限制申报科技项目,将其严重失信行为记入科研信用记录。Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Patent(2) Cross-departmental joint disciplinary measures26.限制因专利违法被停止生产、销售的产品发布广告;正在发布的,应立即予以暂停。State Administration of Radio Television and FilmLimits or heightened scrutiny of business activitiesRestrictions on advertising
Patent(2) Cross-departmental joint disciplinary measures27.从严审查失信当事人的增值电信业务经营许可申请和非经营性互联网信息服务备案核准申请。Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Patent(2) Cross-departmental joint disciplinary measures28.限制招录(聘)为公务员或事业单位工作人员。Central Organization Department, Ministry of Human Resources and Social Security and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Patent(2) Cross-departmental joint disciplinary measures29.被人民法院按照有关规定依法采取限制消费措施或依法纳入失信被执行人名单的,限制乘坐飞机、列车软卧、G字头动车组列车全部座位、其他动车组列车一等以上座位等高消费及其他非生活和工作必需的消费行为。Supreme People's Court, the Ministry of Transport, the Civil Aviation Administration, China Railways Company and other relevant unitsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Patent(2) Cross-departmental joint disciplinary measures30.限制购买不动产及国有产权交易,限制在一定范围的旅游、度假等非生活和工作必需的消费行为。Ministry of Culture and Tourism, Ministry of Natural Resources, State-owned Assets Supervision and Administration Commission, the and other departmentsRestricted participation in government projects, procurement, or resource trading限制购买不动产及国有产权交易
Patent(2) Cross-departmental joint disciplinary measures31.限制取得表彰奖励,已取得的表彰奖励予以撤销。Propaganda Department of the CPCCC, the Civilization Office of the CPCCC, the State Council Poverty Alleviation Office, the All-China Federation of Trade Unions, Communist Youth League Central, the National Women's Federation, China Association for Science and other departmentsReputation punishments or public identification
Patent(2) Cross-departmental joint disciplinary measures32.严重失信主体是个人的,依法限制登记为事业单位法定代表人;严重失信主体是机构的,该机构法定代表人依法限制登记为事业单位法定代表人。State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Patent(2) Cross-departmental joint disciplinary measures33.将失信主体的失信信息协调互联网新闻信息服务单位,向社会公布。Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Social Insurance Sector(1) Restrictions on recruitment (hiring) of untrustworthy persons as civil servants or public institution staff. Organization Department of the CPCC, Ministry of Human Resources and Social SecurityRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Social Insurance Sector(2) List untrustworthy enterprises as targets for key oversight and inspections, increase the frequency of social insurance oversight and inspections and audits, and conduct in violation of laws and regulations is discovered again, extend the period of announcement. Ministry of Human Resources and Social Security, State Administration of Taxation, Medical Insurance BureauHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Social Insurance Sector(3) Restrict untrustworthy enterprises' participation in cooperative projects on social insurance operations.Ministry of Human Resources and Social Security, and other relevant departmentsReduced access to government benefits and supports
Social Insurance Sector(4) Restrict the convenience of untrustworthy units handling social insurance operations.Ministry of Human Resources and Social Security and other relevant departmentsReduced access to government benefits and supports
Social Insurance Sector(5) Lawfully restrict untrustworthy enterprises' applications for government subsidies and social security funding supports.National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security and relevant departmentsReduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Social Insurance Sector(6) Lawfully restrict untrustworthy enterprises' participation as a supplier in government procurement activities.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Social Insurance Sector(7) Lawfully make information on untrustworthy conduct an important consideration in selection of partners for public-private cooperative projects such as basic infrastructure and utility concessions. National Development and Reform Commission, Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingConsider when selecting participants for public private partnership programs,Restrict participation in infrastructure and public utilities concessions
Social Insurance Sector(8) Make information on untrustworthiness a consideration in approvals or recording of modifications to securities companies', fund management companies', or futures companies'establishment, equity rights, and actual controller, or private investment fund managers registration, modification of major matter, and other fund recording; make information on untrustworthiness a consideration in review and filing of corporate bonds; and put relevant entities with records of untrustworthiness under key scrutiny, during and after the event, in acquisitions by listed companies or unlisted public companies.National Development and Reform Commission, the Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies, Consider in approving or recording establishment of financial companies or changes in shareholders and controllers
Social Insurance Sector(9) Make information on the untrustworthiness of punishment targets a consideration in reviewing the issuance of stocks and transferable securities of medium and small-sized enterprises. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Social Insurance Sector(10) For relevant entities that have records of untrustworthiness strictly review applications for eligibility to engage in securities, funds, or futures operations, and where they are already an entity of persons engaged in securities, funds, or futures operations, they are to be given heightened scrutiny. Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Social Insurance Sector(11) Make information on untrustworthiness a consideration in review of major asset reorganizations of non-listed public companies. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Social Insurance Sector(12) Make information on untrustworthiness a consideration in the approval of fund sales qualifications.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Social Insurance Sector(13) Make information on illegal untrustworthiness an important consideration in the approval or registration of other companies' credit bonds. National Development and Reform Commission, People's Bank of ChinaLimits or heightened scrutiny of business activities
Social Insurance Sector(14) Include information on the untrustworthiness of untrustworthy enterprises and their relevant personnel in Basic Financial Credit Information Databases, to provide an important reference for financial institutions financing credit.People's Bank of ChinaLimits or heightened scrutiny of business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases, Prudential consideration in financing and credit granting by financial institutions
Social Insurance Sector(15) Lawfullly restrict untrustworthy enterprises' establishment of finance guarantee companies; lawfully restrict relevant responsible parties from holding of positions as directors, supervisors, senior management at finance guarantee companies or financial instititutions. Use information on untrustworthiness as a consideration in approval or recording of directors, supervisors, or senior management, or the responsible persons at branch organizations of securities companies, insurance companies, fund management companies, or futures companies.Banking and Insurance Regulatory Commission, Securities Regulatory Commission, Ministry of Industry and Information Technology, Ministry of Finance, State Administration for Market Regulation and other relevant departments, as well as oversight bodies for finance guarantee companies designated by local people's governmentsRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies, Restrictions on the Establishment of Financing Guarantee Companies
Social Insurance Sector(16) Make relevant information on untrustworthy enterprises a consideration in the approval of the establishment of insurance companies, a consideration in insurance intermediary permits and modification of equity and actual controller filings for insurance intermediary organizations; lawfully restrict untrustworthy enterprises' (or public institutions') legal representatives and principle responsible persons, persons directly responsible for impacting performance on debt, and actual controllers from paying high premiums to purchase insurance products that have cash value.China Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies
Social Insurance Sector(17) The China Banking Regulatory Commission will carefully consider relevant information of untrustworthy enterprises when approving the establishment of commercial banks or branches, representative offices as well purchase of stock or acquisition of commercial banks.China Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition
Social Insurance Sector(18) Make information on untrustworthiness a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.Securities Regulatory Commission, State-owned Assets Supervision and Administration Commission, Ministry of FinanceLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Social Insurance Sector(19) Make circumstances of untrustworthiness a basis of careful consideration in the examination, approval,and management of qualified foreign institutional investors and domestic institutional investors.Foreign Exchange BureauLimits or heightened scrutiny of business activities
Social Insurance Sector(20) When financial institutions making inquiries as to whether a credit applicant and its legal representative, actual control person, directors, supervisors and senior management are entities responsible for untrustworthiness make the untrustworthiness a basis for strict review of credit applications. People's Bank of China, China Banking Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesPrudential consideration in financing and credit granting by financial institutions
Social Insurance Sector(21) Restrict persons responsible for serious untrustworthy conduct from taking airplanes, soft sleeper trains, second class or higher cabins on ships, any seats on G series express trains, or first class or higher seats on other trains, and restrict other consumer activity not necessary for livelihood or work. Ministry of Transport, the Civil Aviation Administration, Railway Company, and other relevant departmentsLimits on personal spendingRestrict unnecessary high-spending (including plane and train tickets)
Social Insurance SectorMake relevant organizations and their legally-designated representatives, actual controllers, directors, supervisors, senior management, and others' status as entities responsible for untrustworthiness a prudential consideration in their enjoyment of the beneficial policy supports. National and Reform Commission, Ministry of Commerce, General Customs Administration , State Administration of Taxation, State Administration for Market RegulationReduced access to government benefits and supportsRestrict enjoyment of preferential policies
Social Insurance Sector(23) Lawfully restrict or prohibit untrustworthy enterprises from obtaining government land.Ministry of Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Social Insurance Sector(24) Lawfully restrict untrustworthy enterprises participation in bidding and tendering on construction projects.National Development and Reform Commission, Ministry of Industry and Information Technology, the Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Commerce, International Development Cooperation Agency, the Civil Aviation Administration, Railway CompanyRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Social Insurance Sector(25) Lawfully restrict untrustworthy enterprises from rights and interests in collecting fees for public roads.Ministry of TransportRestricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Social Insurance Sector(26) Where untrustworthy enterprises apply for customs verified enterprise management, customs is not to give verification; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Social Insurance Sector(27) When untrustworthy enterprises apply to handle related customs business, carry out strict supervision of the goods they export or import, strengthen market control inspections, and subsequent audits or statistical oversight.Customs General AdministrationHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Social Insurance Sector(28) Where entities responsible for untrustworthiness are individuals, lawfully restrict there service as the legal representative, director, or supervisor of an wholly state owned enterprise; the legal representative, director, or supervisor of a state-owned capital holding or stake in a company; or the legal representative or senior management of state-owned enterprise; and where they already serve in such a position, submit an opinion that they are to no longer serve in that position.Central Organization Department, the State-owned Assets Supervision and Administration Commission, the Ministry of Finance and other related departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Social Insurance Sector(29) Where the entities responsible for untrustworthiness are individuals, lawfully restrict their registration as the legal representatives of public institutions. Where the entities responsible for untrustworthiness are institutions, the legal representatives of those institutions are to be lawfully restricted from registering as the legal representatives of public institutions.State Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Social Insurance Sector(30) Make untrustworthy enterprises and units that have entitites responsible for untrustworthiness as their legally-designated representatives, actual controllers, directors, supervisors and high-level managers, key targets for supervision, increase the force of routine supervision and management, raise the proportion and frequency of random inspections, and administrative supervision and management measures may be adopted against them on the basis of relevant laws and regulations.relevant market oversight and industry regulatory departmentsHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Social Insurance Sector(31) Publication of information on entities responsible for untrustworthiness through main news sites.Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Social Insurance Sector(32) Where state organs, enterprises, public institutions, social groups, or their leadership are the untrustworthy units or individuals, they must not participate in selection of civilized work units, moral exemplars, and all type of commendations, and where they have already received such honorific titles, they are to be revoked.Publicity Department of the CCCPC, Civilization Office of the CPCCReputation punishments or public identificationRestrictions on selection for honors
Accounting(1) Fines, Restrictions on Engaging in Accounting Work, Pursuit of Criminal Responsibility, and other Punishment Measures Accounting personnel with unlawful accounting behavior such as violations of the "Accounting Law" "Company Law" or "Securities Law", are to be given punishments such as fines and restrictions on engaging in accounting work; and where they are state employees, the unit to which they belong or relevant units are also to give administrative sanctions of removal from their position up to dismissal; and where a crime is constituted, criminal responsibility is pursued in accordance with law.The Supreme People's Court, Ministry of Finance, Securities Regulatory Commission et. alRestrictions or higher review of market entry, credentials, or essential permits
Accounting(2) Recording in their accountant credit files Include unlawfully untrustworthy parties in the accounting field's records of unlawful untrustworthiness in their accounting personnel files.Ministry of Finance, the National Development and Reform CommissionReputation punishments or public identification
Accounting(3) Disclosure to the public through the Ministry of Finance website, the "Credit China" website, and other primary news websites Disclose information on unlawfully untrustworthy parties in the accounting field to the public through the Ministry of Finance website and the "Credit China" website, and concurrently coordinate with Internet news information service to disclose it to the public.The National Development and Reform Commission, Ministry of Finance, Central Internet Information OfficeReputation punishments or public identificationPublic announcement online
Accounting(4) Implement Industry Punishments Support industry associations and chambers of commerce in giving punitive measures such as warnings, circulating criticisms, publicly censure, non-acceptance, and expulsion to untrustworthy members, on the basis of industry standards, rules, and agreements, and in light of the seriousness.Ministry of Finance, National Development and Reform Commission, Ministry of Civil Affairs, State Administration of Taxation, All-China Federation of Industry and Commerce, and other competent units and accounting industry organizationsReputation punishments or public identification
Accounting(5) Restictions on obtaining practice credentials, and on obtaining authentication certificates Restrict unlawfully untrustworthy parties in the accounting field from obtaining practice credentials, and their obtaining authentication certificates Strictly review their applications for eligibility to engage in securities, funds, or futures operations, and where they are already an entity of persons engaged in securities, funds, or futures operations, they are to be given heightened scrutiny. Securities Regulatory Commission, State AdminRestrictions or higher review of market entry, credentials, or essential permits
Accounting(6) Lawfully restrict participation in selection as outstanding or excellent and obtaining honorific titles Lawfully restrict unlawfully untrustworthy parties in the accounting field participation in selection as outstanding or excellent and the receipt of honorific titles; where they have already received honorific titles, they may be revoked.Publicity Department of the CCCPC,Civilization Office of the CPCC, Ministry of Civil Affairs, All-China Federation of Labor Unions, Communist Youth League Central Committee, and the All-China Women's Federation, All-China Federation of Industry and Commerce et alReputation punishments or public identificationRestrictions on selection for honors
Accounting(7) Lawfully restrict service as the director, supervisor, or senior management of financial institutions Lawfully restrict unlawfully untrustworthy parties in the accounting field from serving as the director, supervisor or senior management of banking financial instititutions, insurance companies, insurance property management companies, finance surety companies, and so forth, and also as seniro manager of insurance professional representative bodies or insurance agents or the principle responsible person for related branches, the chaiman, executive director, or senior management for insurance assessment companies' and make the records of their illegal untrustworthiness a consideration in the approval and recording of their serving as the director, supervisor, or senior management of securities companies, fund management companies, or futures companies, or as the responsible person of their branch organizations. Where they already so serve, lawfully issue an opinion that they no longer serve in the relevant position.Organization Department of the CPCC, Banking Insurance Regulatory Commission, Securities Regulatory Commission, Ministry of Finance, State Administration for Market Regulation, et al.Restrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies, Restrictions on serving as directors, supervisors and senior managers of financial institutions
Accounting(8) Lawfully restrict their serving as the legal representative, director or supervisor of a state-owned enterprise Lawfully restrict unlawfully untrustworthy parties in the accounting field from serving as the legal representative, director, or supervisor of state-owned enterprises, and where they already serve in related positions, lawfully issue a comment that they no longer serve in the relevant position.Organization Department of the CPCC, State-owned Assets Supervision and Administration Commission, Ministry of Finance, State Administration for Market Regulation, et alRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Accounting(9) Restrictions on registration as the legal representative of public institutions Regist unlawfully untrustworthy parties in the accounting field's registration as the legal representative of public institutions. Implementing Units: State Commission Office for Public Sector ReformState Commission Office of Public Sectors ReformRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Accounting(10) Consideration in recruitment (hiring) as civil servants or public institution staff. Make unlawfully untrustworthy parties in the accounting field's records of unlawful untrustworthiness a major consideration in their recruitment (hiring) as civil servants or public institution staff. Organization Department of the CPCC, Ministry of Human Resources and Social SecurityRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Accounting(11) Consideration in performance evaluations and selection of cadres Make unlawfully untrustworthy parties in the accounting field's records of unlawful untrustworthiness a consideration in performance evaluations and selection of cadres.Organization Department of the Communist Party of China, State-owned Assets Supervision and Administration CommissionReputation punishments or public identification
Accounting(12) Consideration in financial institutions credit financing Make unlawfully untrustworthy parties in the accounting field records of illegal untrustworthiness an important consideration in evaluating credit extension, credit financing, management, and expulsion. Include Information on unlawfully untrustworthy parties in the accounting field in Basic Financial Credit Information Databases.People's Bank of China, China Banking Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases, Prudential consideration in financing and credit granting by financial institutions
Accounting(13) Consideration by insurance establishments in setting property insurance rates Make unlawfully untrustworthy parties in the accounting field's records of unlawful untrustworthiness a consideration in insurance establishments' setting of property insurance rates.China Banking and Insurance Regulatory CommissionLimits or heightened scrutiny of business activitiesRaising insurance rates
Accounting(14) Consider in revieiw and approval of insurance companies Make unlawfully untrustworthy parties in the accounting field's records of illegal untrustworthiness a consideration in approvals or recording of modifications of insurance companies' equity rights, and actual controllers.China Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsideration in approving establishment of insurance companies
Accounting(15) Consideration in Tax Credit Management In managing tax credit of unlawfully untrustworthy parties in the accounting field, lawfully make their untrustworthy status a prudential consideration and basis in the collection and assessment of their credit information.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Accounting(16) Consideration in the approvals of the establishment of securities companies, fund management companies, or futures companies For unlawfully untrustworthy parties in the accounting field, lawfully make entities responsible for untrustworthiness' records of illegal untrustworthiness a consideration in approvals or recording of modifications to securities companies', fund management companies', or futures companies' establishment, equity rights, and actual controller, or private investment fund managers registration, modification of major matter, and other fund recording. Implementing Units: Securities Regulatory CommissionSecurities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Accounting(17) Consider in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients Make unlawfully untrustworthy parties in the accounting field's records of untrustworthiness a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Accounting(18) Consideration in review of applications to engage in internet information services Make unlawfully untrustworthy parties in the accounting field's records of unlawful untrustworthiness a major consideration in review of applications to engage in internet information services.Ministry of Industry and Information TechnologyRestrictions or higher review of market entry, credentials, or essential permitsRestrict engagement in Internet information services
Accounting(19) Restriction on obtaining government subsidies and social security funding supports Limit unlawfully untrustworthy parties in the accounting field's applications for government subsidies and social security funding supports.he National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security, State-owned Assets Supervision and Administration Commission, et al.Reduced access to government benefits and supportsRestrict social security fund support, Restricting Subsidized Financial Support
Accounting(20) Restrict participation research and management work in national science and technology projects Restrict unlawfully untrustworthy parties in the accounting field's participation research and management work in national science and technology projectsMinistry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permits
Accounting(21) Strengthening routine oversight, management, and inspection Make unlawfully untrustworthy parties in the accounting field targets for key supervision, increase the extent of routine supervision, increase the rate and frequency of spot checks, and administrative oversight and management measures may be taken in accordance with laws and regulations.Each relevant unitHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Statistics(1) The following joint punishment measures may be taken against untrustworthy enterprises and persons in accordance with the statistics law: 1. Give administrative punishments for untrustworthy enterprises in accordance with law; 2. Announce information on untrustworthy enterprises and persons to the public through the National statistics website, the "China Credit" website, and the national enterprise credit information release system. 3. List untrustworthy enterprises as targets for key oversight and inspections, and where and conduct in violation of laws and regulations is discovered again, extend the period of announcement; 4. Follow relevant provisions to transer state employee leaders and directly responsible personnel who bear responsibility to the removal organs, disciplinary inspection organs, or oganizational (personnel) departments for punishment in accordance with discipline and law. Organization Department of the CPCC, the National Development and Reform Commission, State Market Supervision Administration, and each statistics establishmentReputation punishments or public identificationPublic announcement online
Statistics(2) Lawfully restrict receipt of government funds and social security funding supports.National Development and Reform Commission, Ministry of Finance, Ministry of Human Resources and Social Security Reduced access to government benefits and supportsRestrict social security fund support
Statistics(3) Lawfully restrict participation in bidding and tendering on government investment projects.Ministry of Natural Resources, Ministry of Housing and Urban-Rural Development, Ministry of Transport, Ministry of Water Resources, Ministry of Agriculture and Rural Affairs, Health Committee, State Administration for Film, Radio and Television, Railway Bureau, the Civil Aviation Administration, Bureau of Traditional Chinese Medicine, Coal Mine Safety Supervision Bureau, Food and Drug AdministrationRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Statistics(4) Make information on untrustworthiness a consideration in reviewing the issuance of stocks and transferable securities of medium and small-sized enterprises. In registering untrustworthy entities' non-financial corporate debt financing tools, strengthen management and follow the work requirements for registered issued to strengthen information disclosure, strengthen mechanisms for investor protection to prevent relevant risks. Do not accept applications to issue corporate bonds.National Development and Reform Commission, People's Bank of China, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Statistics(5) Suspend approvals of scientific programs; and where high and new technology enterprise credentials have already been obtained, they are to be cancelled upon verification from the designating institution; and prohibit participation in assessment of small and medium sized scientific enterprises.Ministry of Science and TechnologyRestrictions or higher review of market entry, credentials, or essential permitsSuspend approval of relevant scientific projects
Statistics(6) Lawfully restrict applications for permits to have foreigners come to China, declarations on projects bringing in foreign experts, demonstration bases to attract talent, going abroad for training, and projects bringing in expertise.科技部(外国专家局)Restrictions or higher review of market entry, credentials, or essential permits
Statistics(7) Lawfully restrict participation in government purchasing activities.Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Statistics(8) Lawfully restrict obtaining of government and transfer of mineral exploration or extraction rights.Ministry of Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Statistics(9) Strictly and prudently review environment impact assessments of new restructuring and expansion programs for approval.Ministry of Ecology and EnvironmentRestrictions or higher review of market entry, credentials, or essential permits
Statistics(10) Lawfully restrict approvals for additional construction project; restrict construction enterprise credentials; 住房城乡建设部、铁路局Restrictions or higher review of market entry, credentials, or essential permits
Statistics(11) Lawfully restrict participation in infrastructure and public utility concessions.财政部、住房城乡建设部、水利部Restricted participation in government projects, procurement, or resource tradingRestrict participation in infrastructure and public utilities concessions
Statistics(12) Lawfully restrict enjoyment of government financial subsidies and other government benefit policies.中央宣传部、交通运输部、水利部、铁路局、煤矿安监局Reduced access to government benefits and supports
Statistics(13) Lawfully restrict assignment of rights in toll roads.交通运输部、财政部Restricted participation in government projects, procurement, or resource tradingRestrict right to receive tolls from public roads
Statistics(14) Make information on untrustworthiness a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients.State-owned Assets Supervision and Administration Commission, the Ministry of Finance, Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Statistics(15) Increase the force of oversight over import and export goods, strengthen market control inspections, and subsequent audits or statistical oversight.NoneHigher level of scrutiny in routine regulated business activitiesClosely monitor imports and exports
Statistics(16) Where applying for customs verified enterprise management, verification is not to be given; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions.Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise
Statistics(17) Make status as untrustworthy a major external consideration in tax credit evaluations.State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Statistics(18) Lawfully restrict applications for credentials as certification bodies (including extensions of credentials) or to expand the field of certification; Lawfully restrict applications for certification (including extensions of certification certificates); and certification bodies are to increase the force of post certification oversight of untrustworthy enterprises, lawfully revoking or suspending certification certificates.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permitsRestrict qualification as a certified establishment
Statistics(19) Cancel eligibility to be declared a national intellectual property rights model or exceptional enterprise; cancel eligibility to be declared a national patent business pilot enterprise. Intellectual Property OfficeReputation punishments or public identification
Statistics(20) Make them targets for key oversight and increase the extent of routine oversight.Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activities
Statistics(21) Lawfully restrict applications to set up security service companies.Ministry of Public SecurityRestrictions or higher review of market entry, credentials, or essential permits
Statistics(22) Prohibit applications for information security products or system testing services, do not issue certificates, do not provide technical support; do not issue any kind of information security service credentials; prohibit their participation in national key information security infrastructure services; prohibit applications for credentials as information security practitioners, and CISP credentials.Ministry of State SecurityRestrictions or higher review of market entry, credentials, or essential permits
Statistics(23) When applying for or enjoying housing assurances, make them targets for key scruting or oversight inspections.Ministry of Housing and Urban-Rural DevelopmentLimits or heightened scrutiny of business activities
Statistics(24) Lawfully restrict engagement in industries such as food.State Administration for Market RegulationRestrictions or higher review of market entry, credentials, or essential permits
Statistics(25) Make it a basis for consideration in approving taking a share or purchasing commercial banks.China Banking and Insurance Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in the establishment of commercial banks. branches, or, representative offices and equity participation or acquisition
Statistics(26) Make it a basis considered in approvals or recording of modifications of the establishment of insurance companies, their equity rights, or actual controllers.China Banking and Insurance Regulatory CommissionLimits or heightened scrutiny of business activities
Statistics(27) Pay key attention to entities responsible for untrustworthiness in the supervision during and after the event in acquisitions by listed companies or unlisted public companies. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Statistics(28) Make entities responsible for untrustworthiness' records of illegal untrustworthiness a consideration in approvals or recording of corporate bonds.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Statistics(29) Make information on untrustworthiness a consideration in review of major asset reorganizations of non-listed public companies. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Statistics(30) Make information on untrustworthiness a consideration in the approval of independent fund sales establishments. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Statistics(31) Make information on untrustworthiness a prudential consideration when reviewing, approving, and managing relevant foreign exchange amounts, and when handling some cross-border credit-based financial operations.Foreign Exchange BureauLimits or heightened scrutiny of business activities
Statistics(32) Cancel grain purchase permits, cancel central reserve storage credentials, and they must not be a repository site retained in grain purchasing and storage policy; restrict participation in policy type bidding on grains.Grain and Food ReservesRestrictions or higher review of market entry, credentials, or essential permits
Statistics(33)When giving enterprises and individuals commendations and awards, or honorary titles, consider their statistics credit status, and do not issue government honors to untrustworthy enterprises or untrustworthy personnel; promptly revoke any honorary titles obtained by untrustworthy enterprises or untrustworthy personnel.Publicity Department of the CCCPC, Civilization Office of the CPCC, All-China Federation of Labor Unions, Communist Youth League Central Committee, the All-China Women's Federation, All-China Federation of Industry and Commerce, and other departmentsReputation punishments or public identificationRestrictions on selection for honors
Statistics(34) Lawfully restrict participation in all kinds of competitions for awards.Propaganda Department of the CPCC, the Ministry of Transport, Ministry of Water Resources, Bureau of Food and Reserves, Energy Bureau, Tobacco Bureau, the Railway Bureau, Coal Mine Safety Supervision BureauReputation punishments or public identificationRestrictions on selection for honors
Statistics(35) Lawfully restrict recruitment (hiring) as civil servants or public institution staff.Central Organization Department, Ministry of Human Resources and Social Security and other relevant departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Statistics(36) Where the entities responsible for untrustworthiness are natural persons, lawfully restrict their registration as the legal representatives of public institutions. Where the entities responsible for untrustworthiness are institutions, the legal representatives of those institutions are to be lawfully restricted from registering as the legal representatives of public institutions. State Commission Office for Public Sector Reform, Organization Department of the CPCCRestrictions or higher review of market entry, credentials, or essential permitsRestrict registration as the legal representative of a public institution
Statistics(37) Lawfully restrict their serving as the legal representative, director or supervisor of a state-owned enterprise.State-owned Assets Supervision and Administration Commission, the Ministry of Finance and other related departmentsRestrictions or higher review of market entry, credentials, or essential permitsRestrict service as leaders of state-owned enterprises
Statistics(38) Assist in inquiries and giving feedback on seriously untrustworthy statistics personnel's ID and border crossing documents; assist in in looking into seriously untrustworthy statistics personnel whose whereabouts are unknown but who must be investigated; the people's courts are to lawfully restrict or notify relevant units to lawfully restrict seriously untrustworthy statistics personnel that are judgment defaulters from leaving the mainland.Supreme People's Court, Ministry of Public Security, Immigration BureauLimits on personal spending
Statistics(39) Enter relevant information on untrustworthy personnel into their personal credit records and statistics personnel creditworthiness archives; and for a certain period of time, they must not engage in work involving accounting or statistics, and so forth; and must not obtain professional titles for accounting or statistics and so forth.Ministry of Finance, Bureau of StatisticsReputation punishments or public identification
Statistics(40) For relevant entities that have records of untrustworthiness strictly review applications for eligibility to engage in securities, funds, or futures operations, and where they are already an entity of persons engaged in securities, funds, or futures operations, they are to be given heightened scrutiny.Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Statistics(41) Lawfully restrict the establishment or taking a stake in a finance guarantee company, use untrustworthy information as a consideration in approval or recording of directors, supervisors, or senior management, or the responsible persons at branch organizations of securities companies, insurance companies, fund management companies, futures companies, or other financial institutions.Banking and Insurance Regulatory Commission, Securities Regulatory Commission, the Ministry of Industry and Information Technology, Ministry of Finance, State Administration of Market Regulation, and other departments with the ability to approve credentials for serving in financial bodiesRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies
Statistics(42) Make information on untrustworthiness a major consideration in determinations for preferential policies such as investment; in financial instititutions' credit ratings, or approvals, management, and withdrawal of credit financing; in recording modifications to securities companies', insurance companies', fund management companies', or futures companies' establishment, equity rights, and actual controllers; or in private investment fund managers' registration, modification of major matters, or other fund recording; and in evaluation of relevant responsible parties, selection of cadres, and so forth.Organization Department of the CPCC, National Development and Reform Commission, Ministry of Human Resources and Social Security, Ministry of Commerce, People's Bank of China, General Customs Administration, State Administration of Taxation, State Administration for Market Regulation, Banking and Insurance Regulatory Commission, Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers; Restrict enjoyment of preferential policies
Cultural Marketplace(1) Punitive measures employed by the Ministry of Culture and Tourism:1. Strict review of applications for administrative review and approval of programs. Ministry of Culture and TourismHigher level of scrutiny in routine regulated business activities
Cultural Marketplace(1) Punitive measures employed by the Ministry of Culture and Tourism:2. Carrying out restrictive or prohibition measures in accordance with laws and regulations in areas such as market entry. Ministry of Culture and TourismRestrictions or higher review of market entry, credentials, or essential permits
Cultural Marketplace(1) Punitive measures employed by the Ministry of Culture and Tourism:3. Inclusion as subjects for key oversight, increase the frequency of inspections, and increase the force of oversight. Ministry of Culture and TourismHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Cultural Marketplace(1) Punitive measures employed by the Ministry of Culture and Tourism:4. Give heavier sentences in accordance with laws and regulations to repeat violations of laws and regulations. Ministry of Culture and TourismHigher level of scrutiny in routine regulated business activities
Cultural Marketplace(1) Punitive measures employed by the Ministry of Culture and Tourism:5. Prohibit participation in the selection for Chinese government culture and arts prize, Mandarin Awards, Galaxy Awards, Animation Awards, and other award programs. Ministry of Culture and TourismReputation punishments or public identification
Cultural Marketplace(1) Punitive measures employed by the Ministry of Culture and Tourism:6. Restrict participation in or enjoyment of preferential measures such as Ministry of Culture and Tourism supported pilots, demonstration projects, and financial supports. Ministry of Culture and TourismReduced access to government benefits and supports
Cultural Marketplace(2) Cross-departmental joint disciplinary measures1. Prohibit participation in selection for 'the Best Works Project [the 5 '1' project], moral exemplars, national labor day awards, national worker pioneer and other honorifics and prizes. Publicity Department of the CCCPC, Civilization Office of the CPCC, All-China Federation of Labor UnionsReputation punishments or public identification
Cultural Marketplace(2) Cross-departmental joint disciplinary measures2. Restrictions on serving as the legal representative or principle responsible person of an entertainment venue, internet service business venue, for profit internet cultural unit, arts or performance troupe, performance management agency, or unit operating a performance venue. State Administration for Market Regulation, Ministry of Culture and TourismRestrictions or higher review of market entry, credentials, or essential permits
Cultural Marketplace(2) Cross-departmental joint disciplinary measures3. Make information on untrustworthiness an important consideration in Investment in commercial banks as well as banking credit decision making, and credit debt management. People's Bank of China, China Banking Insurance Regulatory CommissionLimits or heightened scrutiny of business activities
Cultural Marketplace(2) Cross-departmental joint disciplinary measures4. Make information on untrustworthiness a consideration in reviewing the issuance of stocks and transferable securities of medium and small-sized enterprises. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviews for stock issuance and in the national small and medium-sized enterprise share exchange system
Cultural Marketplace(2) Cross-departmental joint disciplinary measures5. Lawfully not accepting applications for issuance of corporate bonds; lawfully make information on untrustworthiness a consideration in registered issuance of non-financial enterprises debt financing tools; lawfully entities responsible for untrustworthiness's records of untrustworthiness a consideration in approving or filing corporate bonds. National Development and Reform Commission, Securities Regulatory Commission, People's Bank of ChinaLimits or heightened scrutiny of business activitiesRestriction on issuing bonds
Cultural Marketplace(2) Cross-departmental joint disciplinary measures6. Pay key attention to entities responsible for untrustworthiness in the supervision during and after the event in acquisitions by listed companies or unlisted public companies. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesKey scrutiny of management during acquisition of listed companies
Cultural Marketplace(2) Cross-departmental joint disciplinary measures7. Make information on untrustworthiness a consideration in review of major asset reorganizations of non-listed public companies. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesConsider in reviewing major asset restructuring of unlisted public companies
Cultural Marketplace(2) Cross-departmental joint disciplinary measures8. Make information on untrustworthiness a consideration in the approval of independent fund sales establishments. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approval of independent fund sales bodies
Cultural Marketplace(2) Cross-departmental joint disciplinary measures9. Applications for eligibility to engage in securities, funds, or futures operations from relevant entities that have records of untrustworthiness are to be strictly reviewed, and where they are already an entity related to persons engaged in securities, funds, or futures operations, they are to be given key scrutiny. Securities Regulatory CommissionLimits or heightened scrutiny of business activities
Cultural Marketplace(2) Cross-departmental joint disciplinary measures10. Use information on untrustworthiness as a consideration in approval or recording of directors, supervisors, or senior management, or the responsible persons at branch organizations of securities companies, insurance companies, fund management companies, or futures companies. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording leaders of financial companies
Cultural Marketplace(2) Cross-departmental joint disciplinary measures11. Make untrustworthy information a consideration in approvals or recording of modifications to securities companies', insurance companies', fund management companies', or futures companies' establishment, equity rights, and actual controller, or private investment fund managers registration, modification of major matters, and other fund recording, evaluation of relevant responsible parties, selection of cadres, and so forth. Securities Regulatory CommissionRestrictions or higher review of market entry, credentials, or essential permitsConsider in approving or recording establishment of financial companies or changes in shareholders and controllers
Cultural Marketplace(2) Cross-departmental joint disciplinary measures12. Make information on untrustworthiness a consideration in oversight and management during and after the fact of a domestic listed company's implementation of an equity incentive plan or making relevant personnel equity incentive recipients. Securities Regulatory CommissionLimits or heightened scrutiny of business activitiesRestrict domestic listed companies from implementing equity incentive plans or from becoming equity incentive targets
Cultural Marketplace(2) Cross-departmental joint disciplinary measures13. Make information on untrustworthiness a prudential consideration in tax credit management. State Administration of TaxationHigher level of scrutiny in routine regulated business activitiesProvided for prudential consideration in tax credit management
Cultural Marketplace(2) Cross-departmental joint disciplinary measures14. Increase the force of oversight over import and export goods, strengthen market control inspections, and subsequent audits or statistical oversight. Where applying for customs verified enterprise management, verification is not to be given; for those who have already become verified enterprises, lower their enterprise credit level in accordance with provisions. Customs General AdministrationRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on Becoming a Customs-verified Enterprise, Closely monitor imports and exports
Cultural Marketplace(2) Cross-departmental joint disciplinary measures15. Lawfully prohibit their participation as a supplier in government procurement activities for a fixed period of time. Ministry of FinanceRestricted participation in government projects, procurement, or resource tradingRestrict participation in government procurement
Cultural Marketplace(2) Cross-departmental joint disciplinary measures16. Carry out necessary restrictions on acquisition of Government Land Provisions. Ministry of Natural ResourcesRestricted participation in government projects, procurement, or resource tradingLimit receipt of government provided land
Cultural Marketplace(2) Cross-departmental joint disciplinary measures17. Make information on untrustworthiness an important consideration in bidding and tendering. National Development and Reform CommissionRestricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Cultural Marketplace(2) Cross-departmental joint disciplinary measures18. Make information on untrustworthiness an important consideration in applications for government capital supports. People's governments at all levels, the National Development and Reform Commission, Ministry of Finance, the Ministry of Culture and TourismReduced access to government benefits and supportsLimiting government funding supports
Cultural Marketplace(2) Cross-departmental joint disciplinary measures19. When recruiting (hiring) civil servants or public institution staff, lawfully impose restrictions. Organization Department of the CPCC, Ministry of Human Resources and Social SecurityRestrictions or higher review of market entry, credentials, or essential permitsRestrictions on serving as civil servant or public institution staff
Cultural Marketplace(2) Cross-departmental joint disciplinary measures20. Restrict recommendations to be a candidate for National People's Congress deputy or CPPCC member. United Front Work Department of CPC Central Committee, Organization Department of the CPCCCReputation punishments or public identificationRestriction on recommendation as people's congress delegates or CPPCC members
Cultural Marketplace(2) Cross-departmental joint disciplinary measures21. Departments for oversight and management of relevant markets are to increase the frequency of routine oversight and inspections and increase the force of random inspections. Each market oversight and industry regulatory departmentHigher level of scrutiny in routine regulated business activitiesStrengthen oversight and management, increase frequency of spot checks
Cultural Marketplace(2) Cross-departmental joint disciplinary measures22. Announce them to the public through the Chian Cultural Market Network, the 'Credit China' website, and the national enterprise credit information disclosure system. Ministry of Culture and Tourism, the National Development and Reform Commission, State Market Supervision AdministrationReputation punishments or public identificationPublic announcement online
Cultural Marketplace(2) Cross-departmental joint disciplinary measures23. Enter information on untrustworthiness into the basic credit information databases, and record it in enterprises and individuals credit records. People's Bank of ChinaHigher level of scrutiny in routine regulated business activitiesEnter situations of untrustworthiness in the Basic Financial Credit Information Databases
Bidding and TenderingIn projects where bidding is required in accordance with law, the tenderers shall clearly provide for handling judgment defaulters and standards for bid evaluation in the prequalification announcement, the bid announcement, invitations to submit bids and pre-qualification documents, and bid documents; and during the period for bid appraisal the tenderer, tender agency body, bid appraisal experts committee shall inquire as to whether bidders are judgment defaulters, and restrict those who are judgment defaulters from the bidding activities in accordance with law. Where two or more natural persons, legal persons, or other organizations form a collective and participate in bidding activities as a single bidder, an inquiry shall be made into information on whether each member of the collective is a judgment defaulters. Where one or more of the members of a collective is a judgment defaulter, the collective is to be viewed as a judgment defaulters.国家发展改革委、最高人民法院、工业和信息化部、住房城乡建设部、交通运输部、水利部、商务部、铁路局、民航局Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Bidding and Tendering(2) Restict judgment defaulters tender representation activities.Where tenderers retain a tender agent to carry out the tendering activity, they shall inquire into information on whether they are judgment defaulters, and selection of tender agents with no record of untrustworthiness is encouraged.国家发展改革委、最高人民法院、工业和信息化部、住房城乡建设部、交通运输部、水利部、商务部、铁路局、民航局Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Bidding and Tendering(3) Restrict judgment defaulters' bid appraisal activities. When units lawfully established for managing a pool of bid appraisal experts review hiring of bid appraisal experts and conduct routine management, they shall make inquiries regarding information on whether they are judgment defaulters, and not hire judgment defaulters to be bid appraisal experts. Where bid appraisal experts become judgment defaulters during the period of their employ, they shall be promptely removed.国家发展改革委、最高人民法院、工业和信息化部、住房城乡建设部、交通运输部、水利部、商务部、铁路局、民航局Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering
Bidding and Tendering(4) Restrict judgment defaulters' bidding and tendering operations activities. Before tenderers or tender agents hire practitioners, they shall clearly provide measures for handling judgment defaulters, make inquiries into whether relevant persons are judgment defaulters, and should follow procedures to handle practitioners that are judgment defaulters. The restrictions above are to conclude from the date on which the judgment defaulters are deleted from the Supreme People's Court judgment defaulter information base.国家发展改革委、最高人民法院、工业和信息化部、住房城乡建设部、交通运输部、水利部、商务部、铁路局、民航局Restricted participation in government projects, procurement, or resource tradingRestrict participation in bidding and tendering

 

Target副标题ProvisionsImplementing Units
A-level Taxpayer Credit(一)项目审批服务和管理1.建立行政审批绿色通道,根据实际情况实施“容错受理”等便利服务,部分申报材料(法律法规要求提供的材料除外)不齐备的,如行政相对人书面承诺在规定期限内提供,可先行受理,加快办理进度。National Development and Reform Commission在行政审批中提供便利Facilitation or Priority Services
A-level Taxpayer Credit(一)项目审批服务和管理2.企业债发行过程中,鼓励发行人披露纳税信用级别信息,增强发行人的市场认可度,降低企业融资成本。National Development and Reform Commission企业债发行过程中,鼓励披露信用级别信息Publicity of Positive Records
A-level Taxpayer Credit(一)项目审批服务和管理3.在粮食、棉花等进出口配额分配中,可以将申请人信用状况与获得配额难易程度或配额数量挂钩,对于A级纳税人给予一定激励措施。National Development and Reform CommissionFacilitation or Priority Services
A-level Taxpayer Credit(一)项目审批服务和管理4.在电力直接交易和落实优先发电权、优先购电权中,对于交易主体为A级纳税人的,同等条件下优先考虑。National Development and Reform CommissionFacilitation or Priority Services
A-level Taxpayer Credit(一)项目审批服务和管理5.在企业境外发债备案管理中,同等条件下加快办理进度,适时选择A级纳税人开展年度发债额度一次核定、分期分批发行试点。National Development and Reform CommissionBusiness and Financial Benefits
A-level Taxpayer Credit(一)项目审批服务和管理6.在政府投资项目招标中,招标人确需投标人提交纳税证明的,可以简化纳税证明等相关手续。National Development and Reform Commission在政府投资项目招标中,简化手续或优先考虑Facilitation or Priority Services
A-level Taxpayer Credit(一)项目审批服务和管理7.在战略性新兴产业融资担保风险补偿金试点工作中,对于纳入风险补偿支持范围的企业,同等条件下予以优先考虑。National Development and Reform CommissionBusiness and Financial Benefits
A-level Taxpayer Credit(一)项目审批服务和管理8.重大项目稽查中,对于中央预算内投资项目专项稽查过程中,可适当减少抽查比例。National Development and Reform Commission减少抽查比例Reduced Scrutiny
A-level Taxpayer Credit(一)项目审批服务和管理9.在价格执法检查中,适当减少抽查频次。National Development and Reform Commission减少监管频次Reduced Scrutiny
A-level Taxpayer Credit(二)税收服务和管理10.主动向社会公告年度A级纳税人名单。State Administration of Taxation公开守信信息Publicity of Positive Records
A-level Taxpayer Credit(二)税收服务和管理11.一般纳税人可单次领取3个月的增值税发票用量,需要调整增值税发票用量时即时办理。State Administration of TaxationFacilitation or Priority Services
A-level Taxpayer Credit(二)税收服务和管理12.普通发票按需领用。State Administration of TaxationFacilitation or Priority Services
A-level Taxpayer Credit(二)税收服务和管理13.连续3年被评为A级信用级别(简称3连A)的纳税人,由税务机关提供绿色通道或专门人员帮助办理涉税事项。State Administration of Taxation由税务机关提供绿色通道或专门人员帮助办理涉税事项Facilitation or Priority Services
A-level Taxpayer Credit(二)税收服务和管理14.纳税信用A级出口企业可评为出口企业管理一类企业。评为出口管理一类企业的A级纳税人,享受以下便利措施: (1)国税机关受理出口退(免)税正式申报后,经核对申报信息齐全无误的,即可办理出口退(免)税。 (2)可优先安排该类企业办理出口退税。 (3)国税机关可向该类企业提供绿色办税通道(特约服务区),并建立重点联系制度,指定专人负责并定期联系企业。State Administration of TaxationFacilitation or Priority Services
A-level Taxpayer Credit(二)税收服务和管理15.增值税一般纳税人取消增值税发票认证。State Administration of TaxationFacilitation or Priority Services
A-level Taxpayer Credit(三)财政资金使用16. 在实施财政性资金项目安排时,将企业纳税信用状况作为参考条件,同等条件下优先考虑A级纳税人。Ministry of Finance在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
A-level Taxpayer Credit(四)产业领域17.申请增值电信业务给予便利和优惠。Ministry of Industry and Information Technology在电信业务市场管理方面给予便利Facilitation or Priority Services
A-level Taxpayer Credit(五)社会保障领域18.办理社保等业务时给予提前预约、优先办理、简化流程等必要便利。Ministry of Human Resources and Social Security办理社会保险业务时享受绿色通道,实施快捷服务Facilitation or Priority Services
A-level Taxpayer Credit(六)土地使用和管理19.在政府招标供应土地时,同等条件下优先考虑。Ministry of Land and Natural Resources参加政府招标供应土地时,同等条件下优先给予考虑Government Resources Benefits
A-level Taxpayer Credit(七)环境保护领域20.办理环境影响评价文件审批等环境保护许可事项,在同等条件下予以优先支持。Ministry of Environmental Protection在办理许可时,提供便利Facilitation or Priority Services
A-level Taxpayer Credit(八)商务服务和管理21.办理商务领域相关行政审批事项时, 给予优先处理的便利政策,缩减办证的时间。Ministry of Commerce在行政审批中提供便利Facilitation or Priority Services
A-level Taxpayer Credit(九)进出口便利化22.以下便利化措施,适用于海关企业信用等级为认证企业的A级纳税人: (1)适用较低进出口货物查验率。Customs General Administration适用较低货物查验率Reduced Scrutiny
A-level Taxpayer Credit(九)进出口便利化(2)简化进出口货物单证审核。Customs General Administration简化进出口货物单证审核Facilitation or Priority Services
A-level Taxpayer Credit(九)进出口便利化(3)优先办理进出口货物通关手续。Customs General Administration优先办理通关手续Facilitation or Priority Services
A-level Taxpayer Credit(九)进出口便利化(4)海关优先为企业设立协调员,解决企业进出口通关问题。Customs General Administration优先为企业设立协调员,解决企业进出口通关问题Facilitation or Priority Services
A-level Taxpayer Credit(九)进出口便利化(5)享受AEO互认国家或地区海关提供的通关便利措施。Customs General Administration享受AEO互认国家或地区海关提供的通关便利措施。Facilitation or Priority Services
A-level Taxpayer Credit(九)进出口便利化23.对于海关企业信用等级为一般信用企业的A级纳税人,海关优先对其开展信用培育或提供相关培训。Customs General Administration优先接受海关开展的信用培育或相关培训Facilitation or Priority Services
A-level Taxpayer Credit(十)运输便利化24.优先办理车辆通关手续。Ministry of Transport优先办理通关手续Facilitation or Priority Services
A-level Taxpayer Credit(十)运输便利化25.优先核发国际汽车运输行车许可证。Ministry of Transport在办理许可时,提供便利Facilitation or Priority Services
A-level Taxpayer Credit(十一)工商行政管理26. 将纳税信用A级纳税人在企业信用信息公示系统上进行公告。State Administration for Industry and Commerce公开守信信息Publicity of Positive Records
A-level Taxpayer Credit(十二)出入境检验检疫27.适用较低的检验检疫口岸查验率。General Administration of Quality Supervision适用较低货物查验率Reduced Scrutiny
A-level Taxpayer Credit(十二)出入境检验检疫28.优先安排免办CCC认证货物担保放行以及后续销毁核销等。General Administration of Quality SupervisionFacilitation or Priority Services
A-level Taxpayer Credit(十二)出入境检验检疫29.办理目录外3C和3C证书时,予以优先处理。General Administration of Quality SupervisionFacilitation or Priority Services
A-level Taxpayer Credit(十三)食品药品监管30.建立绿色通道,在办理食品药品生产经营审批事项时根据实际情况提供便利服务。Food and Drug AdministrationFacilitation or Priority Services
A-level Taxpayer Credit(十四)融资便利化31.作为银行授信融资的重要参考条件。People's Bank of China, Banking Regulatory Commission作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
A-level Taxpayer Credit(十四)融资便利化32.作为优良信用记录记入金融信用信息基础数据库。People's Bank of China, Banking Regulatory Commission将优良信用记录记入信用信息基础数据库Business and Financial Benefits
A-level Taxpayer Credit(十五)证券、保险业监管33.审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考。Securities Regulatory Commission, Insurance Regulatory Commission审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考Business and Financial Benefits
A-level Taxpayer Credit(十五)证券、保险业监管34.在保险中介机构的设立等方面提供便利化措施。Securities Regulatory Commission, Insurance Regulatory CommissionBusiness and Financial Benefits
A-level Taxpayer Credit(十六)外汇管理35.在外汇管理改革过程中,优先选择外汇业务合规性好的A级纳税人作为贸易投资便利化改革措施的先行先试对象。Foreign Exchange Bureau在外汇管理改革过程中,优先作为贸易投资便利化改革措施的先行先试对象。Facilitation or Priority Services
A-level Taxpayer Credit(十七)全国文明城市、文明单位、五一劳动奖章、先进社会组织等评选36.将纳税信用A级纳税人情况纳入全国文明城市测评标准,作为评选全国文明单位的参考条件。中央文明办、全国总工会、民政部评优评先中给予参考或优先考虑Priority in Obtaining Awards
A-level Taxpayer Credit(十七)全国文明城市、文明单位、五一劳动奖章、先进社会组织等评选37.在评选五一劳动奖章时同等条件下予以优先考虑。中央文明办、全国总工会、民政部评优评先中给予参考或优先考虑Priority in Obtaining Awards
A-level Taxpayer Credit(十七)全国文明城市、文明单位、五一劳动奖章、先进社会组织等评选38.在评选全国性先进社会组织时予以优先考虑。中央文明办、全国总工会、民政部评优评先中给予参考或优先考虑Priority in Obtaining Awards
A-level Taxpayer Credit(十八)其他39.出台适宜在部分企业进行试点的优惠政策、便利服务措施时,考虑优先选择纳税信用A级企业试点。Each relevant department提供优惠政策、便利服务Facilitation or Priority Services
A-level Taxpayer Credit(十八)其他40.作为各部门在本行业、本领域内向企业、个人和其他组织颁发荣誉证书、嘉奖和表彰等荣誉性称号的重要参考,优先给予奖励和表彰。Each relevant department评优评先中给予参考或优先考虑Priority in Obtaining Awards
A-level Taxpayer Credit(十八)其他41.向“信用中国”网站和社会化征信机构适时推送相关信息。Each relevant department公开守信信息Publicity of Positive Records
Youth Volunteers(一)教育服务和管理1.鼓励学校在同等条件下优先录取优秀青年志愿者。Ministry of EducationPersonal Benefits
Youth Volunteers(一)教育服务和管理2.在评优评先、公派出国等遴选中,鼓励相关单位同等条件对优秀青年志愿者予以优先考虑。教育部、各有关部门Personal Benefits
Youth Volunteers(一)教育服务和管理3.为符合规定的优秀青年志愿者提供职业培训补贴,优先安排各类培训。人力资源社会保障部、教育部Personal Benefits
Youth Volunteers(一)教育服务和管理4.参加大学生志愿服务西部计划的优秀志愿者,服务期满2年且考核合格的志愿者,3年内报考研究生,同等条件下优先录取。教育部、各有关部门Personal Benefits
Youth Volunteers(二)就业和创新创业服务5.鼓励党政机关、事业单位在同等条件下优先录用优秀青年志愿者,将志愿活动情况纳入评优评先等活动的考评指标,对积极参加青年志愿活动的公务员,考核其道德品行时应注意了解相关情况。人力资源社会保障部、中央组织部Personal Benefits
Youth Volunteers(二)就业和创新创业服务6.优先向优秀青年志愿者提供公共就业服务。Ministry of Human Resources and Social SecurityPersonal Benefits
Youth Volunteers(二)就业和创新创业服务7.优秀青年志愿者优先获得中国青年企业家协会会员企业、中国青年创业就业基金会理事单位及有关项目合作单位实习、就业机会。 对优秀大学生志愿者,优先推荐参加各级大学生骨干培养学校及中央国家机关大学生(“紫光阁”)实习计划。The Central Communist Youth LeaguePersonal Benefits
Youth Volunteers(二)就业和创新创业服务8.对优秀青年志愿者担任法人代表的企业,在税收管理、企业债发行等行政审批事项受理中实施 “绿色通道”和“容缺受理”等便利服务措施,部分申报材料(法律法规和规范性文件要求提供的材料除外)不齐备的,如书面承诺在规定期限内提供,可先行受理,加快办理进度。国家发展改革委、税务总局等相关部门在行政审批中提供便利Facilitation or Priority Services
Youth Volunteers(二)就业和创新创业服务9.对创业的优秀青年志愿者,同等条件下优先获得中国青年创业就业基金会提供的创业培训、金融扶持、孵化器(中国青年创业社区)入驻等专业服务。The Central Communist Youth LeaguePersonal Benefits
Youth Volunteers(二)就业和创新创业服务10.优秀青年志愿者所创企业,经营状况良好的,由中国青年创业就业基金会授予相关证书或牌匾,帮助企业开拓市场。The Central Communist Youth LeaguePersonal Benefits
Youth Volunteers(二)就业和创新创业服务11.对优秀青年志愿者,按照有关规定,在专利申请、商标注册和版权登记等方面提供法律允许范围内的优先、加快服务。知识产权局、工商总局、新闻出版广电总局Personal Benefits
Youth Volunteers(二)就业和创新创业服务12.对优秀青年志愿者担任法人代表的企业,按照下列条件使用海关进出口便利化措施。 企业信用等级为认证企业的,适用以下便利化措施:(1)适用较低进出口货物查验率;Customs General Administration适用较低货物查验率Reduced Scrutiny
Youth Volunteers(二)就业和创新创业服务(2)简化进出口货物单证审核;Customs General Administration简化进出口货物单证审核Facilitation or Priority Services
Youth Volunteers(二)就业和创新创业服务(3)优先办理进出口货物通关手续;Customs General Administration优先办理通关手续Facilitation or Priority Services
Youth Volunteers(二)就业和创新创业服务(4)海关优先为企业设立协调员,解决企业进出口通关问题;Customs General Administration优先为企业设立协调员,解决企业进出口通关问题Facilitation or Priority Services
Youth Volunteers(二)就业和创新创业服务(5)享受AEO互认国家或地区海关提供的通关便利措施。Customs General Administration享受AEO互认国家或地区海关提供的通关便利措施。Facilitation or Priority Services
企业信用等级为一般信用企业的,海关优先对其开展信用培育或提供相关培训。Customs General Administration优先接受海关开展的信用培育或相关培训Facilitation or Priority Services
Youth Volunteers(二)就业和创新创业服务13.优先向优秀青年志愿者提供优质的工商登记指导和便利的登记注册服务。 对优秀青年志愿者投资设立的无债权债务或未开业企业优先适用简易注销登记程序。State Administration for Industry and CommercePersonal Benefits
Youth Volunteers(三)社会保障服务14.在优秀青年志愿者为其直系亲属申办入住公办养老机构时提供便利,对符合条件的给予适当养老服务补贴。民政部、卫生计生委Personal Benefits
Youth Volunteers(三)社会保障服务15. 在婚姻登记服务、颁证服务与婚姻家庭辅导服务等方面对优秀青年志愿者提供便利;在收养工作中将家庭成员参与志愿服务情况作为判断家庭收养能力的一个因素。Ministry of Civil AffairsPersonal Benefits
Youth Volunteers(三)社会保障服务16.在申请危房改造方面对符合条件的优秀青年志愿者提供便利和优惠。Ministry of Housing and Urban-Rural DevelopmentPersonal Benefits
Youth Volunteers(三)社会保障服务17.在办理中小城市落户或者大城市居住证等方面对优秀青年志愿者提供便利。Ministry of Public SecurityPersonal Benefits
Youth Volunteers(四)金融与住房租赁服务18.作为优良信用记录记入金融信用信息基础数据库。People's Bank of China将优良信用记录记入信用信息基础数据库Business and Financial Benefits
Youth Volunteers(四)金融与住房租赁服务19.作为银行等金融机构授信融资贷款的参考条件。People's Bank of China, Banking Regulatory Commission作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
Youth Volunteers(四)金融与住房租赁服务20.将符合条件的优秀青年志愿者优先纳入公租房保障范围。Ministry of Housing and Urban-Rural DevelopmentPersonal Benefits
Youth Volunteers(五)文化生活服务21.鼓励博物馆、公共图书馆、文化馆、美术馆、体育场馆等公共文化体育设施和公园、旅游景点等场所,给予优秀青年志愿者免票游览、使用或票价优惠等便利服务。文化部、旅游局、体育总局、文物局公共文化体育设施和景点免票或优惠Personal Benefits
Youth Volunteers(五)文化生活服务22.鼓励城市交通系统给予优秀青年志愿者购票优惠政策。Ministry of Transport交通系统购票优惠Personal Benefits
Youth Volunteers(五)文化生活服务23.鼓励航空公司推行“诚信机票”计划,对优秀青年志愿者提供优先服务、“信用购票”等便利措施和优惠政策。民航局、国资委鼓励航空公司提供服务和购票方面的便利和优惠Personal Benefits
Youth Volunteers(六)评先树优24.在文明城市、文明单位评选中,将优秀青年志愿者比例纳入考评指标体系。Civilization Office of the CPC Central Committee评优评先中给予参考或优先考虑Priority in Obtaining Awards
Youth Volunteers(六)评先树优25.在道德模范、五一劳动奖章、五四奖章、三八红旗手、中国青年科技奖等评选中,同等条件下优先考虑优秀青年志愿者。中央文明办、全国总工会、共青团中央、全国妇联、中国科协评优评先中给予参考或优先考虑Priority in Obtaining Awards
Youth Volunteers(七)其他26.按现行政策规定,对家庭困难的优秀青年志愿者给予必要的补贴,对在偏远地区开展志愿服务的青年志愿者发放特殊津贴。Ministry of FinancePersonal Benefits
Youth Volunteers(七)其他27.积极研究建立青年志愿者互助保险机构的可行性,为优秀青年志愿者提供保障力度更大、保障范围更广、服务质量更好的保险服务。共青团中央、保监会Personal Benefits
High-level Customs Certification(一)适用海关通关支持措施1.在确定进出口货物的商品归类、海关估价、原产地或者办结其他海关手续前先行办理验放手续。Customs General AdministrationFacilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施2.适用较低进出口货物查验率。Customs General Administration适用较低货物查验率Reduced Scrutiny
High-level Customs Certification(一)适用海关通关支持措施3.简化进出口货物单证审核流程。Customs General Administration简化进出口货物单证审核Facilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施4.优先办理进出口货物通关手续。Customs General Administration优先办理通关手续Facilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施5.海关为企业设立协调员。Customs General Administration优先为企业设立协调员,解决企业进出口通关问题Facilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施6.对从事加工贸易的企业,不实行银行保证金台账制度。Customs General AdministrationFacilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施7.适用汇总征税管理措施。Customs General AdministrationFacilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施8.根据国际协议规定,适用原产地自主声明措施。Customs General AdministrationFacilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施9.AEO互认国家或者地区海关提供的通关便利措施。Customs General Administration享受AEO互认国家或地区海关提供的通关便利措施。Facilitation or Priority Services
High-level Customs Certification(一)适用海关通关支持措施10.海关给予适用的其他便利管理措施。Customs General AdministrationFacilitation or Priority Services
High-level Customs Certification(二)发展改革部门支持措施11.建立行政审批绿色通道,根据实际情况实施“容缺受理”等便利服务,部分申报材料(法律法规要求提供的材料除外)不齐备的,如行政相对人书面承诺在规定期限内提供,可先行受理,加快办理进度。National Development and Reform Commission在行政审批中提供便利Facilitation or Priority Services
High-level Customs Certification(二)发展改革部门支持措施12.在专项建设基金项目申报筛选中,同等条件下予以优先考虑。National Development and Reform CommissionFacilitation or Priority Services
High-level Customs Certification(二)发展改革部门支持措施13.企业债发行过程中,鼓励发行人披露海关认证信息,增强发行人的市场认可度,降低企业融资成本。National Development and Reform Commission企业债发行过程中,鼓励披露信用级别信息Publicity of Positive Records
High-level Customs Certification(二)发展改革部门支持措施14.在粮食、棉花等进出口配额分配中,可以将申请人信用状况与获得配额难易程度或配额数量挂钩,对于海关高级认证企业给予一定激励措施。National Development and Reform CommissionGovernment Resources Benefits
High-level Customs Certification(二)发展改革部门支持措施15.在电力直接交易中,对于交易主体为海关高级认证企业的,同等条件下优先考虑。National Development and Reform CommissionGovernment Resources Benefits
High-level Customs Certification(二)发展改革部门支持措施16.在企业境外发债备案管理中,同等条件下加快办理进度,适时选择海关高级认证企业开展年度发债额度一次核定、分期分批发行试点。National Development and Reform CommissionFacilitation or Priority Services
High-level Customs Certification(二)发展改革部门支持措施17.在政府投资项目招标中,招标人确需投标人提交进出口证明的,可以简化进出口证明等相关手续。National Development and Reform Commission在政府投资项目招标中,简化手续或优先考虑Facilitation or Priority Services
High-level Customs Certification(二)发展改革部门支持措施18.重大项目稽查中,对于中央预算内投资项目专项稽查过程中,可适当减少抽查比例。National Development and Reform Commission减少抽查比例Reduced Scrutiny
High-level Customs Certification(二)发展改革部门支持措施19.支持地方发展改革部门在法律法规和自身职权范围内,采取更多的激励措施。National Development and Reform CommissionFacilitation or Priority Services
High-level Customs Certification(三)给予商务领域政策支持20.办理加工贸易企业生产能力证明等事项时,给予优先处理的便利政策,缩减办证的时间。Ministry of CommerceFacilitation or Priority Services
High-level Customs Certification(四)金融部门授信融资参考21.作为银行等金融机构授信融资贷款的重要参考条件。People's Bank of China, Banking Regulatory Commission作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
High-level Customs Certification(四)金融部门授信融资参考22.作为优良信用记录记入金融信用信息基础数据库。People's Bank of China, Banking Regulatory Commission将优良信用记录记入信用信息基础数据库Business and Financial Benefits
High-level Customs Certification(五)给予证券、保险领域政策支持23.审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考。Securities Regulatory Commission, Insurance Regulatory Commission审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考Business and Financial Benefits
High-level Customs Certification(五)给予证券、保险领域政策支持24.在保险中介机构的设立等方面提供便利化措施。Securities Regulatory Commission, Insurance Regulatory CommissionFacilitation or Priority Services
High-level Customs Certification(七)给予增值电信业务支持25.在实施财政性资金项目安排时,将海关高级认证企业的信用状况作为参考条件,同等条件下优先考虑海关高级认证企业。Ministry of Finance在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
High-level Customs Certification(七)给予增值电信业务支持26.申请增值电信业务经营许可证时给予便利。Ministry of Industry and Information Technology在办理许可时,提供便利Facilitation or Priority Services
High-level Customs Certification(八)给予社会保障领域政策支持27.在办理社会保险业务时可享受企业绿色通道,实施快捷服务。Ministry of Human Resources and Social Security办理社会保险业务时享受绿色通道,实施快捷服务Facilitation or Priority Services
High-level Customs Certification(九)给予土地使用和管理支持28.在政府招标供应土地时,同等条件下予以优先考虑。Ministry of Land and Natural Resources参加政府招标供应土地时,同等条件下优先给予考虑Government Resources Benefits
High-level Customs Certification(十)给予环境保护许可事项支持29.办理环境影响评价文件审批等环境保护许可事项,在同等条件下予以优先办理。Ministry of Environmental Protection在办理许可时,提供便利Facilitation or Priority Services
High-level Customs Certification(十)给予环境保护许可事项支持30.日常监管中,在无举报情况下,适当减少监管频次。Ministry of Environmental Protection减少监管频次Reduced Scrutiny
High-level Customs Certification(十一)给予税收管理支持31.增值税发票领用比照纳税信用A级纳税人办理(可一次领取3个月的增值税发票用量,需要调整增值税发票用量的,纳税人提供资料齐全的,按照需要即时办理。 )State Administration of TaxationFacilitation or Priority Services
High-level Customs Certification(十一)给予税收管理支持32.由税务机关提供绿色通道或专门人员帮助办理涉税事项。State Administration of Taxation由税务机关提供绿色通道或专门人员帮助办理涉税事项Facilitation or Priority Services
High-level Customs Certification(十一)给予税收管理支持33.符合条件的海关高级认证企业,其出口退(免)税企业分类管理类别可评定为一类,享受以下便利化措施: (1)国税机关可为该类企业提供绿色办税通道(特约服务区),优先办理出口退税,并建立重点联系制度,及时解决企业有关出口退(免)税问题。 (2)国税机关受理该类企业申报的出口退(免)税之后,经审核符合规定的,在5个工作日内办结出口退(免)税手续。State Administration of TaxationFacilitation or Priority Services
High-level Customs Certification(十一)给予税收管理支持34.增值税一般纳税人取消增值税发票认证。State Administration of TaxationFacilitation or Priority Services
High-level Customs Certification(十二)给予工商管理支持35.优先提供有关合同法律法规方面的咨询、培训、宣传和受理调节合同纠纷。State Administration for Industry and CommerceFacilitation or Priority Services
High-level Customs Certification(十二)给予工商管理支持36.降低市场监管的随机抽查比例。State Administration for Industry and Commerce减少抽查比例Reduced Scrutiny
High-level Customs Certification(十三)给予一定的出入境检验检疫管理支持37.适用较低的检验检疫口岸查验率。General Administration of Quality Supervision适用较低货物查验率Reduced Scrutiny
High-level Customs Certification(十三)给予一定的出入境检验检疫管理支持38.优先安排办理免办CCC和免办CCC认证货物担保放行以及后续核销等。General Administration of Quality SupervisionFacilitation or Priority Services
High-level Customs Certification(十四)给予安全生产管理支持39.在海关高级认证企业提出申请后,依法对企业提供安全生产法律和政策支持。 在办理安全生产行政许可事项时,对海关高级认证企业实行优先办理。State Administration of safety supervision在办理许可时,提供便利Facilitation or Priority Services
High-level Customs Certification(十五)给予食品药品管理支持40.建立绿色通道,在办理食品药品生产经营审批事项时根据实际情况提供便利服务。Food and Drug AdministrationFacilitation or Priority Services
High-level Customs Certification(十六)优先给予先进荣誉41.在外汇管理改革过程中,优先选择外汇业务合规性好的海关高级认证企业作为贸易投资便利化改革措施的先行先试对象。Foreign Exchange Bureau在外汇管理改革过程中,优先作为贸易投资便利化改革措施的先行先试对象。Facilitation or Priority Services
High-level Customs Certification(十七)优先给予先进荣誉42.在文明城市、文明单位评比中予以优先考虑。中央文明办、全国总工会、全国妇联评优评先中给予参考或优先考虑Priority in Obtaining Awards
High-level Customs Certification(十七)优先给予先进荣誉43.在评选五一劳动奖状时予以优先考虑。中央文明办、全国总工会、全国妇联评优评先中给予参考或优先考虑Priority in Obtaining Awards
High-level Customs Certification(十七)优先给予先进荣誉44.对海关高级认证企业的法定代表人或者负责人在评选“全国三八红旗手”时予以优先考虑。中央文明办、全国总工会、全国妇联评优评先中给予参考或优先考虑Priority in Obtaining Awards
High-level Customs Certification(十八)给予促进外贸投资支持45.在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑。China Council for the Promotion of International Trade 在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑Facilitation or Priority Services
High-level Customs Certification(十八)给予促进外贸投资支持46.在法律顾问、商事调解、商事出证认证等方面优先提供咨询和支持。China Council for the Promotion of International Trade 在法律顾问、商事调解、商事出证认证等方面优先提供咨询和支持Facilitation or Priority Services
High-level Customs Certification(十九)其他激励措施47.优先提供专利申请、商标注册、诉讼维权等知识产权方面服务。China Council for the Promotion of International Trade 优先提供专利申请、商标注册、诉讼维权等知识产权方面服务Facilitation or Priority Services
High-level Customs Certification(十九)其他激励措施48.对海关高级认证企业给予重点支持,出台适宜在部分企业进行试点的优惠政策、便利服务措施时,考虑优先选择海关高级认证企业试点。Each relevant department提供优惠政策、便利服务Facilitation or Priority Services
High-level Customs Certification(十九)其他激励措施49.作为各部门在本行业、本领域内向企业和个人颁发荣誉证书、嘉奖和表彰等荣誉性称号的重要参考,优先给予奖励和表彰。Each relevant department评优评先中给予参考或优先考虑Priority in Obtaining Awards
Electronic Certification(二)工业和信息化部采取的激励措施1、在电子认证服务许可证延续审查中,根据情况实施“容缺受理”、缩减审查事项等便利措施;在年度电子认证服务监督检查中可以免检一次。Ministry of Industry and Information Technology在办理许可时,提供便利Facilitation or Priority Services
Electronic Certification(二)工业和信息化部采取的激励措施2、在工业和信息化部负责推进实施的两化融合、工控系统安全、网络安全、食品安全追溯等需要电子认证服务的重大项目中,同等条件下优先考虑。Ministry of Industry and Information TechnologyFacilitation or Priority Services
Electronic Certification(二)工业和信息化部采取的激励措施3、在工业和信息化部网站、“信用中国”网站等公布联合激励对象名单,将其纳入工业和信息化部主管的行业信用信息数据库,树立为诚信典型,向社会推介。Ministry of Industry and Information Technology公开守信信息Publicity of Positive Records
Electronic Certification(二)工业和信息化部采取的激励措施4、工业和信息化部、地方工业和信息化主管部门在相关行政审批、项目申请、评选表彰等方面给予一定的便利和支持。Ministry of Industry and Information Technology在行政审批中提供便利Facilitation or Priority Services
Electronic Certification(二)工业和信息化部采取的激励措施5、支持地方工业和信息化主管部门在法律法规和自身职权范围内,采取更多的激励措施。Ministry of Industry and Information TechnologyFacilitation or Priority Services
Electronic Certification(三)其他有关部门采取的激励措施6、政府建设运营的电子招标投标平台在委托认证服务机构时,同等条件下优先选择联合激励对象。国家发展改革委、各级人民政府及其组成部门Facilitation or Priority Services
Electronic Certification(三)其他有关部门采取的激励措施7、在实施政府性资金项目安排时,将认定守信激励情况作为重要参考,同等条件下优先考虑。Ministry of Finance, the National Development and Reform Commission在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
Electronic Certification(三)其他有关部门采取的激励措施8、引导银行等金融机构将认定守信激励情况作为授信融资贷款的重要参考。People's Bank of China, Banking Regulatory Commission作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
Electronic Certification(三)其他有关部门采取的激励措施9、在高新技术企业认定、检验机构认可等工作中,将认定守信激励情况作为重要参考。Ministry of Science and Technology, State Quality Inspection Administration, and other relevant units, and all levels of people's government Facilitation or Priority Services
Electronic Certification(三)其他有关部门采取的激励措施10、由税务机关提供“绿色通道”或专门人员帮助办理涉税事项。State Administration of Taxation由税务机关提供绿色通道或专门人员帮助办理涉税事项Facilitation or Priority Services
Electronic Certification(三)其他有关部门采取的激励措施11、在办理社会保险业务时享受企业“绿色通道”,实施快捷服务。Ministry of Human Resources and Social Security办理社会保险业务时享受绿色通道,实施快捷服务Facilitation or Priority Services
Electronic Certification(三)其他有关部门采取的激励措施12、在政府招投标供应土地时,同等条件下予以优先考虑。Ministry of Land and Natural Resources参加政府招标供应土地时,同等条件下优先给予考虑Government Resources Benefits
Electronic Certification(三)其他有关部门采取的激励措施13、将认定守信激励情况作为企业参加全国奖励评估的重要参考,作为机构负责人参加评优表彰的重要参考。中央文明办、全国总工会、全国妇联评优评先中给予参考或优先考虑Priority in Obtaining Awards
Production Safety(一)发展改革部门支持措施1.建立行政审批“绿色通道”,根据实际情况实施“容缺受理”等便利服务措施。 除法律法规要求提供的材料外,部分申报材料不齐备的,如其书面承诺在规定期限内提供,可先行受理,加快办理进度。National Development and Reform Commission在行政审批中提供便利Facilitation or Priority Services
Production Safety(一)发展改革部门支持措施2.在政府投资补助、项目贴息、项目审批、项目核准等方面予以积极支持。National Development and Reform CommissionFacilitation or Priority Services
Production Safety(一)发展改革部门支持措施3.企业债发行过程中,鼓励发行人披露信用信息,增强发行人的市场认可度,降低企业融资成本。National Development and Reform Commission企业债发行过程中,鼓励披露信用级别信息Publicity of Positive Records
Production Safety(一)发展改革部门支持措施4.在政府投资项目招标中,给予一定优惠措施和信用加分,同等条件优先考虑。National Development and Reform Commission在政府投资项目招标中,简化手续或优先考虑Government Resources Benefits
Production Safety(一)发展改革部门支持措施5.在申请基础设施和公用事业特许经营时,给予一定优惠措施,同等条件优先考虑。National Development and Reform CommissionFacilitation or Priority Services
Production Safety(一)发展改革部门支持措施6.重大项目稽查中,对于中央预算内投资项目,可适当减少抽查比例。National Development and Reform Commission减少抽查比例Reduced Scrutiny
Production Safety(二)给予科技管理支持1.科研开发项目,在符合相关年度科技计划立项管理程序要求的基础上予以优先考虑。Ministry of Science and TechnologyFacilitation or Priority Services
Production Safety(二)给予科技管理支持2.在各类科技奖励的申报等方面,同等条件优先考虑。Ministry of Science and Technology评优评先中给予参考或优先考虑Priority in Obtaining Awards
Production Safety(三)给予电信业务支持在电信业务市场管理方面给予一定便利。Ministry of Industry and Information Technology在电信业务市场管理方面给予便利Facilitation or Priority Services
Production Safety(四)给予公安行政服务管理支持在落户政策和出入境管理方面给予一定优化服务。Ministry of Public SecurityFacilitation or Priority Services
Production Safety(五)给予财政资金使用支持:在实施财政性资金项目安排时,将安全生产守信情况作为参考条件,同等条件下优先考虑联合激励对象。Ministry of Finance在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
Production Safety(六)给予社会保障领域政策支持1.办理社会保险业务时享受“绿色通道”和快捷服务。Ministry of Human Resources and Social Security办理社会保险业务时享受绿色通道,实施快捷服务Facilitation or Priority Services
Production Safety(六)给予社会保障领域政策支持2.引进管理和专业技术等各类人才时,给予相关支持。Ministry of Human Resources and Social SecurityFacilitation or Priority Services
Production Safety(七)给予土地使用支持在政府招标供应土地时,同等条件下予以优先考虑。Ministry of Land and Natural Resources参加政府招标供应土地时,同等条件下优先给予考虑Government Resources Benefits
Production Safety(八)给予环境保护许可事项支持:办理环境影响评价文件审批等环境保护许可事项时,同等条件下,依法予以优先办理。Ministry of Environmental Protection在办理许可时,提供便利Facilitation or Priority Services
Production Safety(九)住房和城乡建设领域激励措施1.建立行政审批“绿色通道”,根据实际情况实施“容缺受理”等便利服务措施。 除法律法规要求提供的材料外,部分申报材料不齐备的,如其书面承诺在规定期限内提供,可先行受理,加快办理进度。Ministry of Housing and Urban-Rural Development在行政审批中提供便利Facilitation or Priority Services
Production Safety(九)住房和城乡建设领域激励措施2.可适度减少常规检查。Ministry of Housing and Urban-Rural Development减少监管频次Reduced Scrutiny
Production Safety(十)交通领域激励措施在道路运输企业审验、确定经营范围、线路投标等方面给予一定优惠措施。Ministry of TransportFacilitation or Priority Services
Production Safety(十一)金融部门授信融资参考1.将安全生产守信情况作为银行等金融机构授信融资贷款的重要参考,合理优化授信审批流程,在风险可控、商业可持续的原则下适当加大贷款支持力度。中国人民银行、银监会作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
Production Safety(十一)金融部门授信融资参考2.在非金融企业债务融资工具注册过程中,鼓励发行人披露信用信息,提高发行人的市场认可度。中国人民银行、银监会企业债发行过程中,鼓励披露信用级别信息Publicity of Positive Records
Production Safety(十一)金融部门授信融资参考3.将安全生产守信情况提供给信用服务机构、金融信用信息基础数据库。中国人民银行、银监会将优良信用记录记入信用信息基础数据库Business and Financial Benefits
Production Safety(十二)在国有资产管理领域作为考核重要参考将安全生产守信情况作为相关责任人综合考评、干部选任、评先评优的重要参考。Ministry of Finance, State-owned Assets Supervision and Administration Commission评优评先中给予参考或优先考虑Priority in Obtaining Awards
Production Safety(十三)给予海关管理支持1.将安全生产守信情况作为海关认证企业标准的重要内容。Customs General AdministrationFacilitation or Priority Services
Production Safety(十三)给予海关管理支持2.办理通关业务时,可适当降低审核或布控查验频次。Customs General Administration减少监管频次Reduced Scrutiny
Production Safety(十四)给予税收管理支持提供“绿色通道”或专门人员帮助办理涉税事项。State Administration of Taxation由税务机关提供绿色通道或专门人员帮助办理涉税事项Facilitation or Priority Services
Production Safety(十五)检验检疫领域激励措施1.优先给予一类管理、适用较低的口岸查验率等检验检疫优惠措施。General Administration of Quality Supervision适用较低货物查验率Reduced Scrutiny
Production Safety(十五)检验检疫领域激励措施2.优先安排检验检疫优惠政策的先行先试。General Administration of Quality Supervision提供优惠政策、便利服务Facilitation or Priority Services
Production Safety(十六)安全生产领域激励措施1.在制定执法检查计划时,减少对其执法检查的频次。State Administration of safety supervision减少监管频次Reduced Scrutiny
Production Safety(十六)安全生产领域激励措施2.安全生产许可证到期后可通过申报有关资料,直接延期一个许可周期。State Administration of safety supervision在办理许可时,提供便利Facilitation or Priority Services
Production Safety(十六)安全生产领域激励措施3.在申请安全生产政策性资金、评先评优活动中,予以优先考虑。State Administration of safety supervision评优评先中给予参考或优先考虑Priority in Obtaining Awards
Production Safety(十六)安全生产领域激励措施4.优先参与安全生产法规、规章和标准的制修订工作。State Administration of safety supervisionFacilitation or Priority Services
Production Safety(十六)安全生产领域激励措施5.建立联合激励对象名录,作为安全生产典型示范企业加以宣传推广。State Administration of safety supervision公开守信信息Publicity of Positive Records
Production Safety(十六)安全生产领域激励措施6.地方各级安全监管部门和各级煤矿安全监察机构还可结合实际,依法依规采取其他激励措施。State Administration of safety supervisionFacilitation or Priority Services
Production Safety(十七)给予食品药品管理支持办理食品药品生产经营审批事项时,在标准不降低、程序不减少的情况下,依法依规,优先办理行政审批、资质审核、备案等手续,通过“绿色通道”加快审批进度。Food and Drug Administration在行政审批中提供便利Facilitation or Priority Services
Production Safety(十八)给予证券领域政策支持审批证券公司、基金管理公司、期货公司设立、变更等时,将企业信用信息作为重要参考。Securities Regulatory Commission审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考Business and Financial Benefits
Production Safety(十九)给予保险领域政策支持指导保险公司根据安全生产风险水平,对安全生产责任保险实施差异化费率。Insurance Regulatory CommissionBusiness and Financial Benefits
Production Safety(二十)优先给予先进荣誉1.在文明城市、文明单位评比中予以优先考虑。中央文明办、全国总工会、全国妇联评优评先中给予参考或优先考虑Priority in Obtaining Awards
Production Safety(二十)优先给予先进荣誉2.在评选五一劳动奖章时予以优先考虑。中央文明办、全国总工会、全国妇联评优评先中给予参考或优先考虑Priority in Obtaining Awards
Production Safety(二十)优先给予先进荣誉3.在评选“全国三八红旗手”时予以优先考虑。中央文明办、全国总工会、全国妇联评优评先中给予参考或优先考虑Priority in Obtaining Awards
Production Safety(二十一)给予促进外贸投资支持1.举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑。China Council for the Promotion of International Trade 在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑Facilitation or Priority Services
Production Safety(二十一)给予促进外贸投资支持2.在法律咨询、法律顾问、商事调解、经贸摩擦应对等方面优先提供咨询和支持。China Council for the Promotion of International Trade 在法律顾问、商事调解、商事出证认证等方面优先提供咨询和支持Facilitation or Priority Services
Production Safety(二十一)给予促进外贸投资支持3.优先提供专利申请、商标注册、诉讼维权等知识产权方面服务。China Council for the Promotion of International Trade 优先提供专利申请、商标注册、诉讼维权等知识产权方面服务Facilitation or Priority Services
Production Safety(二十二)其他激励措施将安全生产守信情况作为各部门在本行业、本领域内向有关生产经营单位和个人颁发荣誉证书、嘉奖和表彰等荣誉性称号的重要参考,优先给予奖励和表彰。Each relevant department评优评先中给予参考或优先考虑Priority in Obtaining Awards
Entry/Exit and Quarantine1.检验检疫支持措施(1)办理注册、许可、备案时,除首次注册、许可、备案外,一般实行书面审批,采信HACCP等第三方认证和企业自我声明,免于现场考核。General Administration of Quality Supervision在办理许可时,提供便利Facilitation or Priority Services
Entry/Exit and Quarantine1.检验检疫支持措施(2)办理CCC目录外认定时,予以优先处理。 优先安排免办CCC认证货物担保放行以及后续核销等。General Administration of Quality SupervisionFacilitation or Priority Services
Entry/Exit and Quarantine1.检验检疫支持措施(3)给予通关便利。 进出口商品需要提供相关证书或证明材料的,企业书面承诺在规定期限内补齐,可先报检通关,材料后补。进口国或地区无明确要求且无需出具相关证书的出口商品,在企业提供合格声明的基础上,实行即报即放、事后监管。General Administration of Quality SupervisionFacilitation or Priority Services
Entry/Exit and Quarantine1.检验检疫支持措施(4)适用较低的检验检疫口岸查验率。 降低查验比例,在风险可控的前提下,其抽批比例、抽箱比例等在原比例基础上可降低不超过50%。General Administration of Quality Supervision适用较低货物查验率Reduced Scrutiny
Entry/Exit and Quarantine1.检验检疫支持措施(5)给予进口预检测便利。 进口商品需检验检疫实验室实施检测的,可接收进口商提交的具有资质的检验检疫实验室的检测报告,进口时核查货证、抽样送检后货物先行放行、事后监管。General Administration of Quality SupervisionFacilitation or Priority Services
Entry/Exit and Quarantine1.检验检疫支持措施(6)检验检疫机构利用新闻发布会、部门网站、外事活动等多种形式或载体,加强信用AA级企业对外宣传;支持信用AA级企业在国内外销售、电子商务及其他营销活动中,合理利用信用AA级企业荣誉,树立品牌形象。General Administration of Quality Supervision公开守信信息Publicity of Positive Records
Entry/Exit and Quarantine1.检验检疫支持措施(7)允许自主定制适合本企业发展的检验检疫便利措施组合,经审核同意后实施。General Administration of Quality SupervisionFacilitation or Priority Services
Entry/Exit and Quarantine2.发展改革部门支持措施(1)建立相关行政审批绿色通道,根据实际情况实施“容缺受理”等便利服务,部分申报材料(法律法规要求提供的材料除外)不齐备的,如行政相对人书面承诺在规定期限内提供,可先行受理,加快办理进度。National Development and Reform Commission在行政审批中提供便利Facilitation or Priority Services
Entry/Exit and Quarantine2.发展改革部门支持措施(2)企业债发行过程中,鼓励发行人披露检验检疫信用AA级信息,增强发行人的市场认可度,降低企业融资成本。National Development and Reform Commission企业债发行过程中,鼓励披露信用级别信息Publicity of Positive Records
Entry/Exit and Quarantine2.发展改革部门支持措施(3)在粮食、棉花等进出口配额分配中,可以将申请人信用状况与获得配额难易程度或配额数量挂钩,对于检验检疫信用AA级企业给予一定激励措施。National Development and Reform CommissionFacilitation or Priority Services
Entry/Exit and Quarantine2.发展改革部门支持措施(4)在电力直接交易中,对于交易主体为检验检疫信用AA级企业的,同等条件下优先考虑。National Development and Reform CommissionFacilitation or Priority Services
Entry/Exit and Quarantine2.发展改革部门支持措施(5)在企业境外发债备案管理中,同等条件下加快办理进度,适时选择检验检疫信用AA级企业开展年度发债额度一次核定、分期分批发行试点。National Development and Reform CommissionFacilitation or Priority Services
Entry/Exit and Quarantine2.发展改革部门支持措施(6)在政府投资项目招标中,招标人确需投标人提交进出口证明的,可以简化进出口证明等相关手续。National Development and Reform Commission在政府投资项目招标中,简化手续或优先考虑Facilitation or Priority Services
Entry/Exit and Quarantine2.发展改革部门支持措施(7)在重大项目稽察中,对于中央基建投资项目专项稽察,可适当减少抽查比例。National Development and Reform Commission减少抽查比例Reduced Scrutiny
Entry/Exit and Quarantine2.发展改革部门支持措施(8)支持地方发展改革部门在法律法规和自身职权范围内,采取更多的激励措施。National Development and Reform CommissionFacilitation or Priority Services
Entry/Exit and Quarantine3. 商务领域政策支持办理商务领域相关行政审批事项时,给予优先处理的便利政策,缩短办证时间。Ministry of Commerce在行政审批中提供便利Facilitation or Priority Services
Entry/Exit and Quarantine4.金融部门授信融资支持(1)作为银行等金融机构授信融资的重要参考。People's Bank of China, Banking Regulatory Commission作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
Entry/Exit and Quarantine4.金融部门授信融资支持(2)作为信用记录记入金融信用信息基础数据库。People's Bank of China, Banking Regulatory Commission将优良信用记录记入信用信息基础数据库Business and Financial Benefits
Entry/Exit and Quarantine5.给予证券、保险领域政策支持(1)审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考。Securities Regulatory Commission, Insurance Regulatory Commission审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考Business and Financial Benefits
Entry/Exit and Quarantine5.给予证券、保险领域政策支持(2)在保险中介业务许可等方面将信用信息作为重要参考。Securities Regulatory Commission, Insurance Regulatory Commission在办理许可时,提供便利Facilitation or Priority Services
Entry/Exit and Quarantine6.给予财政资金使用支持在安排财政性资金时,有条件的将检验检疫信用作为参考条件,同等条件下优先考虑检验检疫信用AA级企业。Ministry of Finance在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
Entry/Exit and Quarantine7.给予社会保障领域政策支持在办理社会保险业务时可享受企业绿色通道,实施快捷服务。Ministry of Human Resources and Social Security办理社会保险业务时享受绿色通道,实施快捷服务Facilitation or Priority Services
Entry/Exit and Quarantine8.给予土地使用和管理支持在政府招拍挂供应土地时,同等条件下予以优先考虑。Ministry of Land and Natural Resources参加政府招标供应土地时,同等条件下优先给予考虑Government Resources Benefits
Entry/Exit and Quarantine9.给予环境保护管理支持(1)办理环境影响评价文件审批等环境保护许可事项,在同等条件下依法予以优先办理。Ministry of Environmental Protection在办理许可时,提供便利Facilitation or Priority Services
Entry/Exit and Quarantine9.给予环境保护管理支持(2)日常监管中,在无举报情况下,依法依规适当减少监管频次。Ministry of Environmental Protection减少监管频次Reduced Scrutiny
Entry/Exit and Quarantine10.给予海关管理支持(1)以下便利措施,适用于海关企业信用等级为认证企业的检验检疫信用AA级企业: ①简化进出口货物单证审核;Customs General Administration简化进出口货物单证审核Facilitation or Priority Services
Entry/Exit and Quarantine10.给予海关管理支持②适用较低的进出口货物查验率;Customs General Administration适用较低货物查验率Reduced Scrutiny
Entry/Exit and Quarantine10.给予海关管理支持③优先办理进出口货物通关手续;Customs General Administration优先办理通关手续Facilitation or Priority Services
Entry/Exit and Quarantine10.给予海关管理支持④海关优先为企业设立协调员,解决企业进出口通关问题;Customs General Administration优先为企业设立协调员,解决企业进出口通关问题Facilitation or Priority Services
Entry/Exit and Quarantine10.给予海关管理支持⑤享受AEO互认国家或地区海关提供的通关便利措施。Customs General Administration享受AEO互认国家或地区海关提供的通关便利措施。Facilitation or Priority Services
Entry/Exit and Quarantine10.给予海关管理支持(2)企业信用等级为一般信用企业的,海关优先对其开展信用培育或提供相关培训。Customs General Administration优先接受海关开展的信用培育或相关培训Facilitation or Priority Services
Entry/Exit and Quarantine11.给予税收管理支持由税务机关提供绿色通道或专门人员帮助办理涉税事项。State Administration of Taxation由税务机关提供绿色通道或专门人员帮助办理涉税事项Facilitation or Priority Services
Entry/Exit and Quarantine12.给予安全生产管理支持在办理安全生产行政许可事项时,对检验检疫信用AA级企业实行优先办理。住房城乡建设部、安全监管总局在办理许可时,提供便利Facilitation or Priority Services
Entry/Exit and Quarantine13.给予食品药品管理支持在办理食品药品生产经营审批事项时,根据实际情况提供便利服务。Food and Drug AdministrationFacilitation or Priority Services
Entry/Exit and Quarantine14.在外汇管理改革过程中,优先选择外汇业务合规性好的检验检疫信用AA级企业作为贸易投资便利化改革措施的先行先试对象。Foreign Exchange Bureau在外汇管理改革过程中,优先作为贸易投资便利化改革措施的先行先试对象。Facilitation or Priority Services
Entry/Exit and Quarantine15.优先给予先进荣誉(1)在“文明城市”、“文明单位”评比中予以优先考虑。中央文明办、全国总工会评优评先中给予参考或优先考虑Priority in Obtaining Awards
Entry/Exit and Quarantine15.优先给予先进荣誉(2)在评选“五一劳动奖”时予以优先考虑。中央文明办、全国总工会评优评先中给予参考或优先考虑Priority in Obtaining Awards
Entry/Exit and Quarantine16.给予促进外贸投资支持(1)在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑。China Council for the Promotion of International Trade 在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑Facilitation or Priority Services
Entry/Exit and Quarantine16.给予促进外贸投资支持(2)在法律顾问、商事调解、商事出证认证等方面优先提供咨询和支持。China Council for the Promotion of International Trade 在法律顾问、商事调解、商事出证认证等方面优先提供咨询和支持Facilitation or Priority Services
Entry/Exit and Quarantine16.给予促进外贸投资支持(3)优先提供专利申请、商标注册、诉讼维权等知识产权方面服务。China Council for the Promotion of International Trade 优先提供专利申请、商标注册、诉讼维权等知识产权方面服务Facilitation or Priority Services
Entry/Exit and Quarantine17.其他激励措施(1)出台试点优惠政策、便利服务措施时,考虑优先选择检验检疫信用AA级企业作为试点。Each relevant department提供优惠政策、便利服务Facilitation or Priority Services
Entry/Exit and Quarantine17.其他激励措施(2)向企业和个人颁发荣誉证书、嘉奖和表彰等荣誉性称号时,将检验检疫信用AA级作为重要参考,优先给予奖励和表彰。Each relevant department评优评先中给予参考或优先考虑Priority in Obtaining Awards
Charity1、为守信慈善组织登记事项变更、相关业务办理建立绿色通道,提供便利服务。Ministry of Civil Affairs在行政审批中提供便利Facilitation or Priority Services
Charity2、“中央财政支持社会组织示范项目”在同等条件下,优先向守信慈善组织倾斜。Ministry of Civil Affairs评优评先中给予参考或优先考虑Priority in Obtaining Awards
Charity3、在同等条件下,优先向守信慈善组织购买服务,并为守信慈善组织承接政府购买服务项目提供指导。Ministry of Civil Affairs, Relevant Departments and UnitsFacilitation or Priority Services
Charity4、在同等条件下,优先推荐参加“中华慈善奖”、“先进社会组织”评选。Ministry of Civil Affairs评优评先中给予参考或优先考虑Priority in Obtaining Awards
Charity5、为守信捐赠人申请入住公办养老机构提供便利服务。Ministry of Civil AffairsPersonal Benefits
Charity6、在孤儿收养中,作为判断收养人家庭收养能力的一个因素。Ministry of Civil AffairsPersonal Benefits
Charity7、在婚姻、殡葬、社会救助、优抚安置等服务中为守信捐赠人提供便利服务。Ministry of Civil AffairsPersonal Benefits
Charity8、依法享受税收优惠。 企业发生的公益性捐赠支出,在年度利润总额12%以内的部分,准予在计算应纳税所得额时扣除;超过年度利润总额12%的部分,准予结转以后三年内在计算应纳税所得额时扣除。民政部、税务总局Facilitation or Priority Services
Charity9、作为纳税信用评价的重要外部参考。State Administration of TaxationFacilitation or Priority Services
Charity10、在实施政府性资金项目安排时,同等条件下优先考虑。财政部、国家发改委在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
Charity11、将守信记录纳入金融信用信息基础数据库,作为银行业金融机构融资授信的重要参考。People's Bank of China, Banking Regulatory Commission作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
Charity12、守信捐赠人的纳税信用级别为A级的,可一次领取不超过3个月的增值税发票用量;纳税信用级别为级的,可一次领取不超过2个月的增值税发票用量。 以上两类纳税人生产经营情况发生变化,需要调整增值税发票用量,手续齐全的,按照规定即时办理。 普通发票用量,税务机关可根据领购单位和个人的经营范围、规模、守信情况,合理确定领购发票数量。State Administration of TaxationFacilitation or Priority Services
Charity13、以下便利优化措施,适用于海关企业信用等级为认证企业的守信慈善组织或者捐赠人: (1)适用较低进出口货物查验率;Customs General Administration适用较低货物查验率Reduced Scrutiny
Charity(2)简化进出口货物单证审核;Customs General Administration简化进出口货物单证审核Facilitation or Priority Services
Charity(3)优先办理进出口货物通关手续;Customs General Administration优先办理通关手续Facilitation or Priority Services
Charity(4)海关优先设立协调员,解决进出口通关问题;Customs General Administration优先为企业设立协调员,解决企业进出口通关问题Facilitation or Priority Services
Charity(5)享受AEO互认国家或地区海关提供的通关便利措施。Customs General Administration享受AEO互认国家或地区海关提供的通关便利措施。Facilitation or Priority Services
海关企业信用等级为一般信用企业的守信慈善组织或者捐赠人,海关优先对其开展信用培育或提供相关培训。Customs General Administration优先接受海关开展的信用培育或相关培训Facilitation or Priority Services
Charity14、用于慈善活动的捐赠物资适用较低的检验检疫口岸查验率。General Administration of Quality Supervision适用较低货物查验率Reduced Scrutiny
Charity15、在办理中小城市落户或者大城市居住证等方面,为守信捐赠人提供便利服务。Ministry of Public SecurityPersonal Benefits
Charity16、在专利申请、版权登记、诉讼维权等方面提供法律允许范围内的优先、加快服务。知识产权局、新闻出版广电总局、贸促会优先提供专利申请、商标注册、诉讼维权等知识产权方面服务Facilitation or Priority Services
Charity17、办理社保等业务时给予提前预约、优先办理、简化流程等必要便利。Ministry of Human Resources and Social Security办理社会保险业务时享受绿色通道,实施快捷服务Facilitation or Priority Services
Charity18、参加政府招标供应土地时,同等条件下优先给予考虑。Ministry of Land and Natural Resources参加政府招标供应土地时,同等条件下优先给予考虑Government Resources Benefits
Charity19、办理环境影响评价文件审批等环境保护许可事项中提供便捷服务。Ministry of Environmental Protection在办理许可时,提供便利Facilitation or Priority Services
Charity20、作为全国性奖励评估、评优表彰重要参考。Civilization Office of the CPCC, State Coucil Office of Poverty Alleviation, All China Federation of Trade Unions, Communist Youth League Central Committee, All China Women's Federation, China Association of Science and technology, and other relevant departments评优评先中给予参考或优先考虑Priority in Obtaining Awards
Charity21、在学习培训、公派出国等方面,同等条件下优先选择守信捐赠人。教育部、人力资源社会保障部Personal Benefits
Charity22、在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑。China Council for the Promotion of International Trade 在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑Facilitation or Priority Services
Charity23、在法律顾问、商事调解、经贸和海事仲裁等方面优先提供咨询和支持。司法部、贸促会在法律顾问、商事调解、商事出证认证等方面优先提供咨询和支持Facilitation or Priority Services
Charity24、鼓励博物馆、科学技术馆、公共图书馆、文化馆、美术馆、体育场馆等公共文化体育设施和公园、旅游景点等场所,给予免票游览、使用或票价优惠等服务。文化部、旅游局、体育总局、文物局、中国科协公共文化体育设施和景点免票或优惠Personal Benefits
Charity25、鼓励城市交通系统给予购票优惠政策。Ministry of Transport交通系统购票优惠Personal Benefits
Charity26、鼓励航空公司推行“诚信机票”计划,提供优先服务、“信用购票”等便利措施和优惠政策。Civil Aviation Administration鼓励航空公司提供服务和购票方面的便利和优惠Personal Benefits
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施1.在办理公路水运建设市场及工程建设等行政审批过程中,优先或加快办理。Ministry of Transport在行政审批中提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施2.在公路水运建设市场及工程建设等行政检查过程中,适度减少检查频次。Ministry of Transport减少监管频次Reduced Scrutiny
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施3.在政府投资交通运输项目、政府与社会资本合作交通运输项目的招标过程中,给予降低保证金比例、提高工程预付款比例、守信奖励等优惠,同等条件优先考虑。Ministry of TransportGovernment Resources Benefits
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施4.在道路运输企业审验、确定经营范围、线路投标等方面给予一定优惠措施。Ministry of TransportFacilitation or Priority Services
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施5.对守信典型企业给予重点支持,出台优惠政策、便利化服务措施时,优先选择试点。Ministry of Transport提供优惠政策、便利服务Facilitation or Priority Services
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施6.优先推荐公路水运交通优质工程奖等国家和地方相关奖项,将守信典型企业的守信状况作为各部门在本行业、本领域内颁发荣誉证书、嘉奖和表彰等荣誉性称号的重要参考,优先给予奖励和表彰。Ministry of Transport评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施7.在“信用交通”网站及主流媒体上公布和宣传守信典型企业守信状况,进一步增强社会影响力。Ministry of Transport公开守信信息Publicity of Positive Records
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施8.支持地方交通运输主管部门在本行业、本领域内采取更多的激励措施。Ministry of TransportFacilitation or Priority Services
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施9.在企业投资的交通运输工程建设项目招投标、工程发包和市场交易中,鼓励招标人和项目单位给予投标、履约、质量保证金减免、提高工程预付款比例、守信奖励等优惠,同等条件优先考虑。Ministry of TransportGovernment Resources Benefits
交通运输工程建设领域守信典型企业(一)交通运输领域激励措施10.鼓励铁路、公路、水路、民航等运输服务企业给予守信典型企业一定便利措施。Ministry of TransportFacilitation or Priority Services
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施11.建立行政审批绿色通道,根据实际情况实施“容缺受理”等便利服务,部分申报材料(法律法规要求提供的材料除外)不齐备的,如其书面承诺在规定期限内提供,可先行受理,加快办理进度。National Development and Reform Commission在行政审批中提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施12.在企业发行外债备案登记中同等条件下优先考虑。National Development and Reform CommissionBusiness and Financial Benefits
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施13.在申请国际金融组织贷款项目申报中同等条件下优先考虑。National Development and Reform CommissionBusiness and Financial Benefits
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施14.在申请外国政府贷款项目中同等条件下优先考虑。National Development and Reform CommissionBusiness and Financial Benefits
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施15.在实施政府性资金项目安排和其他投资领域优惠政策时,将认定守信情况作为重要参考,同等条件下优先考虑。National Development and Reform Commission在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施16.在对循环经济先进典型的表彰中对守信主体同等条件下优先考虑。National Development and Reform Commission评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施17.在对节能工作中作出贡献的集体、个人的表彰和奖励中对守信主体同等条件下优先考虑。National Development and Reform Commission评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施18.在组织实施循环经济示范试点中对守信主体同等条件下优先考虑。National Development and Reform CommissionFacilitation or Priority Services
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施19.在政府出资产业投资基金申报中同等条件下优先考虑。National Development and Reform CommissionGovernment Resources Benefits
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施20.在国家重大建设项目稽察、中央财政性建设资金投资安排实施情况的监督检查、价格执法检查活动中,对守信主体适当减少随机抽查的比例和频次。National Development and Reform Commission减少抽查比例Reduced Scrutiny
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施21.在电力业务许可管理制度事中事后监管工作中,对守信主体降低自查及随机抽查频次。National Development and Reform Commission减少监管频次Reduced Scrutiny
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施22.在承装(修、试)电力设施许可管理制度事中事后监管工作中,对守信主体降低自查及随机抽查频次。National Development and Reform Commission减少监管频次Reduced Scrutiny
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施23.在政府投资项目招标中,将守信状况纳入评审因素予以考虑。National Development and Reform Commission在政府投资项目招标中,简化手续或优先考虑Government Resources Benefits
交通运输工程建设领域守信典型企业(二)发展改革部门支持措施24.支持地方发展改革部门在法律法规和自身职权范围内,采取更多的激励措施。National Development and Reform CommissionFacilitation or Priority Services
交通运输工程建设领域守信典型企业(三)商务部门支持措施25.在办理钢材等货物进出口许可证时,可以根据申请人守信状况给予适当便利。Ministry of Commerce在办理许可时,提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(四)金融部门授信融资支持26.经贷款审查企业资信良好的,在同等条件下,对守信典型企业优先给予免担保贷款。 将守信典型企业的守信状况作为银行业金融机构授信融资贷款的重要参考。People's Bank of China, Banking Regulatory Commission作为银行等金融机构授信融资贷款的重要参考条件Business and Financial Benefits
交通运输工程建设领域守信典型企业(四)金融部门授信融资支持27.在非金融企业债务融资工具注册过程中,鼓励发行人披露信用信息,提高发行人的市场认可度。People's Bank of China企业债发行过程中,鼓励披露信用级别信息Publicity of Positive Records
交通运输工程建设领域守信典型企业(四)金融部门授信融资支持28.将守信典型企业的守信状况提供给社会征信机构、金融信用信息基础数据库。People's Bank of China将优良信用记录记入信用信息基础数据库Business and Financial Benefits
交通运输工程建设领域守信典型企业(五)给予证券、保险领域政策支持29.审批证券、基金管理公司、期货公司及保险公司的设立、变更、从事相关业务等行为时,将守信典型企业的信用信息作为重要参考。Securities Regulatory Commission, Insurance Regulatory Commission审批证券、基金管理公司、期货公司及保险公司设立、变更、从事相关业务等行为时,将企业信用信息作为重要参考Business and Financial Benefits
交通运输工程建设领域守信典型企业(五)给予证券、保险领域政策支持30.在保险中介业务许可等方面将守信信息作为重要参考。Securities Regulatory Commission, Insurance Regulatory Commission在办理许可时,提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(五)给予证券、保险领域政策支持31.在工程保险、建筑工程质量保险、建筑保证保险等方面,鼓励保险公司考虑企业守信状况,根据风险定价原则,合理厘定保险费率。Securities Regulatory Commission, Insurance Regulatory CommissionBusiness and Financial Benefits
交通运输工程建设领域守信典型企业(六)给予财政资金使用支持32.在实施财政性资金项目安排时,将守信典型企业的守信状况作为参考条件,同等条件下优先考虑。Ministry of Finance在实施财政性资金项目安排时,同等条件下优先考虑Government Resources Benefits
交通运输工程建设领域守信典型企业(七)给予增值电信业务支持33.在电信业务市场管理方面给予一定便利。Ministry of Industry and Information Technology在电信业务市场管理方面给予便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(八)给予社会保障领域政策支持34.在办理社会保险业务时可享受企业绿色通道,实施快捷服务。Ministry of Human Resources and Social Security办理社会保险业务时享受绿色通道,实施快捷服务Facilitation or Priority Services
交通运输工程建设领域守信典型企业(八)给予社会保障领域政策支持35.将守信典型企业的守信状况作为重要参考,按照有关规定适当降低农民工工资保证金。Ministry of Human Resources and Social SecurityBusiness and Financial Benefits
交通运输工程建设领域守信典型企业(九)给予土地使用和管理支持36.在政府招标出让土地使用权时,同等条件下予以优先考虑。Ministry of Land and Natural Resources参加政府招标供应土地时,同等条件下优先给予考虑Government Resources Benefits
交通运输工程建设领域守信典型企业(十)给予环境保护许可事项支持37.办理环境影响评价文件审批等环境保护许可事项时,在同等条件下依法予以优先办理。Ministry of Environmental Protection在办理许可时,提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十一)给予住房和城乡建设管理支持38.在房地产交易、房地产中介机构备案等方面给予必要便利和优惠。Ministry of Housing and Urban Rural DevelopmentBusiness and Financial Benefits
交通运输工程建设领域守信典型企业(十一)给予住房和城乡建设管理支持39.对守信典型企业可适度减少常规检查。Ministry of Housing and Urban Rural Development减少监管频次Reduced Scrutiny
交通运输工程建设领域守信典型企业(十一)给予住房和城乡建设管理支持40.优先推荐申报国家鲁班奖、国家优质工程奖等。Ministry of Housing and Urban Rural Development评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(十二)给予税收管理支持41.将守信情况纳入纳税信用评价的外部参考信息,作为纳税信用评价的重要外部参考。State Administration of TaxationFacilitation or Priority Services
交通运输工程建设领域守信典型企业(十三)给予一定的检验检疫管理支持42.优先给予一类管理、适用较低的口岸查验率等检验检疫优惠措施。General Administration of Quality Supervision适用较低货物查验率Reduced Scrutiny
交通运输工程建设领域守信典型企业(十三)给予一定的检验检疫管理支持43.优先作为检验检疫优惠措施试点企业。General Administration of Quality SupervisionFacilitation or Priority Services
交通运输工程建设领域守信典型企业(十四)给予安全生产管理支持44.在办理安全生产有关行政许可过程中,根据实际情况实施便利服务措施。State Administration of safety supervision在办理许可时,提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十四)给予安全生产管理支持45.在制定执法检查计划时,减少对其执法检查的频次。State Administration of safety supervision减少监管频次Reduced Scrutiny
交通运输工程建设领域守信典型企业(十四)给予安全生产管理支持46.在申请安全生产政策性资金、评先评优活动中,予以优先考虑。State Administration of safety supervision评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(十五)给予海域使用方面的支持47.在办理海域使用等行政审批过程中,优先或加快办理。国家海洋局在行政审批中提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十六)给予促进外贸投资支持48.在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑。China Council for the Promotion of International Trade 在举办和组织企业参加经贸展览会、论坛、洽谈会及有关国际会议时给予优先考虑Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十六)给予促进外贸投资支持49.在国际工程承建、投资和运维等方面,优先提供法律顾问、商事调解、经贸和海事仲裁等咨询和支持。China Council for the Promotion of International Trade 在法律顾问、商事调解、商事出证认证等方面优先提供咨询和支持Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十六)给予促进外贸投资支持50.优先提供专利申请、商标注册、诉讼维权等知识产权方面服务。China Council for the Promotion of International Trade 优先提供专利申请、商标注册、诉讼维权等知识产权方面服务Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十七)海关通关支持措施51.海关优先为企业设立协调员,解决企业进出口通关问题;Customs General Administration优先为企业设立协调员,解决企业进出口通关问题Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十七)海关通关支持措施52.适用较低进出口货物查验率;Customs General Administration适用较低货物查验率Reduced Scrutiny
交通运输工程建设领域守信典型企业(十七)海关通关支持措施53.简化进出口货物单证审核;Customs General Administration简化进出口货物单证审核Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十七)海关通关支持措施54.优先办理进出口货物通关手续;Customs General Administration优先办理通关手续Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十七)海关通关支持措施55.享受AEO互认国家或地区海关提供的通关便利措施。Customs General Administration享受AEO互认国家或地区海关提供的通关便利措施。Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十七)海关通关支持措施56.企业信用等级为一般信用企业的,海关优先对其开展信用培育或提供相关培训。Customs General Administration优先接受海关开展的信用培育或相关培训Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十八)优先给予先进荣誉57.在文明单位评比中予以优先考虑。中央文明办、全国总工会、全国妇联、共青团中央评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(十九)其他激励措施58.在评选五一劳动奖状、中国青年科技奖、“全国三八红旗手”等评选中予以优先考虑。中央文明办、全国总工会、全国妇联、共青团中央评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(十九)其他激励措施59.根据实际情况实施“绿色通道”和“容缺受理”等便利服务措施。Each relevant department在行政审批中提供便利Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十九)其他激励措施60.在日常检查、专项检查中优化检查频次。Each relevant department减少监管频次Reduced Scrutiny
交通运输工程建设领域守信典型企业(十九)其他激励措施61.对守信典型企业给予重点支持,出台优惠政策、便利化服务措施时,优先选择试点。Each relevant department提供优惠政策、便利服务Facilitation or Priority Services
交通运输工程建设领域守信典型企业(十九)其他激励措施62.将守信典型企业的守信状况作为各部门在本行业、本领域内颁发荣誉证书、嘉奖和表彰等荣誉性称号的重要参考,优先给予奖励和表彰。Each relevant department评优评先中给予参考或优先考虑Priority in Obtaining Awards
交通运输工程建设领域守信典型企业(十九)其他激励措施63.支持地方相关部门在法律法规和自身职权范围内,在本行业、本领域内采取更多的激励措施。Each relevant departmentFacilitation or Priority Services